Axos Financial, Inc. (AX)
$97.90+$0.15 (+0.15%) TodayExtended Hours
Thomas M. ConstantineThomas M. Constantine
Gregory Garrabrants - OfficerAxos Financial Inc is a technology-driven, diversified financial services company. Its client-centric, technology-enabled services model provides secure and scalable banking, clearing and custody, and investment advisory solutions to retail and business customers. The Bank provides consumer and commercial banking products and services through its digital online and mobile banking platforms, low-cost distribution channels and affinity partners. It offers deposit and lending products to customers nationwide including consumer and business checking, savings, etc. Its segments are Banking Business Segment and the Securities Business Segment. Majority of income comes from Banking Business Segment- It distribute its loan products through its retail, correspondent and wholesale channels.
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 2 | 2,494 | $229K |
| Grant or award | 1 | 202,032 | |
| Option exercise | 1 | 202,032 | |
| Derivative transaction | 1 | 108,995 |
Dollar totals are shown for open-market purchases and sales only. Grants, option exercises, gifts and tax withholding are reported by share count because they are not trades at a market price.
94 Form 4 filings on record, the earliest from Nov 7, 2024, newest first. Filing history page 1 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Roque A. Santi - Director | Open-market sale | Common Stock | 500 | $105.30 | $53K | |
| Gregory Garrabrants - Officer | Grant or award | Common Stock | 202,032 | $97.39 | $19.68M | |
| Gregory Garrabrants - Officer | Derivative | Common Stock | 108,995 | $97.39 | $10.62M | |
| Gregory Garrabrants - Officer | Option exercise | Restricted Stock Units | 202,032 | $0.00 | - | |
| Thomas M. Constantine | Open-market sale | Common Stock | 1,994 | $88.55 | $177K | |
| Michael James Watson | Open-market sale | Common Stock | 1,653 | $83.77 | $138K | |
 James S. Argalas - Director | Gift | Common Stock | 2,100 | $84.66 | $178K | |
| Roque A. Santi - Director | Open-market sale | Common Stock | 500 | $87.77 | $44K | |
 Eshel Bar-Adon - Officer | Derivative | Common Stock | 952 | $84.68 | $81K | |
| Michael James Watson - Officer | Option exercise | Common Stock | 983 | $82.93 | $82K | |
| Michael James Watson - Officer | Derivative | Common Stock | 491 | $82.93 | $41K | |
| Michael James Watson - Officer | Option exercise | Restricted Stock Units | 983 | $0.00 | - | |
 Derrick Walsh - Officer | Option exercise | Common Stock | 1,360 | $82.93 | $113K | |
| Derrick Walsh - Officer | Derivative | Common Stock | 733 | $82.93 | $61K | |
| Derrick Walsh - Officer | Option exercise | Restricted Stock Units | 1,360 | $0.00 | - | |
| John Charles Tolla - Officer | Option exercise | Common Stock | 2,943 | $82.93 | $244K | |
| John Charles Tolla - Officer | Option exercise | Common Stock | 1,177 | $82.93 | $98K | |
| John Charles Tolla - Officer | Derivative | Common Stock | 1,587 | $82.93 | $132K | |
| John Charles Tolla - Officer | Derivative | Common Stock | 634 | $82.93 | $53K | |
| John Charles Tolla - Officer | Option exercise | Restricted Stock Units | 2,943 | $0.00 | - | |
| John Charles Tolla - Officer | Option exercise | Restricted Stock Units | 1,177 | $0.00 | - | |
 Candace L. Thiele - Officer | Option exercise | Common Stock | 444 | $82.93 | $37K | |
| Candace L. Thiele - Officer | Derivative | Common Stock | 217 | $82.93 | $18K | |
| Candace L. Thiele - Officer | Option exercise | Restricted Stock Units | 444 | $0.00 | - | |
| Brian D. Swanson - Officer | Option exercise | Common Stock | 2,943 | $82.93 | $244K | |
| Brian D. Swanson - Officer | Option exercise | Common Stock | 1,177 | $82.93 | $98K | |
| Brian D. Swanson - Officer | Derivative | Common Stock | 1,587 | $82.93 | $132K | |
| Brian D. Swanson - Officer | Derivative | Common Stock | 634 | $82.93 | $53K | |
| Brian D. Swanson - Officer | Option exercise | Restricted Stock Units | 2,943 | $0.00 | - | |
| Brian D. Swanson - Officer | Option exercise | Restricted Stock Units | 1,177 | $0.00 | - | |
 Raymond D. Matsumoto - Officer | Option exercise | Common Stock | 1,621 | $82.93 | $134K | |
| Raymond D. Matsumoto - Officer | Derivative | Common Stock | 874 | $82.93 | $72K | |
| Raymond D. Matsumoto - Officer | Option exercise | Restricted Stock Units | 1,621 | $0.00 | - | |
| Ann Gill - Officer | Option exercise | Common Stock | 601 | $82.93 | $50K | |
| Ann Gill - Officer | Derivative | Common Stock | 323 | $82.93 | $27K | |
| Ann Gill - Officer | Option exercise | Restricted Stock Units | 601 | $0.00 | - | |
| David M. Crow - Officer | Option exercise | Common Stock | 583 | $82.93 | $48K | |
| David M. Crow - Officer | Derivative | Common Stock | 200 | $82.93 | $17K | |
| David M. Crow - Officer | Option exercise | Restricted Stock Units | 583 | $0.00 | - | |
| Thomas M. Constantine - Officer | Option exercise | Common Stock | 1,124 | $82.93 | $93K | |
| Thomas M. Constantine - Officer | Derivative | Common Stock | 606 | $82.93 | $50K | |
| Thomas M. Constantine - Officer | Option exercise | Restricted Stock Units | 1,124 | $0.00 | - | |
| Eshel Bar-Adon - Officer | Option exercise | Common Stock | 1,098 | $82.93 | $91K | |
| Eshel Bar-Adon - Officer | Derivative | Common Stock | 592 | $82.93 | $49K | |
| Eshel Bar-Adon - Officer | Option exercise | Restricted Stock Units | 1,098 | $0.00 | - | |
| Michael James Watson | Option exercise | Common Stock | 1,105 | $84.68 | $94K | |
| Michael James Watson | Option exercise | Common Stock | 1,349 | $84.68 | $114K | |
| Michael James Watson | Derivative | Common Stock | 610 | $84.68 | $52K | |
| Michael James Watson | Derivative | Common Stock | 685 | $84.68 | $58K | |
| Michael James Watson | Option exercise | Restricted Stock Units | 1,105 | $0.00 | - | |
| Michael James Watson | Option exercise | Restricted Stock Units | 1,349 | $0.00 | - | |
| Michael James Watson | Grant or award | Restricted Stock Units | 2,020 | $0.00 | - | |
| Derrick Walsh - Officer | Option exercise | Common Stock | 1,988 | $84.68 | $168K | |
| Derrick Walsh - Officer | Option exercise | Common Stock | 1,619 | $84.68 | $137K | |
| Derrick Walsh - Officer | Derivative | Common Stock | 1,144 | $84.68 | $97K | |
| Derrick Walsh - Officer | Derivative | Common Stock | 873 | $84.68 | $74K | |
| Derrick Walsh - Officer | Option exercise | Restricted Stock Units | 1,988 | $0.00 | - | |
| Derrick Walsh - Officer | Option exercise | Restricted Stock Units | 1,619 | $0.00 | - | |
| Derrick Walsh - Officer | Grant or award | Restricted Stock Units | 3,130 | $0.00 | - | |
| John Charles Tolla - Officer | Option exercise | Common Stock | 1,458 | $84.68 | $123K | |
| John Charles Tolla - Officer | Option exercise | Common Stock | 1,416 | $84.68 | $120K | |
| John Charles Tolla - Officer | Derivative | Common Stock | 848 | $84.68 | $72K | |
| John Charles Tolla - Officer | Derivative | Common Stock | 763 | $84.68 | $65K | |
| John Charles Tolla - Officer | Option exercise | Restricted Stock Units | 1,458 | $0.00 | - | |
| John Charles Tolla - Officer | Option exercise | Restricted Stock Units | 1,416 | $0.00 | - | |
| John Charles Tolla - Officer | Grant or award | Restricted Stock Units | 2,953 | $0.00 | - | |
| Candace L. Thiele | Option exercise | Common Stock | 398 | $84.68 | $34K | |
| Candace L. Thiele | Option exercise | Common Stock | 405 | $84.68 | $34K | |
| Candace L. Thiele | Derivative | Common Stock | 215 | $84.68 | $18K | |
| Candace L. Thiele | Option exercise | Restricted Stock Units | 398 | $0.00 | - | |
| Candace L. Thiele | Option exercise | Restricted Stock Units | 405 | $0.00 | - | |
| Candace L. Thiele | Grant or award | Restricted Stock Units | 1,063 | $0.00 | - | |
| Candace L. Thiele | Derivative | Common Stock | 219 | $84.68 | $19K | |
| Brian D. Swanson | Option exercise | Common Stock | 1,387 | $84.68 | $117K | |
| Brian D. Swanson | Option exercise | Common Stock | 1,214 | $84.68 | $103K | |
| Brian D. Swanson | Derivative | Common Stock | 796 | $84.68 | $67K | |
| Brian D. Swanson | Derivative | Common Stock | 654 | $84.68 | $55K | |
| Brian D. Swanson | Option exercise | Restricted Stock Units | 1,387 | $0.00 | - | |
| Brian D. Swanson | Option exercise | Restricted Stock Units | 1,214 | $0.00 | - | |
| Brian D. Swanson | Grant or award | Restricted Stock Units | 1,814 | $0.00 | - | |
| Raymond D. Matsumoto | Option exercise | Common Stock | 2,474 | $84.68 | $209K | |
| Raymond D. Matsumoto | Option exercise | Common Stock | 1,956 | $84.68 | $166K | |
| Raymond D. Matsumoto | Derivative | Common Stock | 1,055 | $84.68 | $89K | |
| Raymond D. Matsumoto | Derivative | Common Stock | 1,398 | $84.68 | $118K | |
| Raymond D. Matsumoto | Option exercise | Restricted Stock Units | 2,474 | $0.00 | - | |
| Raymond D. Matsumoto | Option exercise | Restricted Stock Units | 1,956 | $0.00 | - | |
| Raymond D. Matsumoto | Grant or award | Restricted Stock Units | 3,189 | $0.00 | - | |
| Ann Gill | Option exercise | Common Stock | 773 | $84.68 | $65K | |
| Ann Gill | Option exercise | Common Stock | 675 | $84.68 | $57K | |
| Ann Gill | Derivative | Common Stock | 458 | $84.68 | $39K | |
| Ann Gill | Derivative | Common Stock | 399 | $84.68 | $34K | |
| Ann Gill | Option exercise | Restricted Stock Units | 773 | $0.00 | - | |
| Ann Gill | Option exercise | Restricted Stock Units | 675 | $0.00 | - | |
| Ann Gill | Grant or award | Restricted Stock Units | 1,359 | $0.00 | - | |
| David M. Crow | Option exercise | Common Stock | 738 | $84.68 | $62K | |
| David M. Crow | Derivative | Common Stock | 292 | $84.68 | $25K | |
| David M. Crow | Option exercise | Restricted Stock Units | 738 | $0.00 | - | |
| David M. Crow | Grant or award | Restricted Stock Units | 827 | $0.00 | - | |
| Thomas M. Constantine | Option exercise | Common Stock | 2,032 | $84.68 | $172K | |
| Thomas M. Constantine | Option exercise | Common Stock | 1,585 | $84.68 | $134K | |
| Thomas M. Constantine | Derivative | Common Stock | 1,168 | $84.68 | $99K | |
| Thomas M. Constantine | Derivative | Common Stock | 855 | $84.68 | $72K | |
| Thomas M. Constantine | Option exercise | Restricted Stock Units | 2,032 | $0.00 | - | |
| Thomas M. Constantine | Option exercise | Restricted Stock Units | 1,585 | $0.00 | - | |
| Thomas M. Constantine | Grant or award | Restricted Stock Units | 2,953 | $0.00 | - | |
| Eshel Bar-Adon - Officer | Option exercise | Common Stock | 1,634 | $84.68 | $138K | |
| Eshel Bar-Adon - Officer | Option exercise | Common Stock | 1,416 | $84.68 | $120K | |
| Eshel Bar-Adon - Officer | Derivative | Common Stock | 952 | $94.68 | $90K | |
| Eshel Bar-Adon - Officer | Derivative | Common Stock | 763 | $84.68 | $65K | |
| Eshel Bar-Adon - Officer | Option exercise | Restricted Stock Units | 1,634 | $0.00 | - | |
| Eshel Bar-Adon - Officer | Option exercise | Restricted Stock Units | 1,416 | $0.00 | - | |
| Eshel Bar-Adon - Officer | Grant or award | Restricted Stock Units | 3,248 | $0.00 | - | |
| Mosich Nick - Director | Open-market sale | Common Stock | 1,275 | $98.00 | $125K | |
| Mosich Nick - Director | Open-market sale | Common Stock | 1,000 | $97.00 | $97K | |
| Thomas M. Constantine | Open-market sale | Common Stock | 3,260 | $100.00 | $326K |
A Form 144 is notice of an INTENDED sale, not a completed one. It often precedes the Form 4 that reports the trade actually happening.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| ROQUE SANTI | Director | 500 | $53K | View on EDGAR | |
| - | - | - | - | View on EDGAR | |
| - | - | - | - | View on EDGAR |
Axos Financial, Inc. (AX) had 3 insider filings in the last 90 days, with the most recent on 2026-08-07. The full record for AX runs to 94 Form 4 filings, the earliest from 2024-11-07. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
No insider purchases of AX were filed in the last 90 days.
2 insider sales of AX were filed in the last 90 days, totaling $229K.
This page tracks AX Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Every Form 4 below links to the original document on SEC EDGAR, so the numbers on this page can be checked against the filing they came from.
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