
Phillip Goldstein
Secretary, Director · Total Return Securities Fund
- 2024
- Oct 13, 2026
- 21
Other insiders active in the same stocks
Insiders who reported open-market trades in the last 12 months at the companies Phillip Goldstein files at. Multiple unrelated insiders buying the same stock within a short window, cluster buying, has historically been one of the strongest Form 4 signals.
- Andrew Dakos - $990K in SWZ purchases and sales in the last 12 months
- Moritz A. Sell - $139K in SWZ purchases and sales in the last 12 months
- Rajeev P. Das - $20K in PCF purchases and sales in the last 12 months
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Frequently asked questions
Who is Phillip Goldstein?
Phillip Goldstein is a corporate insider, tracked as Secretary, Director of Total Return Securities Fund (SWZ). InsiderAlpha holds 21 primary Form 4 filings for them, the earliest from 2024, updated as new SEC EDGAR filings are processed.
How many SEC Form 4 filings has Phillip Goldstein submitted recently?
3 primary Form 4 filings in the last 90 days, covering 2 companies.
Has Phillip Goldstein been buying or selling stock?
Recorded transactions: 23 open-market purchases ($1.03M) and 2 open-market sales ($90K) across all tracked filings.