Updated Jul 17, 2026 · Last SEC filing 2026-07-01
Axos Financial, Inc. (AX) has filed 5 SEC Form 4 insider transactions in the last 90 days, with the most recent on 2026-07-01. 6 Form 8-K material event filings were reported by AX in the last 90 days. 3 Form 144 notices of proposed sale were filed for AX stock. InsiderAlpha tracks every AX SEC filing — Form 4, Form 144, and 8-K — in real time, including Rule 10b5-1 plan detection.
| SEC CIK | 0001299709 |
|---|
| Form 4 filings (90d) | 5 |
|---|---|
| Form 8-K filings (90d) | 6 |
| Form 144 notices (90d) | 3 |
| Latest Form 4 filing | 2026-07-01 |
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Garrabrants Gregory | President and CEO | A — Grant or award | 202.0K | $97.39 | $19.68M | SEC | |
| Garrabrants Gregory | President and CEO | D — Derivative transaction | 109.0K | $97.39 | $10.62M | SEC | |
| Constantine Thomas M | Insider | S — Open-market sale | 2.0K | $88.55 | $177K | SEC | |
| Watson Michael James | Insider | S — Open-market sale | 1.7K | $83.77 | $138K | SEC | |
| Argalas James S | Director | G — Bona-fide gift | 2.1K | $84.66 | $178K | SEC | |
| Santi Roque A | Director | S — Open-market sale | 500 | $87.77 | $44K | SEC | |
| MATSUMOTO RAYMOND D | EVP, Chief Operating Officer | M — Option exercise | 1.6K | $82.93 | $134K | SEC | |
| Swanson Brian D | President, Consumer Bank | M — Option exercise | 1.2K | $82.93 | $98K | SEC | |
| MATSUMOTO RAYMOND D | EVP, Chief Operating Officer | D — Derivative transaction | 874 | $82.93 | $72K | SEC | |
| Bar-Adon Eshel | EVP Strategic Partnerships an | M — Option exercise | 1.1K | $82.93 | $91K | SEC | |
| THIELE CANDACE L | EVP, Chief Administrative Offi | D — Derivative transaction | 217 | $82.93 | $18K | SEC | |
| Swanson Brian D | President, Consumer Bank | M — Option exercise | 2.9K | $82.93 | $244K | SEC | |
| Swanson Brian D | President, Consumer Bank | D — Derivative transaction | 1.6K | $82.93 | $132K | SEC | |
| Swanson Brian D | President, Consumer Bank | D — Derivative transaction | 634 | $82.93 | $53K | SEC | |
| Constantine Thomas M | EVP, Chief Credit Officer | D — Derivative transaction | 606 | $82.93 | $50K | SEC |
All transactions sourced from SEC EDGAR Form 4 filings for Axos Financial, Inc. (AX). Updated in real time as new filings are submitted to the SEC.
| Insider | Form 4 filings | Total transaction value |
|---|---|---|
| Garrabrants Gregory | 3 | $30.29M |
| Argalas James S | 1 | $178K |
| Santi Roque A | 1 | $44K |
| Constantine Thomas M | 1 | $177K |
| Watson Michael James | 1 | $138K |
Form 144 must be filed before insiders sell restricted or control stock above SEC thresholds. A cluster of Form 144 notices often precedes a wave of insider distribution.
SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in AX insider filings:
| P | Open-market purchase by the insider |
|---|---|
| S | Open-market sale by the insider |
| A | Grant, award, or other acquisition from the issuer |
| M | Exercise or conversion of derivative security (e.g. options) |
| F | Payment of exercise price or tax liability via share withholding |
| G | Bona-fide gift of securities |
| D | Disposition to the issuer (e.g. share buyback participation) |
| J | Other acquisition or disposition |
| X | Exercise of in-the-money or at-the-money derivative security |
| C | Conversion of derivative security |
| V | Transaction voluntarily reported earlier than required |
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