PennyMac Financial Services Inc is a specialty financial services firm with a comprehensive mortgage platform mainly focused on the production and servicing of U.S. residential mortgage loans. The firm is also engaged in managing investments related to the U.S. mortgage market and provides products and services that leverage technologies to support customers. The company operates through two reportable operating segments: production and servicing. The production segment performs loan origination, acquisition, and sale activities, while the servicing segment performs servicing and subservicing of loans, early buyout transactions, and servicing of loans sourced and managed for PMT. The majority of revenue comes from the production segment.
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 2 | 5,120 | $430K |
| Grant or award | 2 | 756 | |
| Option exercise | 4 | 10,240 | |
| Other acquisition / disposition | 1 | 25,000 |
Dollar totals are shown for open-market purchases and sales only. Grants, option exercises, gifts and tax withholding are reported by share count because they are not trades at a market price.
110 Form 4 filings on record, the earliest from Oct 15, 2024, newest first. Filing history page 3 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Farhad Nanji - Director | Grant or award | Common Stock | 213 | $147.37 | $31K | |
| Grant or award | Common Stock | 226 | $147.37 | $33K | ||
| Sunil Chandra - Director | Grant or award | Common Stock | 212 | $147.37 | $31K | |
| David Spector - Officer | Open-market sale | Common Stock | 4,872 | $144.81 | $706K | |
| David Spector - Officer | Open-market sale | Common Stock | 5,080 | $145.54 | $739K | |
| David Spector - Officer | Open-market sale | Common Stock | 48 | $146.30 | $7K | |
| Gift | Common Stock | 5,000 | $0.00 | - | ||
| Gregory L. Hendry - Officer | Option exercise | Common Stock | 3,530 | $11.28 | $40K | |
| Gregory L. Hendry - Officer | Open-market sale | Common Stock | 3,530 | $131.64 | $465K | |
| Gregory L. Hendry - Officer | Option exercise | Nonstatutory Stock Option (Right to Buy) | 3,530 | $0.00 | - | |
| David Spector - Officer | Open-market sale | Common Stock | 1,699 | $129.10 | $219K | |
| David Spector - Officer | Open-market sale | Common Stock | 2,763 | $130.07 | $359K | |
| David Spector - Officer | Open-market sale | Common Stock | 538 | $130.68 | $70K | |
| Doug Jones - Officer | Gift | Common Stock | 20,000 | $0.00 | - | |
| Doug Jones - Officer | Open-market sale | Common Stock | 7,421 | $132.30 | $982K | |
| Doug Jones - Officer | Open-market sale | Common Stock | 12,579 | $132.82 | $1.67M | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 5,250 | $126.46 | $664K | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 3,525 | $126.98 | $448K | |
| David Spector - Officer | Open-market sale | Common Stock | 4,804 | $129.24 | $621K | |
| David Spector - Officer | Open-market sale | Common Stock | 196 | $129.86 | $25K | |
| Doug Jones - Officer | Option exercise | Common Stock | 23,453 | $11.28 | $265K | |
| Doug Jones - Officer | Open-market sale | Common Stock | 23,453 | $127.56 | $2.99M | |
| Doug Jones - Officer | Option exercise | Nonstatutory Stock Option (Right to Buy) | 23,453 | $0.00 | - | |
| Doug Jones - Officer | Option exercise | Common Stock | 4,318 | $11.28 | $49K | |
| Doug Jones - Officer | Open-market sale | Common Stock | 4,318 | $126.09 | $544K | |
| Doug Jones - Officer | Option exercise | Nonstatutory Stock Option (Right to Buy) | 4,318 | $0.00 | - | |
| David Spector - Officer | Other | Common Stock | 25,000 | $0.00 | - | |
| Daniel Stanley Perotti - Officer | Option exercise | Common Stock | 11,852 | $11.28 | $134K | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 5,821 | $130.76 | $761K | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 4,072 | $132.93 | $541K | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 1,959 | $133.46 | $261K | |
| Daniel Stanley Perotti - Officer | Option exercise | Common Stock | 14,159 | $18.05 | $256K | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 10,980 | $130.60 | $1.43M | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 1,859 | $131.41 | $244K | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 1,320 | $132.21 | $175K | |
| Daniel Stanley Perotti - Officer | Option exercise | Nonstatutory Stock Option (Right to Buy) | 11,852 | $0.00 | - | |
| Daniel Stanley Perotti - Officer | Option exercise | Nonstatutory Stock Option (Right to Buy) | 14,159 | $0.00 | - | |
| Anne McCallion - Director | Option exercise | Common Stock | 27,771 | $11.28 | $313K | |
| Anne McCallion - Director | Open-market sale | Common Stock | 20,544 | $132.08 | $2.71M | |
| Anne McCallion - Director | Open-market sale | Common Stock | 7,227 | $130.06 | $940K | |
| Anne McCallion - Director | Option exercise | Nonstatutory Stock Option (Right to Buy) | 27,771 | $0.00 | - | |
| Grant or award | Common Stock | 270 | $116.57 | $31K | ||
| Farhad Nanji - Director | Grant or award | Common Stock | 253 | $116.57 | $29K | |
| David Spector - Officer | Option exercise | Common Stock | 71,161 | $128.05 | $9.11M | |
| David Spector - Officer | Open-market sale | Common Stock | 14,154 | $127.07 | $1.80M | |
| David Spector - Officer | Open-market sale | Common Stock | 26,503 | $127.92 | $3.39M | |
| David Spector - Officer | Open-market sale | Common Stock | 30,504 | $128.66 | $3.92M | |
| David Spector - Officer | Option exercise | Nonstatutory Stock Option (Right to Buy) | 71,161 | $0.00 | - | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 41 | $132.91 | $5K | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 141 | $133.99 | $19K | |
| Daniel Stanley Perotti - Officer | Option exercise | Common Stock | 8,347 | $18.05 | $151K | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 6,469 | $130.19 | $842K | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 379 | $131.54 | $50K | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 1,195 | $132.38 | $158K | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 304 | $133.99 | $41K | |
| Daniel Stanley Perotti - Officer | Option exercise | Nonstatutory Stock Option (Right to Buy) | 4,763 | $0.00 | - | |
| Daniel Stanley Perotti - Officer | Option exercise | Nonstatutory Stock Option (Right to Buy) | 8,347 | $0.00 | - | |
| Daniel Stanley Perotti - Officer | Option exercise | Common Stock | 4,763 | $11.28 | $54K | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 3,784 | $130.30 | $493K | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 797 | $131.96 | $105K | |
| David Spector - Officer | Open-market sale | Common Stock | 1,355 | $116.89 | $158K | |
| David Spector - Officer | Open-market sale | Common Stock | 1,811 | $118.19 | $214K | |
| David Spector - Officer | Open-market sale | Common Stock | 711 | $119.13 | $85K | |
| David Spector - Officer | Open-market sale | Common Stock | 862 | $119.98 | $103K | |
| David Spector - Officer | Open-market sale | Common Stock | 261 | $120.89 | $32K | |
| David Spector - Officer | Open-market sale | Common Stock | 1,658 | $122.46 | $203K | |
| David Spector - Officer | Open-market sale | Common Stock | 3,128 | $123.16 | $385K | |
| David Spector - Officer | Open-market sale | Common Stock | 214 | $124.03 | $27K | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 2,925 | $116.63 | $341K | |
| Daniel Stanley Perotti - Officer | Open-market sale | Common Stock | 5,850 | $108.20 | $633K | |
| Derek Stark - Officer | Open-market sale | Common Stock | 4,750 | $109.56 | $520K | |
| David Spector - Officer | Open-market sale | Common Stock | 4,304 | $105.61 | $455K | |
| David Spector - Officer | Open-market sale | Common Stock | 696 | $106.44 | $74K | |
| Open-market sale | Common Stock | 7,107 | $108.16 | $769K | ||
| David Spector - Officer | Other | Common Stock | 25,000 | $0.00 | - | |
| Derek Stark - Officer | Gift | Common Stock | 250 | $0.00 | - | |
| Grant or award | Common Stock | 294 | $100.92 | $30K |
This is as far as the anonymous view goes. Create a free account for all 110 PFSI filings on record.
A Form 144 is notice of an INTENDED sale, not a completed one. It often precedes the Form 4 that reports the trade actually happening.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| MAZZELLA JOSEPH F | Officer | 3,401 | $263K | View on EDGAR | |
| - | - | - | - | View on EDGAR | |
| - | - | - | - | View on EDGAR |
PennyMac Financial Services, Inc. (PFSI) had 5 insider filings in the last 90 days, with the most recent on 2026-08-04. The full record for PFSI runs to 110 Form 4 filings, the earliest from 2024-10-15. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
No insider purchases of PFSI were filed in the last 90 days. 1 purchase is on record for this company.
2 insider sales of PFSI were filed in the last 90 days, totaling $430K.
This page tracks PFSI Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Every Form 4 below links to the original document on SEC EDGAR, so the numbers on this page can be checked against the filing they came from.
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