Summary
Updated Aug 31, 2026
Gerald Hellerman is Director of Total Return Securities Fund (SWZ). 6 SEC Form 4 filings on record going back to 2024, most recently on 27 January 2026. Most recent open-market trade: sold $379 of SWZ on 2 April 2025. Lifetime open-market purchases: $217K. Lifetime open-market sales: $2K. Historical track record: 4/5 stars across 6 tracked purchases.
Recent Transactions
10Every recent SEC Form 4 transaction Gerald Hellerman has reported, most recent first.
Track Record
InsiderAlpha computes a forward-return-based score for every insider with enough Form 4 purchase history. The metrics below reflect realized performance after each tracked open-market purchase.
| Metric | Value |
|---|---|
| InsiderAlpha rating | ★★★★☆ (4/5) |
| Total purchases tracked | 6 |
| Purchases with forward-return data | 6 |
| 30-day win rate | 100% |
| 90-day win rate | 100% |
| Avg 5-day return | -1.17% |
| Avg 30-day return | +1.85% |
| Avg 90-day return | +2.82% |
| Best 30-day return | +4.81% |
Trading Pattern
InsiderAlpha's records for Gerald Hellerman go back to 2024: 6 primary Form 4 filings, an average of 2.0 per year. The typical open-market purchase is $36K (6 buys totaling $217K). The largest single buy on record is $79K of PCF in 2024. Sales side: 2 recorded sales totaling $2K, so the filing history runs buy-heavy by dollar value. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Other Insiders Active in the Same Stocks
Insiders who reported open-market trades in the last 12 months at the companies Gerald Hellerman files at. Multiple unrelated insiders buying the same stock within a short window, cluster buying, has historically been one of the strongest Form 4 signals.
- Andrew Dakos - $874K of SWZ open-market activity in the last 12 months
- Phillip Goldstein - $374K of PCF open-market activity in the last 12 months
- Moritz A. Sell - $109K of SWZ open-market activity in the last 12 months
- Rajeev P. Das - $20K of PCF open-market activity in the last 12 months
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
Frequently Asked Questions
Who is Gerald Hellerman?
Gerald Hellerman is a corporate insider, tracked as Director of Total Return Securities Fund (SWZ). InsiderAlpha holds 6 primary Form 4 filings for them, the earliest from 2024, updated as new SEC EDGAR filings are processed.
When did Gerald Hellerman last file a Form 4?
The most recent primary Form 4 on record is dated 27 January 2026, one of 6 filings going back to 2024.
Has Gerald Hellerman been buying or selling stock?
Recorded transactions: 6 open-market purchases ($217K) and 2 open-market sales ($2K) across all tracked filings.
How accurate is Gerald Hellerman's historical track record?
Across 6 tracked purchases, Gerald Hellerman averaged +1.9% avg 30-day return with a 100% 30-day win rate. InsiderAlpha rates the track record at 4/5 stars.
Where can I see all of Gerald Hellerman's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
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