Total Return Securities Fund (SWZ) Insider Trading & SEC Filings

Updated Jul 16, 2026 · Last SEC filing 2026-07-08

Total Return Securities Fund (SWZ) has filed 10 SEC Form 4 insider transactions in the last 90 days, with the most recent on 2026-07-08. InsiderAlpha tracks every SWZ SEC filing — Form 4, Form 144, and 8-K — in real time, including Rule 10b5-1 plan detection.

About Total Return Securities Fund (SWZ)

SEC CIK0000813623

90-Day SEC Filing Activity

Form 4 filings (90d)10
Latest Form 4 filing2026-07-08

Recent SWZ Insider Transactions (Form 4)

DateInsiderRoleTransactionSharesPriceValueFiling
GOLDSTEIN PHILLIPSecretaryP — Open-market purchase6.0K$5.95$36KSEC
Dakos AndrewPresident and CEOP — Open-market purchase4.8K$5.92$28KSEC
Dakos AndrewPresident and CEOP — Open-market purchase233$5.92$1KSEC
SELL MORITZ ADirectorP — Open-market purchase2.0K$5.92$12KSEC
SELL MORITZ ADirectorP — Open-market purchase2.1K$5.88$12KSEC
SELL MORITZ ADirectorP — Open-market purchase1.9K$5.91$11KSEC
SELL MORITZ ADirectorP — Open-market purchase147$5.91$869SEC
SELL MORITZ ADirectorP — Open-market purchase2.0K$5.96$12KSEC
SELL MORITZ ADirectorP — Open-market purchase155$5.95$922SEC
SELL MORITZ ADirectorP — Open-market purchase1.0K$6.01$6KSEC
Dakos AndrewPresident and CEOP — Open-market purchase100$5.98$598SEC
Dakos AndrewPresident and CEOP — Open-market purchase5.4K$5.99$32KSEC
Dakos AndrewPresident and CEOP — Open-market purchase4.5K$5.97$27KSEC
Dakos AndrewPresident and CEOP — Open-market purchase3.0K$5.98$18KSEC
Dakos AndrewPresident and CEOP — Open-market purchase3.0K$5.96$18KSEC

All transactions sourced from SEC EDGAR Form 4 filings for Total Return Securities Fund (SWZ). Updated in real time as new filings are submitted to the SEC.

Most-Active SWZ Insiders — Last 90 Days

InsiderForm 4 filingsTotal transaction value
Dakos Andrew13$217K
SELL MORITZ A8$61K
GOLDSTEIN PHILLIP1$36K

Recent Insider Filings

Form 4 Transaction Code Reference

SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in SWZ insider filings:

POpen-market purchase by the insider
SOpen-market sale by the insider
AGrant, award, or other acquisition from the issuer
MExercise or conversion of derivative security (e.g. options)
FPayment of exercise price or tax liability via share withholding
GBona-fide gift of securities
DDisposition to the issuer (e.g. share buyback participation)
JOther acquisition or disposition
XExercise of in-the-money or at-the-money derivative security
CConversion of derivative security
VTransaction voluntarily reported earlier than required

SWZ Insider Trading — FAQ

What is the latest insider trade for SWZ?
Total Return Securities Fund (SWZ) had 10 insider filings in the last 90 days, with the most recent on 2026-07-08. InsiderAlpha tracks every Form 4, 10-K, 10-Q, and 8-K filing in real time.
How many insiders are buying SWZ stock?
0 insider purchases of SWZ were filed in the last 90 days.
How many insiders are selling SWZ stock?
0 insider sales of SWZ were filed in the last 90 days.
Where can I see SWZ SEC filings (Form 4, 10-K, 10-Q, 8-K)?
InsiderAlpha aggregates every SWZ SEC filing — Form 4 insider transactions, 10-K and 10-Q quarterly reports, and 8-K material event disclosures — in one timeline.

Learn More

Open the live SWZ dashboard on InsiderAlpha for real-time alerts, charting, and full historical filing search.