PRINCIPAL FINANCIAL GROUP INC (PFG)
$111.41-$0.76 (-0.68%) Today
Amy Christine Friedrich - OfficerAmy Christine Friedrich - OfficerAmy Christine Friedrich - OfficerAmy Christine Friedrich - OfficerAmy Christine Friedrich - OfficerPrincipal Financial Group Inc is a financial services provider. It offers various financial products and services including retirement, asset management, and workplace benefits and protection solutions to individuals and institutional clients. The company, along with its subsidiaries, operates in the following reportable segments; Retirement and Income Solutions, Principal Asset Management, and Benefits and Protection. Maximum revenue is generated from the Retirement and Income Solutions segment which provides workplace savings and retirement solutions, banking, trust and custodial services, individual variable annuities (including RILAs), pension risk transfer, and investment services to businesses, their employees, and other individuals.
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Grant or award | 33 | 115,916 | |
| Option exercise | 7 | 86,155 | |
| Derivative transaction | 4 | 86,155 |
Dollar totals are shown for open-market purchases and sales only. Grants, option exercises, gifts and tax withholding are reported by share count because they are not trades at a market price.
237 Form 4 filings on record, the earliest from Oct 1, 2024, newest first. Filing history page 1 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Amy Christine Friedrich - Officer | Grant or award | Common Stock | 35,680 | $63.98 | $2.28M | |
| Amy Christine Friedrich - Officer | Derivative | Common Stock | 35,680 | $113.80 | $4.06M | |
| Amy Christine Friedrich - Officer | Option exercise | Employee Stock Option (Right to Buy) | 11,893 | $63.98 | $761K | |
| Amy Christine Friedrich - Officer | Option exercise | Employee Stock Option (Right to Buy) | 11,893 | $63.98 | $761K | |
| Amy Christine Friedrich - Officer | Option exercise | Employee Stock Option (Right to Buy) | 11,894 | $63.98 | $761K | |
| H. Elizabeth Mitchell - Director | Grant or award | Common Stock | 80 | $0.00 | - | |
| Alfredo Rivera - Director | Grant or award | Common Stock | 25 | $107.75 | $3K | |
| Alfredo Rivera - Director | Grant or award | Common Stock | 117 | $0.00 | - | |
| Clare Stack Richer - Director | Grant or award | Common Stock | 142 | $0.00 | - | |
| Blair Pickerell - Director | Grant or award | Common Stock | 281 | $0.00 | - | |
 Diane C. Nordin - Director | Grant or award | Common Stock | 217 | $0.00 | - | |
| Claudio Muruzabal - Director | Grant or award | Common Stock | 100 | $0.00 | - | |
 Scott Mills - Director | Grant or award | Phantom Stock Units | 152 | $107.75 | $16K | |
| Scott Mills - Director | Grant or award | Common Stock | 253 | $0.00 | - | |
 Roger C. Hochschild - Director | Grant or award | Phantom Stock Units | 219 | $107.75 | $24K | |
| Roger C. Hochschild - Director | Grant or award | Common Stock | 294 | $0.00 | - | |
 Miller Jocelyn Carter - Director | Grant or award | Common Stock | 669 | $0.00 | - | |
 Mary E. Beams - Director | Grant or award | Common Stock | 109 | $0.00 | - | |
 Jonathan Auerbach - Director | Grant or award | Common Stock | 166 | $0.00 | - | |
 Joel Pitz - Officer | Grant or award | Common Stock | 2 | $0.00 | - | |
| Joel Pitz - Officer | Grant or award | Common Stock | 234 | $0.00 | - | |
 Kamal Bhatia - Officer | Grant or award | Common Stock | 430 | $0.00 | - | |
| Christopher J. Littlefield - Officer | Grant or award | Common Stock | 559 | $0.00 | - | |
 Kathleen B. Kay - Officer | Grant or award | Common Stock | 398 | $0.00 | - | |
| Amy Christine Friedrich - Officer | Grant or award | Common Stock | 599 | $0.00 | - | |
| Wee Yee Cheong - Officer | Grant or award | Common Stock | 368 | $0.00 | - | |
 Vivek Agrawal - Officer | Grant or award | Common Stock | 234 | $0.00 | - | |
 Deanna D. Strable-Soethout - Officer | Grant or award | Common Stock | 612 | $0.00 | - | |
| Deanna D. Strable-Soethout - Officer | Grant or award | Common Stock | 44 | $0.00 | - | |
 Kenneth A. McCullum - Officer | Grant or award | Common Stock | 73 | $0.00 | - | |
| Deanna D. Strable-Soethout - Officer | Grant or award | Common Stock | 16,825 | $62.78 | $1.06M | |
| Deanna D. Strable-Soethout - Officer | Grant or award | Common Stock | 2,942 | $62.78 | $185K | |
| Deanna D. Strable-Soethout - Officer | Derivative | Common Stock | 19,767 | $110.06 | $2.18M | |
| Deanna D. Strable-Soethout - Officer | Grant or award | Common Stock | 13,883 | $62.78 | $872K | |
| Deanna D. Strable-Soethout - Officer | Grant or award | Common Stock | 16,825 | $62.78 | $1.06M | |
| Deanna D. Strable-Soethout - Officer | Derivative | Common Stock | 26,445 | $110.48 | $2.92M | |
| Deanna D. Strable-Soethout - Officer | Derivative | Common Stock | 4,263 | $111.25 | $474K | |
| Deanna D. Strable-Soethout - Officer | Option exercise | Common Stock | 16,825 | $62.78 | $1.06M | |
| Deanna D. Strable-Soethout - Officer | Option exercise | Common Stock | 2,942 | $62.78 | $185K | |
| Deanna D. Strable-Soethout - Officer | Option exercise | Common Stock | 13,883 | $62.78 | $872K | |
| Deanna D. Strable-Soethout - Officer | Option exercise | Common Stock | 16,825 | $62.78 | $1.06M | |
| Timothy W. Brown - Officer | Grant or award | Common Stock | 22,279 | $0.00 | - | |
| Roger C. Hochschild - Director | Grant or award | Phantom Stock Units | 689 | $105.22 | $72K | |
| Scott Mills - Director | Grant or award | Phantom Stock Units | 416 | $105.22 | $44K | |
| Wee Yee Cheong - Officer | Open-market sale | Common Stock | 3,211 | $103.06 | $331K | |
| Wee Yee Cheong - Officer | Open-market sale | Common Stock | 7,534 | $103.16 | $777K | |
| Mary E. Beams - Director | Grant or award | Common Stock | 2,175 | $0.00 | - | |
| Alfredo Rivera - Director | Grant or award | Common Stock | 2,175 | $0.00 | - | |
| Clare Stack Richer - Director | Grant or award | Common Stock | 2,175 | $0.00 | - | |
| Blair Pickerell - Director | Grant or award | Common Stock | 2,175 | $0.00 | - |
A Form 144 is notice of an INTENDED sale, not a completed one. It often precedes the Form 4 that reports the trade actually happening.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| AMY FRIEDRICH | Officer | 35,680 | $4.12M | View on EDGAR | |
| - | - | - | - | View on EDGAR | |
| - | - | - | - | View on EDGAR |
PRINCIPAL FINANCIAL GROUP INC (PFG) had 25 insider filings in the last 90 days, with the most recent on 2026-08-11. The full record for PFG runs to 237 Form 4 filings, the earliest from 2024-10-01. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
No insider purchases of PFG were filed in the last 90 days. 2 purchases are on record for this company.
No insider sales of PFG were filed in the last 90 days. 8 sales are on record for this company.
This page tracks PFG Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Every Form 4 below links to the original document on SEC EDGAR, so the numbers on this page can be checked against the filing they came from.
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