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Start 7-day demoLatest AX insider trades
- Mosich Nick - DirectorOpen-market sale$125K
- Roque A. Santi - DirectorOpen-market sale$53K
About Axos Financial, Inc. (AX)
The SEC lists Axos Financial, Inc. under CIK 0001299709, in savings institution, federally chartered. We track it alongside the rest of the Financials sector.
AX Form 4 activity by transaction type, last 90 days
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 2 | 1,775 | $178K |
| Grant or award | 10 | 83,348 | |
| Option exercise | 18 | 58,858 | |
AX insider transactions (Form 4)
97105 Form 4 filings on record, the earliest from Nov 7, 2024, newest first. Filing history page 1 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
 Candace L. Thiele | Option exercise | Common Stock | 1,122 | $92.68 | $104K | |
| Candace L. Thiele | Derivative | Common Stock | 547 footnote F2 | $92.68 | $51K | |
| Candace L. Thiele | Option exercise | Restricted Stock Units | 1,122 | $0.00 | - | |
| Candace L. Thiele | Grant or award | Restricted Stock Units | 1,079 | $0.00 | - | |
| ||||||
 Derrick Walsh - Officer | Option exercise | Common Stock | 4,127 | $92.68 | $382K | |
| Derrick Walsh - Officer | Derivative | Common Stock | 2,222 footnote F2 | $92.68 | $206K | |
| Derrick Walsh - Officer | Option exercise | Restricted Stock Units | 4,127 | $0.00 | - | |
| Derrick Walsh - Officer | Grant or award | Restricted Stock Units | 3,076 | $0.00 | - | |
| ||||||
| John Charles Tolla - Officer | Option exercise | Common Stock | 3,502 | $92.68 | $325K | |
| John Charles Tolla - Officer | Derivative | Common Stock | 1,885 footnote F2 | $92.68 | $175K | |
| John Charles Tolla - Officer | Option exercise | Restricted Stock Units | 3,502 | $0.00 | - | |
| John Charles Tolla - Officer | Grant or award | Restricted Stock Units | 2,968 | $0.00 | - | |
| ||||||
| Michael James Watson | Option exercise | Common Stock | 3,174 | $92.68 | $294K | |
| Michael James Watson | Derivative | Common Stock | 1,583 footnote F2 | $92.68 | $147K | |
| Michael James Watson | Option exercise | Restricted Stock Units | 3,174 | $0.00 | - | |
| Michael James Watson | Grant or award | Restricted Stock Units | 1,900 | $0.00 | - | |
| ||||||
 Raymond D. Matsumoto | Option exercise | Common Stock | 4,946 | $92.68 | $458K | |
| Raymond D. Matsumoto | Derivative | Common Stock | 2,668 footnote F2 | $92.68 | $247K | |
| Raymond D. Matsumoto | Option exercise | Restricted Stock Units | 4,946 | $0.00 | - | |
| Raymond D. Matsumoto | Grant or award | Restricted Stock Units | 2,698 | $0.00 | - | |
| ||||||
| Ann Gill | Option exercise | Common Stock | 1,643 | $92.68 | $152K | |
| Ann Gill | Derivative | Common Stock | 884 footnote F2 | $92.68 | $82K | |
| Ann Gill | Option exercise | Restricted Stock Units | 1,643 | $0.00 | - | |
| Ann Gill | Grant or award | Restricted Stock Units | 1,295 | $0.00 | - | |
| ||||||
 Eshel Bar-Adon - Officer | Option exercise | Common Stock | 3,629 | $92.68 | $336K | |
| Eshel Bar-Adon - Officer | Derivative | Common Stock | 1,956 footnote F2 | $92.68 | $181K | |
| Eshel Bar-Adon - Officer | Option exercise | Restricted Stock Units | 3,629 | $0.00 | - | |
| Eshel Bar-Adon - Officer | Grant or award | Restricted Stock Units | 3,076 | $0.00 | - | |
| ||||||
| Thomas M. Constantine | Option exercise | Common Stock | 3,905 | $92.68 | $362K | |
| Thomas M. Constantine | Derivative | Common Stock | 2,102 footnote F2 | $92.68 | $195K | |
| Thomas M. Constantine | Option exercise | Restricted Stock Units | 3,905 | $0.00 | - | |
| Thomas M. Constantine | Grant or award | Restricted Stock Units | 2,806 | $0.00 | - | |
| ||||||
| Brian D. Swanson | Option exercise | Common Stock | 3,381 | $92.68 | $313K | |
| Brian D. Swanson | Derivative | Common Stock | 1,822 footnote F2 | $92.68 | $169K | |
| Brian D. Swanson | Option exercise | Restricted Stock Units | 3,381 | $0.00 | - | |
| Brian D. Swanson | Grant or award | Restricted Stock Units | 2,968 | $0.00 | - | |
| ||||||
| Mosich Nick - Director | Open-market sale | Common Stock | 1,275 | $98.00 | $125K | |
 Gregory Garrabrants - Officer | Grant or award | Restricted Stock Units | 61,482 | $0.00 | - | |
| Roque A. Santi - Director | Open-market sale | Common Stock | 500 | $105.30 | $53K | |
| Gregory Garrabrants - Officer | Grant or award | Common Stock | 202,032 | $97.39 | $19.68M | |
| Gregory Garrabrants - Officer | Derivative | Common Stock | 108,995 footnote F2 | $97.39 | $10.62M | |
| Gregory Garrabrants - Officer | Option exercise | Restricted Stock Units | 202,032 | $0.00 | - | |
| ||||||
| Thomas M. Constantine | Open-market sale | Common Stock | 1,994 | $88.55 footnote F1 | $177K | |
| ||||||
| Michael James Watson | Open-market sale | Common Stock | 1,653 | $83.77 footnote F1 | $138K | |
| ||||||
 James S. Argalas - Director | Gift | Common Stock | 2,100 footnote F1 | $84.66 | $178K | |
| ||||||
| Roque A. Santi - Director | Open-market sale | Common Stock | 500 | $87.77 | $44K | |
| Eshel Bar-Adon - Officer | Derivative | Common Stock | 952 | $84.68 | $81K | |
| Michael James Watson - Officer | Option exercise | Common Stock | 983 | $82.93 | $82K | |
| Michael James Watson - Officer | Derivative | Common Stock | 491 footnote F2 | $82.93 | $41K | |
| Michael James Watson - Officer | Option exercise | Restricted Stock Units | 983 | $0.00 | - | |
| ||||||
| Derrick Walsh - Officer | Option exercise | Common Stock | 1,360 | $82.93 | $113K | |
| Derrick Walsh - Officer | Derivative | Common Stock | 733 footnote F2 | $82.93 | $61K | |
| Derrick Walsh - Officer | Option exercise | Restricted Stock Units | 1,360 | $0.00 | - | |
| ||||||
| John Charles Tolla - Officer | Option exercise | Common Stock | 2,943 | $82.93 | $244K | |
| John Charles Tolla - Officer | Option exercise | Common Stock | 1,177 | $82.93 | $98K | |
| John Charles Tolla - Officer | Derivative | Common Stock | 1,587 footnote F2 | $82.93 | $132K | |
| John Charles Tolla - Officer | Derivative | Common Stock | 634 footnote F2 | $82.93 | $53K | |
| John Charles Tolla - Officer | Option exercise | Restricted Stock Units | 2,943 | $0.00 | - | |
| John Charles Tolla - Officer | Option exercise | Restricted Stock Units | 1,177 | $0.00 | - | |
| ||||||
| Candace L. Thiele - Officer | Option exercise | Common Stock | 444 | $82.93 | $37K | |
| Candace L. Thiele - Officer | Derivative | Common Stock | 217 footnote F2 | $82.93 | $18K | |
| Candace L. Thiele - Officer | Option exercise | Restricted Stock Units | 444 | $0.00 | - | |
| ||||||
| Brian D. Swanson - Officer | Option exercise | Common Stock | 2,943 | $82.93 | $244K | |
| Brian D. Swanson - Officer | Option exercise | Common Stock | 1,177 | $82.93 | $98K | |
| Brian D. Swanson - Officer | Derivative | Common Stock | 1,587 footnote F2 | $82.93 | $132K | |
| Brian D. Swanson - Officer | Derivative | Common Stock | 634 footnote F2 | $82.93 | $53K | |
| Brian D. Swanson - Officer | Option exercise | Restricted Stock Units | 2,943 | $0.00 | - | |
| Brian D. Swanson - Officer | Option exercise | Restricted Stock Units | 1,177 | $0.00 | - | |
| ||||||
| Raymond D. Matsumoto - Officer | Option exercise | Common Stock | 1,621 | $82.93 | $134K | |
| Raymond D. Matsumoto - Officer | Derivative | Common Stock | 874 footnote F2 | $82.93 | $72K | |
| Raymond D. Matsumoto - Officer | Option exercise | Restricted Stock Units | 1,621 | $0.00 | - | |
| ||||||
| Ann Gill - Officer | Option exercise | Common Stock | 601 | $82.93 | $50K | |
| Ann Gill - Officer | Derivative | Common Stock | 323 footnote F2 | $82.93 | $27K | |
| Ann Gill - Officer | Option exercise | Restricted Stock Units | 601 | $0.00 | - | |
| ||||||
| David M. Crow - Officer | Option exercise | Common Stock | 583 | $82.93 | $48K | |
| David M. Crow - Officer | Derivative | Common Stock | 200 footnote F2 | $82.93 | $17K | |
| David M. Crow - Officer | Option exercise | Restricted Stock Units | 583 | $0.00 | - | |
| ||||||
| Thomas M. Constantine - Officer | Option exercise | Common Stock | 1,124 | $82.93 | $93K | |
| Thomas M. Constantine - Officer | Derivative | Common Stock | 606 footnote F2 | $82.93 | $50K | |
| Thomas M. Constantine - Officer | Option exercise | Restricted Stock Units | 1,124 | $0.00 | - | |
| ||||||
| Eshel Bar-Adon - Officer | Option exercise | Common Stock | 1,098 footnote F1 | $82.93 | $91K | |
| Eshel Bar-Adon - Officer | Derivative | Common Stock | 592 footnote F2 | $82.93 | $49K | |
| Eshel Bar-Adon - Officer | Option exercise | Restricted Stock Units | 1,098 | $0.00 | - | |
| ||||||
| Michael James Watson | Option exercise | Common Stock | 1,105 | $84.68 | $94K | |
| Michael James Watson | Option exercise | Common Stock | 1,349 | $84.68 | $114K | |
| Michael James Watson | Derivative | Common Stock | 610 footnote F2 | $84.68 | $52K | |
| Michael James Watson | Derivative | Common Stock | 685 footnote F2 | $84.68 | $58K | |
| Michael James Watson | Option exercise | Restricted Stock Units | 1,105 | $0.00 | - | |
| Michael James Watson | Option exercise | Restricted Stock Units | 1,349 | $0.00 | - | |
| Michael James Watson | Grant or award | Restricted Stock Units | 2,020 | $0.00 | - | |
| ||||||
| Derrick Walsh - Officer | Option exercise | Common Stock | 1,988 | $84.68 | $168K | |
| Derrick Walsh - Officer | Option exercise | Common Stock | 1,619 | $84.68 | $137K | |
| Derrick Walsh - Officer | Derivative | Common Stock | 1,144 footnote F2 | $84.68 | $97K | |
| Derrick Walsh - Officer | Derivative | Common Stock | 873 footnote F2 | $84.68 | $74K | |
| Derrick Walsh - Officer | Option exercise | Restricted Stock Units | 1,988 | $0.00 | - | |
| Derrick Walsh - Officer | Option exercise | Restricted Stock Units | 1,619 | $0.00 | - | |
| Derrick Walsh - Officer | Grant or award | Restricted Stock Units | 3,130 | $0.00 | - | |
| ||||||
Item 2.01, 9.01
Item 7.01, 9.01
Item 2.02, 8.01, 9.01
Item 8.01, 9.01
Recent AX Form 144 notices of proposed sale
3An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| ROQUE SANTI | Director | 500 | $53K | View on EDGAR | |
| - | - | - | - |
AX insider trading FAQ
What is the latest insider trade for AX?
Axos Financial, Inc. (AX) had 12 insider filings in the last 90 days, with the most recent on 2026-09-16. The full record for AX runs to 105 Form 4 filings, the earliest from 2024-11-07. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
How many insiders are buying AX stock?
No insider purchases of AX were filed in the last 90 days.
How many insiders are selling AX stock?
2 insider sales of AX were filed in the last 90 days, totaling $178K.
Where can I see AX SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page collects AX Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
More Financials companies with insider activity
Recent insider filings
10The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
- - Candace L. Thiele view on EDGAR
- - Derrick Walsh view on EDGAR
- - John Charles Tolla view on EDGAR
- - Michael James Watson view on EDGAR
- - Raymond D. Matsumoto view on EDGAR
- - Ann Gill view on EDGAR
- - Eshel Bar-Adon view on EDGAR
- - Thomas M. Constantine view on EDGAR
- - Brian D. Swanson view on EDGAR
Related companies with recent insider activity
Learn more
- Insider selling: signal or noise?
- Why most insider sales are routine, and the few patterns worth a second look.
- Form 144 vs Form 4
- A Form 144 announces a planned sale; the Form 4 reports it after it happens.
- Insider activity in Financials
- Where AX's peers are being bought and sold.
- Every recent Form 4
- The market-wide feed, updated as filings arrive from SEC EDGAR.
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