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About Rocket Companies, Inc. (RKT)
The SEC lists Rocket Companies, Inc. under CIK 0001805284, in mortgage bankers and loan correspondents. We track it alongside the rest of the Financials sector.
RKT Form 4 activity by transaction type, last 90 days
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 3 | 450,000 | $5.69M |
| Grant or award | 1 | 14,566 | |
| Option exercise | 2 | 29,592 | |
RKT insider transactions (Form 4)
3782 Form 4 filings on record, the earliest from Nov 8, 2024, newest first. Filing history page 1 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
 Jonathan Mildenhall - Officer | Tax withholding / forfeiture | Class A common stock | 12,860 | $11.59 | $149K | |
 Shawn Malhotra - Officer | Tax withholding / forfeiture | Class A common stock | 13,751 | $11.59 | $159K | |
| William D. Banfield - Officer | Tax withholding / forfeiture | Class A common stock | 8,056 | $11.59 | $93K | |
| Heather M. Lovier - Officer | Tax withholding / forfeiture | Class A common stock | 8,056 | $11.59 | $93K | |
| Noah A. Edwards - Officer | Tax withholding / forfeiture | Class A common stock | 2,302 | $11.59 | $27K | |
| Brian Nicholas Brown - Officer | Tax withholding / forfeiture | Class A common stock | 16,112 | $11.59 | $187K | |
| Jesse K. Bray - Officer | Open-market sale | Class A common stock | 92,300 footnote F1 | $12.39 footnote F2 | $1.14M | |
| ||||||
| Jesse K. Bray - Officer | Tax withholding / forfeiture | Class A common stock | 57,200 | $11.51 | $658K | |
| Jesse K. Bray - Officer | Open-market sale | Class A common stock | 132,700 footnote F2 | $12.01 footnote F3 | $1.59M | |
| ||||||
| Jesse K. Bray - Officer | Open-market sale | Class A common stock | 225,000 footnote F1 | $13.11 footnote F2 | $2.95M | |
| ||||||
| William D. Banfield - Officer | Tax withholding / forfeiture | Class A common stock | 61,315 | $14.06 | $862K | |
| Noah A. Edwards - Officer | Tax withholding / forfeiture | Class A common stock | 12,009 | $14.06 | $169K | |
| Brian Nicholas Brown - Officer | Tax withholding / forfeiture | Class A common stock | 44,042 | $14.06 | $619K | |
| Brian Nicholas Brown - Officer | Tax withholding / forfeiture | Class A common stock | 14,675 | $14.06 | $206K | |
| Shawn Malhotra - Officer | Tax withholding / forfeiture | Class A common stock | 37,930 | $14.06 | $533K | |
| Jesse K. Bray - Officer | Tax withholding / forfeiture | Class A common stock | 29,279 | $14.06 | $412K | |
| Heather M. Lovier - Officer | Tax withholding / forfeiture | Class A common stock | 61,669 | $14.06 | $867K | |
| Varun Krishna - Officer | Tax withholding / forfeiture | Class A common stock | 126,999 | $14.06 | $1.79M | |
| Varun Krishna - Officer | Tax withholding / forfeiture | Class A common stock | 58,259 | $14.06 | $819K | |
| Matthew Rizik - Director | Option exercise | Class A common stock | 14,796 | - footnote F1 | - | |
| Matthew Rizik - Director | Other | Class A common stock | 14,796 | $14.06 | $208K | |
| Matthew Rizik - Director | Option exercise | Cash-Settled Restricted Stock Units | 14,796 | $0.00 | - | |
| ||||||
| Jonathan Mildenhall - Officer | Tax withholding / forfeiture | Class A common stock | 80,287 | $14.06 | $1.13M | |
| Sarah Watterson - Director | Grant or award | Class A common stock | 14,566 footnote F1 | $0.00 | - | |
| ||||||
| Suzanne F. Shank - Director | Grant or award | Class A common stock | 16,312 footnote F1 | $0.00 | - | |
| ||||||
 Tagar Olson - Director | Grant or award | Class A common stock | 11,255 footnote F1 | $0.00 | - | |
| ||||||
 Jonathan D. Mariner - Director | Grant or award | Class A common stock | 16,312 footnote F1 | $0.00 | - | |
| ||||||
| Alastair Rampell - Director | Grant or award | Class A common stock | 16,312 footnote F1 | $0.00 | - | |
| ||||||
| Matthew Rizik - Director | Option exercise | Class A common stock | 12,261 | - footnote F1 | - | |
| Matthew Rizik - Director | Other | Class A common stock | 12,261 | $12.65 | $155K | |
| Matthew Rizik - Director | Option exercise | Cash-Settled Restricted Stock Units | 12,261 | $0.00 | - | |
| ||||||
| Shawn Malhotra - Officer | Tax withholding / forfeiture | Class A common stock | 52,484 | $14.09 | $739K | |
| Brian Nicholas Brown - Officer | Tax withholding / forfeiture | Class A common stock | 16,112 | $15.03 | $242K | |
| Heather M. Lovier - Officer | Tax withholding / forfeiture | Class A common stock | 8,056 | $15.03 | $121K | |
| Noah A. Edwards - Officer | Tax withholding / forfeiture | Class A common stock | 2,302 | $15.03 | $35K | |
| Shawn Malhotra - Officer | Tax withholding / forfeiture | Class A common stock | 13,751 | $15.03 | $207K | |
| Jonathan Mildenhall - Officer | Tax withholding / forfeiture | Class A common stock | 12,860 | $15.03 | $193K | |
Item 5.02, 7.01, 9.01
Item 2.02, 7.01, 9.01
Item 1.01, 1.02, 2.03
Item 1.01
Recent RKT Form 144 notices of proposed sale
1An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| Jesse K. Bray | Director, Officer | 900,000 | $12.10M | View on EDGAR |
RKT insider trading FAQ
What is the latest insider trade for RKT?
Rocket Companies, Inc. (RKT) had 19 insider filings in the last 90 days, with the most recent on 2026-10-08. The full record for RKT runs to 82 Form 4 filings, the earliest from 2024-11-08. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
How many insiders are buying RKT stock?
No insider purchases of RKT were filed in the last 90 days.
How many insiders are selling RKT stock?
3 insider sales of RKT were filed in the last 90 days, totaling $5.69M.
Where can I see RKT SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page collects RKT Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
More Financials companies with insider activity
Recent insider filings
10The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
- - Jonathan Mildenhall view on EDGAR
- - Shawn Malhotra view on EDGAR
- - William D. Banfield view on EDGAR
- - Heather M. Lovier view on EDGAR
- - Noah A. Edwards view on EDGAR
- - Brian Nicholas Brown view on EDGAR
- - Jesse K. Bray view on EDGAR
- - Jesse K. Bray view on EDGAR
- - Jesse K. Bray view on EDGAR
Related companies with recent insider activity
Learn more
- Insider selling: signal or noise?
- Why most insider sales are routine, and the few patterns worth a second look.
- Form 144 vs Form 4
- A Form 144 announces a planned sale; the Form 4 reports it after it happens.
- Insider activity in Financials
- Where RKT's peers are being bought and sold.
- Every recent Form 4
- The market-wide feed, updated as filings arrive from SEC EDGAR.
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