PRINCIPAL FINANCIAL GROUP INC (PFG) Insider Trading & SEC Filings

Updated Jul 16, 2026 · Last SEC filing 2026-06-30

PRINCIPAL FINANCIAL GROUP INC (PFG) has filed 37 SEC Form 4 insider transactions in the last 90 days, with the most recent on 2026-06-30. 4 Form 8-K material event filings were reported by PFG in the last 90 days. 8 Form 144 notices of proposed sale were filed for PFG stock. InsiderAlpha tracks every PFG SEC filing — Form 4, Form 144, and 8-K — in real time, including Rule 10b5-1 plan detection.

About PRINCIPAL FINANCIAL GROUP INC (PFG)

SEC CIK0001126328

90-Day SEC Filing Activity

Form 4 filings (90d)37
Form 8-K filings (90d)4
Form 144 notices (90d)8
Latest Form 4 filing2026-06-30

Recent PFG Insider Transactions (Form 4)

DateInsiderRoleTransactionSharesPriceValueFiling
Mitchell H ElizabethDirectorA — Grant or award80$0.00—SEC
Richer Clare StackDirectorA — Grant or award142$0.00—SEC
STRABLE-SOETHOUT DEANNA DChair, President and CEOA — Grant or award44$0.00—SEC
McCullum Kenneth A.EVP - Chief Risk OfficerA — Grant or award73$0.00—SEC
RIVERA ALFREDODirectorA — Grant or award117$0.00—SEC
Bhatia KamalPresident and CEO - PAMA — Grant or award430$0.00—SEC
Friedrich Amy ChristinePresident - Benefits & ProtectA — Grant or award599$0.00—SEC
Cheong Wee YeePresident - Asia & Middle EastA — Grant or award368$0.00—SEC
STRABLE-SOETHOUT DEANNA DChair, President and CEOA — Grant or award612$0.00—SEC
Agrawal VivekEVP & Chief Growth OfficerA — Grant or award234$0.00—SEC
LITTLEFIELD CHRISTOPHER JPresident - RISA — Grant or award559$0.00—SEC
Kay Kathleen BEVP-Chief Information OfficerA — Grant or award398$0.00—SEC
Pitz JoelEVP & CFOA — Grant or award234$0.00—SEC
Pitz JoelEVP & CFOA — Grant or award2$0.00—SEC
Pickerell BlairDirectorA — Grant or award281$0.00—SEC

All transactions sourced from SEC EDGAR Form 4 filings for PRINCIPAL FINANCIAL GROUP INC (PFG). Updated in real time as new filings are submitted to the SEC.

Most-Active PFG Insiders — Last 90 Days

InsiderForm 4 filingsTotal transaction value
STRABLE-SOETHOUT DEANNA D13$11.91M
Cheong Wee Yee5$2.52M
Mills Scott4$60K
HOCHSCHILD ROGER C4$96K
RIVERA ALFREDO3$3K

Recent PFG Form 8-K Material Events

Recent PFG Form 144 Notices of Proposed Sale

Form 144 must be filed before insiders sell restricted or control stock above SEC thresholds. A cluster of Form 144 notices often precedes a wave of insider distribution.

Recent Insider Filings

Form 4 Transaction Code Reference

SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in PFG insider filings:

POpen-market purchase by the insider
SOpen-market sale by the insider
AGrant, award, or other acquisition from the issuer
MExercise or conversion of derivative security (e.g. options)
FPayment of exercise price or tax liability via share withholding
GBona-fide gift of securities
DDisposition to the issuer (e.g. share buyback participation)
JOther acquisition or disposition
XExercise of in-the-money or at-the-money derivative security
CConversion of derivative security
VTransaction voluntarily reported earlier than required

PFG Insider Trading — FAQ

What is the latest insider trade for PFG?
PRINCIPAL FINANCIAL GROUP INC (PFG) had 37 insider filings in the last 90 days, with the most recent on 2026-06-30. InsiderAlpha tracks every Form 4, 10-K, 10-Q, and 8-K filing in real time.
How many insiders are buying PFG stock?
0 insider purchases of PFG were filed in the last 90 days.
How many insiders are selling PFG stock?
0 insider sales of PFG were filed in the last 90 days.
Where can I see PFG SEC filings (Form 4, 10-K, 10-Q, 8-K)?
InsiderAlpha aggregates every PFG SEC filing — Form 4 insider transactions, 10-K and 10-Q quarterly reports, and 8-K material event disclosures — in one timeline.

Learn More

Open the live PFG dashboard on InsiderAlpha for real-time alerts, charting, and full historical filing search.