PRINCIPAL FINANCIAL GROUP INC (PFG)
Data as of , from SEC Form 4 filings.
See up to 3 months of PFG. The 7-day demo opens the 1M and 3M ranges and puts PFG on your watchlist.
Start 7-day demoLatest PFG insider trades
Jonathan Auerbach - DirectorGrant or award161 sh
Mary E. Beams - DirectorGrant or award105 sh- Claudio Muruzabal - Director
About PRINCIPAL FINANCIAL GROUP INC (PFG)
Principal Financial Group Inc is a financial services provider. It offers various financial products and services including retirement, asset management, and workplace benefits and protection solutions to individuals and institutional clients. The company, along with its subsidiaries, operates in the following reportable segments; Retirement and Income Solutions, Principal Asset Management, and Benefits and Protection. Maximum revenue is generated from the Retirement and Income Solutions segment which provides workplace savings and retirement solutions, banking, trust and custodial services, individual variable annuities (including RILAs), pension risk transfer, and investment services to businesses, their employees, and other individuals.
- DES MOINES, IA
- 19,700
- 2001
- XNAS
PFG Form 4 activity by transaction type, last 90 days
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Grant or award | 30 | 97,157 | |
| Option exercise | 6 | 90,820 | |
| Derivative transaction | 2 | 90,820 |
Dollar totals cover purchases and sales only (codes P and S). Grants, option exercises, gifts and tax withholding are counted in shares, because none of them is a trade at a market price.
PFG insider transactions (Form 4)
45259 Form 4 filings on record, the earliest from Oct 1, 2024, newest first. Filing history page 2 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
 Roger C. Hochschild - Director | Grant or award | Phantom Stock Units | 219 | $107.75 | $24K | |
| Roger C. Hochschild - Director | Grant or award | Common Stock | 294 | $0.00 footnote F1 | - | |
| ||||||
 Miller Jocelyn Carter - Director | Grant or award | Common Stock | 669 | $0.00 footnote F1 | - | |
| ||||||
| Mary E. Beams - Director | Grant or award | Common Stock | 109 | $0.00 footnote F1 | - | |
| ||||||
| Jonathan Auerbach - Director | Grant or award | Common Stock | 166 | $0.00 footnote F1 | - | |
| ||||||
 Joel Pitz - Officer | Grant or award | Common Stock | 2 | $0.00 footnote F1 | - | |
| Joel Pitz - Officer | Grant or award | Common Stock | 234 | $0.00 footnote F1 | - | |
| ||||||
 Kamal Bhatia - Officer | Grant or award | Common Stock | 430 | $0.00 footnote F1 | - | |
| ||||||
| Christopher J. Littlefield - Officer | Grant or award | Common Stock | 559 | $0.00 footnote F1 | - | |
| ||||||
 Kathleen B. Kay - Officer | Grant or award | Common Stock | 398 | $0.00 footnote F1 | - | |
| ||||||
 Amy Christine Friedrich - Officer | Grant or award | Common Stock | 599 | $0.00 footnote F1 | - | |
| ||||||
| Wee Yee Cheong - Officer | Grant or award | Common Stock | 368 | $0.00 footnote F1 | - | |
| ||||||
 Vivek Agrawal - Officer | Grant or award | Common Stock | 234 | $0.00 footnote F1 | - | |
| ||||||
 Deanna D. Strable-Soethout - Officer | Grant or award | Common Stock | 612 | $0.00 footnote F1 | - | |
| Deanna D. Strable-Soethout - Officer | Grant or award | Common Stock | 44 | $0.00 footnote F1 | - | |
| ||||||
 Kenneth A. McCullum - Officer | Grant or award | Common Stock | 73 | $0.00 footnote F1 | - | |
| ||||||
| Deanna D. Strable-Soethout - Officer | Grant or award | Common Stock | 16,825 | $62.78 | $1.06M | |
| Deanna D. Strable-Soethout - Officer | Grant or award | Common Stock | 2,942 | $62.78 | $185K | |
| Deanna D. Strable-Soethout - Officer | Derivative | Common Stock | 19,767 | $110.06 footnote F1 | $2.18M | |
| Deanna D. Strable-Soethout - Officer | Grant or award | Common Stock | 13,883 | $62.78 | $872K | |
| Deanna D. Strable-Soethout - Officer | Grant or award | Common Stock | 16,825 | $62.78 | $1.06M | |
| Deanna D. Strable-Soethout - Officer | Derivative | Common Stock | 26,445 | $110.48 footnote F2 | $2.92M | |
| Deanna D. Strable-Soethout - Officer | Derivative | Common Stock | 4,263 | $111.25 footnote F3 | $474K | |
| Deanna D. Strable-Soethout - Officer | Option exercise | Common Stock | 16,825 | $62.78 | $1.06M | |
| Deanna D. Strable-Soethout - Officer | Option exercise | Common Stock | 2,942 | $62.78 | $185K | |
| Deanna D. Strable-Soethout - Officer | Option exercise | Common Stock | 13,883 | $62.78 | $872K | |
| Deanna D. Strable-Soethout - Officer | Option exercise | Common Stock | 16,825 | $62.78 | $1.06M | |
| ||||||
| Timothy W. Brown - Officer | Grant or award | Common Stock | 22,279 | $0.00 footnote F1 | - | |
| ||||||
| Roger C. Hochschild - Director | Grant or award | Phantom Stock Units | 689 | $105.22 | $72K | |
 Scott Mills - Director | Grant or award | Phantom Stock Units | 416 | $105.22 | $44K | |
| Wee Yee Cheong - Officer | Open-market sale | Common Stock | 3,211 | $103.06 footnote F1 | $331K | |
| Wee Yee Cheong - Officer | Open-market sale | Common Stock | 7,534 | $103.16 footnote F3 | $777K | |
| ||||||
| Mary E. Beams - Director | Grant or award | Common Stock | 2,175 | $0.00 footnote F1 | - | |
| ||||||
| Alfredo Rivera - Director | Grant or award | Common Stock | 2,175 | $0.00 footnote F1 | - | |
| ||||||
| Clare Stack Richer - Director | Grant or award | Common Stock | 2,175 | $0.00 footnote F1 | - | |
| ||||||
| Blair Pickerell - Director | Grant or award | Common Stock | 2,175 | $0.00 footnote F1 | - | |
| ||||||
| H. Elizabeth Mitchell - Director | Grant or award | Common Stock | 2,175 | $0.00 footnote F1 | - | |
| ||||||
 Diane C. Nordin - Director | Grant or award | Common Stock | 2,175 | $0.00 footnote F1 | - | |
| ||||||
| Claudio Muruzabal - Director | Grant or award | Common Stock | 2,175 | $0.00 footnote F1 | - | |
| ||||||
| Miller Jocelyn Carter - Director | Grant or award | Common Stock | 2,175 | $0.00 footnote F1 | - | |
| ||||||
| Roger C. Hochschild - Director | Grant or award | Common Stock | 2,175 | $0.00 footnote F1 | - | |
| ||||||
| Scott Mills - Director | Grant or award | Common Stock | 2,175 | $0.00 footnote F1 | - | |
| ||||||
| Jonathan Auerbach - Director | Grant or award | Common Stock | 2,175 | $0.00 footnote F1 | - | |
| ||||||
| Wee Yee Cheong - Officer | Open-market sale | Common Stock | 4,737 | $101.01 footnote F1 | $478K | |
| Wee Yee Cheong - Officer | Open-market sale | Common Stock | 9,183 | $101.26 footnote F3 | $930K | |
| ||||||
Item 1.01, 2.03, 9.01
Item 2.02, 9.01
Item 7.01
Item 1.01, 2.03, 8.01, 9.01
Recent PFG Form 144 notices of proposed sale
3An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| DEANNA STRABLE-SOETHOUT | Officer | 55,140 | $6.14M | View on EDGAR | |
| AMY FRIEDRICH | Officer | 35,680 | $4.12M |
Stock trades in PFG disclosed by members of the U.S. House in the last 12 months, newest first. Values are the ranges as filed.
| Member | Type | Traded | Disclosed | Value range | Owner | Days to disclose | Filing |
|---|---|---|---|---|---|---|---|
 Lisa C. McClainRepublican, MI-09 | Sale |
PFG insider trading FAQ
What is the latest insider trade for PFG?
PRINCIPAL FINANCIAL GROUP INC (PFG) had 23 insider filings in the last 90 days, with the most recent on 2026-09-29. The full record for PFG runs to 259 Form 4 filings, the earliest from 2024-10-01. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
How many insiders are buying PFG stock?
No insider purchases of PFG were filed in the last 90 days. 2 purchases are on record for this company.
How many insiders are selling PFG stock?
No insider sales of PFG were filed in the last 90 days. 8 sales are on record for this company.
Where can I see PFG SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page collects PFG Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
More Financials companies with insider activity
Recent insider filings
10The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
- - Jonathan Auerbach view on EDGAR
- - Mary E. Beams view on EDGAR
- - Claudio Muruzabal view on EDGAR
- - Diane C. Nordin view on EDGAR
- - Blair Pickerell view on EDGAR
- - Clare Stack Richer view on EDGAR
- - H. Elizabeth Mitchell view on EDGAR
- - Miller Jocelyn Carter view on EDGAR
- - Alfredo Rivera view on EDGAR
Related companies with recent insider activity
Learn more
- What the Form 4 transaction codes mean
- Grants, option exercises, gifts and tax withholding are not trades on the market. The codes say which is which.
- Form 144 vs Form 4
- A Form 144 announces a planned sale; the Form 4 reports it after it happens.
- Insider activity in Financials
- Where PFG's peers are being bought and sold.
- Every recent Form 4
- The market-wide feed, updated as filings arrive from SEC EDGAR.
Follow PFG with a 7-day demo
- PFG on your watchlist
- Every PFG Form 4 filing on record
- Up to 3 months of PFG price history
- The daily trading plan of ranked insider buys, on a delay, with the plan archive
Start 7-day demoCard required. Your card is never charged for the demo.
