Insider Trading Guides

Plain-English guides to SEC insider transaction reporting. Each article links into the live InsiderAlpha database so you can apply what you learn to current filings.

  1. What is SEC Form 4? Insider Trading Filings Explained

    SEC Form 4 is filed within 2 business days when corporate insiders — directors, officers, and 10% owners — buy or sell company stock. Learn how to read Form 4 filings, what the transaction codes mean, and why insider buying is a signal.

  2. How to Read Insider Buying Signals (Form 4 Guide)

    Not all insider buys are equal. Learn which Form 4 purchases matter most: officer buys vs 10% owner buys, cluster buying, purchase size relative to compensation, and how to filter Rule 10b5-1 plan trades from opportunistic conviction buys.

  3. Rule 10b5-1 Trading Plans Explained

    Rule 10b5-1 lets corporate insiders pre-schedule stock trades in advance, providing a legal defense against insider-trading claims. Learn why these trades carry less information than opportunistic purchases and how to identify them on Form 4.

  4. The Cluster Buying Signal in Insider Trading

    Cluster buying — multiple insiders purchasing the same stock within a short window — is one of the most predictive signals in the SEC Form 4 dataset. Learn what defines a cluster, the academic evidence, and how InsiderAlpha scores it.

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