Summary
Updated Aug 31, 2026
Sara Wardell-Smith is Director of Axos Financial, Inc. (AX). 4 SEC Form 4 filings on record going back to 2024, most recently on 18 November 2025. Most recent open-market trade: bought $300K of CFND on 11 August 2025. Lifetime open-market purchases: $300K.
Recent Transactions
5Every recent SEC Form 4 transaction Sara Wardell-Smith has reported, most recent first.
Trading Pattern
InsiderAlpha's records for Sara Wardell-Smith go back to 2024: 4 primary Form 4 filings, an average of 1.3 per year. The typical open-market purchase is $300K (1 buy totaling $300K). The largest single buy on record is $300K of CFND in 2025. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Other Insiders Active in the Same Stocks
Insiders who reported open-market trades in the last 12 months at the companies Sara Wardell-Smith files at. Multiple unrelated insiders buying the same stock within a short window, cluster buying, has historically been one of the strongest Form 4 signals.
- Gregory Garrabrants - $4.29M of AX open-market activity in the last 12 months
- James John Court - $1.13M of AX open-market activity in the last 12 months
- Scott A. Reed - $723K of CFND open-market activity in the last 12 months
- Mosich Nick - $672K of AX open-market activity in the last 12 months
- Thomas M. Constantine - $638K of AX open-market activity in the last 12 months
- Derrick Walsh - $490K of AX open-market activity in the last 12 months
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
Frequently Asked Questions
Who is Sara Wardell-Smith?
Sara Wardell-Smith is a corporate insider, tracked as Director of Axos Financial, Inc. (AX). InsiderAlpha holds 4 primary Form 4 filings for them, the earliest from 2024, updated as new SEC EDGAR filings are processed.
When did Sara Wardell-Smith last file a Form 4?
The most recent primary Form 4 on record is dated 18 November 2025, one of 4 filings going back to 2024.
Has Sara Wardell-Smith been buying or selling stock?
Recorded transactions: 1 open-market purchase ($300K) and 0 open-market sales across all tracked filings.
Where can I see all of Sara Wardell-Smith's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
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