Summary
Updated Aug 31, 2026
Roque A. Santi is Director of Axos Financial, Inc. (AX). 5 SEC Form 4 filings on record going back to 2024, most recently on 7 August 2026. Most recent open-market trade: sold $53K of AX on 7 August 2026. Lifetime open-market sales: $97K.
Recent Transactions
4Every recent SEC Form 4 transaction Roque A. Santi has reported, most recent first.
Trading Pattern
InsiderAlpha's records for Roque A. Santi go back to 2024: 5 primary Form 4 filings, an average of 1.7 per year. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Other Insiders Active in the Same Stocks
Insiders who reported open-market trades in the last 12 months at the companies Roque A. Santi files at. Multiple unrelated insiders buying the same stock within a short window, cluster buying, has historically been one of the strongest Form 4 signals.
- Gregory Garrabrants - $4.29M of AX open-market activity in the last 12 months
- James John Court - $1.13M of AX open-market activity in the last 12 months
- Mosich Nick - $672K of AX open-market activity in the last 12 months
- Thomas M. Constantine - $638K of AX open-market activity in the last 12 months
- Derrick Walsh - $490K of AX open-market activity in the last 12 months
- Michael James Watson - $138K of AX open-market activity in the last 12 months
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
Frequently Asked Questions
Who is Roque A. Santi?
Roque A. Santi is a corporate insider, tracked as Director of Axos Financial, Inc. (AX). InsiderAlpha holds 5 primary Form 4 filings for them, the earliest from 2024, updated as new SEC EDGAR filings are processed.
How many SEC Form 4 filings has Roque A. Santi submitted recently?
1 primary Form 4 filing in the last 90 days, covering 1 company.
Has Roque A. Santi been buying or selling stock?
Recorded transactions: 0 open-market purchases and 2 open-market sales ($97K) across all tracked filings.
Where can I see all of Roque A. Santi's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
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