Total Return Securities Fund (SWZ)
Data as of , from SEC Form 4 filings.
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Phillip Goldstein - OfficerOpen-market purchase$29K
About Total Return Securities Fund (SWZ)
Swiss Helvetia Fund Inc is a non-diversified, closed-end investment company. Its investment objective is to seek long-term capital appreciation through investment in equity and equity-linked securities of Swiss companies. It actively manages investment solutions spanning public and private markets, wealth management, and Solutions.
- 1987
- XNYS
SWZ Form 4 activity by transaction type, last 90 days
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market purchase | 14 | 38,066 | $222K |
| Other acquisition / disposition | 1 | 15 |
Dollar totals cover purchases and sales only (codes P and S). Grants, option exercises, gifts and tax withholding are counted in shares, because none of them is a trade at a market price.
SWZ insider transactions (Form 4)
2644 Form 4 filings on record, the earliest from Apr 2, 2025, newest first. Filing history page 2 of 2.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Andrew Dakos - Officer | Open-market purchase | Common Stock | 2,000 | $6.14 | $12K | |
| Andrew Dakos - Officer | Open-market purchase | Common Stock | 2,000 | $6.13 | $12K | |
| Andrew Dakos - Officer | Open-market purchase | Common Stock | 326 | $6.14 | $2K | |
| Andrew Dakos - Officer | Open-market purchase | Common Stock | 1,348 | $6.17 | $8K | |
| Andrew Dakos - Officer | Open-market purchase | Common Stock | 119 | $6.11 | $727 | |
| Andrew Dakos - Officer | Open-market purchase | Common Stock | 4,881 | $6.12 | $30K | |
| Andrew Dakos - Officer | Open-market purchase | Common Stock | 183 | $6.14 | $1K | |
| Andrew Dakos - Officer | Open-market purchase | Common Stock | 2,817 | $6.16 | $17K | |
| Phillip Goldstein - Director | Open-market purchase | Common Stock | 10,000 | $6.07 | $61K | |
| Andrew Dakos - Officer | Open-market purchase | Common Stock | 7,000 | $5.97 | $42K | |
| Andrew Dakos - Officer | Open-market purchase | Common Stock | 3,000 | $5.96 | $18K | |
| Andrew Dakos - Officer | Open-market purchase | Common Stock | 2,000 | $6.04 | $12K | |
| Andrew Dakos - Officer | Open-market purchase | Common Stock | 2,000 | $6.03 | $12K | |
| Andrew Dakos - Officer | Open-market purchase | Common Stock | 2,000 | $6.02 | $12K | |
 Moritz A. Sell - Director | Open-market purchase | Common Stock | 1,120 | $5.98 | $7K | |
| Moritz A. Sell - Director | Open-market purchase | Common Stock | 1,000 | $5.96 | $6K | |
| Phillip Goldstein - Director | Open-market purchase | Common Stock | 10,000 | $5.92 | $59K | |
| Gerald Hellerman - Director | Derivative | Common Stock | 1,755 | $6.81 | $12K | |
| Phillip Goldstein - Director | Derivative | Common Stock | 31,314 | $6.81 | $213K | |
| Andrew Dakos - Officer | Derivative | Common Stock | 997 | $6.81 | $7K | |
| Andrew Dakos - Officer | Derivative | Common Stock | 11,675 | $6.81 | $80K | |
| Rajeev P. Das - Officer | Derivative | Common Stock | 166 | $6.81 | $1K | |
| Moritz A. Sell - Director | Derivative | Common Stock | 3,922 | $6.81 | $27K | |
| Moritz A. Sell - Director | Open-market purchase | Common Stock | 1,000 | $6.06 | $6K | |
| Moritz A. Sell - Director | Open-market purchase | Common Stock | 1,815 | $6.34 | $12K | |
| Gerald Hellerman - Director | Open-market sale | Common Stock | 41 | $9.24 | $379 |
SWZ insider trading FAQ
What is the latest insider trade for SWZ?
Total Return Securities Fund (SWZ) had 8 insider filings in the last 90 days, with the most recent on 2026-10-13. The full record for SWZ runs to 44 Form 4 filings, the earliest from 2025-04-02. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
How many insiders are buying SWZ stock?
14 insider purchases of SWZ were filed in the last 90 days, totaling $222K.
How many insiders are selling SWZ stock?
No insider sales of SWZ were filed in the last 90 days. 1 sale is on record for this company.
Where can I see SWZ SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page collects SWZ Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
More companies with insider activity
Recent insider filings
10The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
- - Phillip Goldstein view on EDGAR
- - Moritz A. Sell view on EDGAR
- - Andrew Dakos view on EDGAR
- - Moritz A. Sell view on EDGAR
- - Rajeev P. Das view on EDGAR
- - Moritz A. Sell view on EDGAR
- - Moritz A. Sell view on EDGAR
- - Moritz A. Sell view on EDGAR
- - Phillip Goldstein view on EDGAR
Learn more
- How to read insider buying signals
- What an open-market purchase by an insider can and cannot tell you.
- Insider activity by sector
- Where insider buying and selling is concentrated across the eleven GICS sectors.
- Every recent Form 4
- The market-wide feed, updated as filings arrive from SEC EDGAR.
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- SWZ on your watchlist
- Every SWZ Form 4 filing on record
- Up to 3 months of SWZ price history
- The daily trading plan of ranked insider buys, on a delay, with the plan archive
