LPL Financial Holdings Inc. (LPLA)
Data as of , from SEC Form 4 filings.
Net insider selling (90d)Watch LPLA
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Katharine Reeping - OfficerOpen-market sale$153K- Aneri Jambusaria - OfficerOpen-market sale$110K
About LPL Financial Holdings Inc. (LPLA)
The SEC lists LPL Financial Holdings Inc. under CIK 0001397911, in security and commodity brokers, dealers, exchanges and services. It is grouped with Financials companies on this site.
LPLA Form 4 activity by transaction type, last 90 days
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 8 | 5,867 | $2.08M |
| Grant or award | 7 | 44 | |
| Option exercise | 2 | 14,378 | |
LPLA insider transactions (Form 4)
3995 Form 4 filings on record, the earliest from Dec 4, 2024, newest first. Filing history page 1 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Katharine Reeping - Officer | Open-market sale | Common Stock | 439.95 | $347.88 footnote F1 | $153K | |
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| Emily Field - Officer | Tax withholding / forfeiture | Common Stock | 106 | $359.33 | $38K | |
 Corey E. Thomas - Director | Grant or award | Common Stock | 4 footnote F1 | $0.00 | - | |
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 Richard P. Schifter - Director | Grant or award | Common Stock | 14 footnote F1 | $0.00 | - | |
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| James S. Putnam - Director | Grant or award | Common Stock | 7 footnote F1 | $0.00 | - | |
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 Allison Mnookin - Director | Grant or award | Common Stock | 2 footnote F1 | $0.00 | - | |
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 William Francis Glavin Jr. - Director | Grant or award | Common Stock | 10 footnote F1 | $0.00 | - | |
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 Paulett Eberhart - Director | Grant or award | Common Stock | 4 footnote F1 | $0.00 | - | |
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 Edward C. Bernard - Director | Grant or award | Common Stock | 3 footnote F1 | $0.00 | - | |
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| Aneri Jambusaria - Officer | Open-market sale | Common Stock | 308 | $357.36 | $110K | |
| Greg Gates - Officer | Option exercise | Common Stock | 7,189 | $77.53 | $557K | |
| Greg Gates - Officer | Open-market sale | Common Stock | 4,119 | $355.38 footnote F1 | $1.46M | |
| Greg Gates - Officer | Option exercise | Option to purchase Common Stock | 7,189 | $0.00 | - | |
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| James S. Putnam - Director | Gift | Common Stock | 2,000 | $0.00 | - | |
| Matthew Enyedi - Officer | Open-market sale | Common Stock | 189 | $351.06 footnote F2 | $66K | |
| Matthew Enyedi - Officer | Open-market sale | Common Stock | 463 | $352.77 footnote F3 | $163K | |
| Matthew Enyedi - Officer | Open-market sale | Common Stock | 296 | $353.37 footnote F4 | $105K | |
| Matthew Enyedi - Officer | Open-market sale | Common Stock | 51 | $354.52 footnote F5 | $18K | |
| Matthew Enyedi - Officer | Open-market sale | Common Stock | 1 | $355.51 | $356 | |
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| Aneri Jambusaria - Officer | Open-market sale | Common Stock | 308 | $306.00 | $94K | |
| Greg Gates - Officer | Tax withholding / forfeiture | Common Stock | 232 | $295.66 | $69K | |
 Marc Eliot Cohen - Officer | Tax withholding / forfeiture | Common Stock | 44 | $295.66 | $13K | |
| Corey E. Thomas - Director | Grant or award | Common Stock | 7 footnote F1 | $0.00 | - | |
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| Richard P. Schifter - Director | Grant or award | Common Stock | 19 footnote F1 | $0.00 | - | |
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| James S. Putnam - Director | Grant or award | Common Stock | 10 footnote F1 | $0.00 | - | |
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| Allison Mnookin - Director | Grant or award | Common Stock | 3 footnote F1 | $0.00 | - | |
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| William Francis Glavin Jr. - Director | Grant or award | Common Stock | 15 footnote F1 | $0.00 | - | |
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| Paulett Eberhart - Director | Grant or award | Common Stock | 5 footnote F1 | $0.00 | - | |
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| Edward C. Bernard - Director | Grant or award | Common Stock | 4 footnote F1 | $0.00 | - | |
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| Corey E. Thomas - Director | Grant or award | Common Stock | 712 footnote F1 | $0.00 | - | |
| Corey E. Thomas - Director | Grant or award | Common Stock | 348 footnote F2 | $0.00 | - | |
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| Richard P. Schifter - Director | Grant or award | Common Stock | 712 footnote F1 | $0.00 | - | |
| Richard P. Schifter - Director | Grant or award | Common Stock | 348 footnote F2 | $0.00 | - | |
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| James S. Putnam - Director | Grant or award | Common Stock | 712 footnote F1 | $0.00 | - | |
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 Anne M. Mulcahy - Director | Grant or award | Common Stock | 712 footnote F1 | $0.00 | - | |
| Anne M. Mulcahy - Director | Grant or award | Common Stock | 348 footnote F2 | $0.00 | - | |
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| Allison Mnookin - Director | Grant or award | Common Stock | 712 footnote F1 | $0.00 | - | |
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| Albert J. Ko - Director | Grant or award | Common Stock | 712 footnote F1 | $0.00 | - | |
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| Somesh Khanna - Director | Grant or award | Common Stock | 712 footnote F1 | $0.00 | - | |
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Item 2.02, 9.01
Item 5.03, 5.07, 9.01
Item 2.02, 9.01
Recent LPLA Form 144 notices of proposed sale
3An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| Reeping Katharine | Officer | 440 | $153K | View on EDGAR | |
| Jambusaria Aneri | Officer | 308 | $110K |
Stock trades in LPLA disclosed by members of the U.S. House in the last 12 months, newest first. Values are the ranges as filed.
| Member | Type | Traded | Disclosed | Value range | Owner | Days to disclose | Filing |
|---|---|---|---|---|---|---|---|
 Gilbert Ray Cisneros, Jr.Democrat, CA-31 | Purchase |
LPLA insider trading FAQ
What is the latest insider trade for LPLA?
LPL Financial Holdings Inc. (LPLA) had 13 insider filings in the last 90 days, with the most recent on 2026-09-14. The full record for LPLA runs to 95 Form 4 filings, the earliest from 2024-12-04. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
How many insiders are buying LPLA stock?
No insider purchases of LPLA were filed in the last 90 days.
How many insiders are selling LPLA stock?
8 insider sales of LPLA were filed in the last 90 days, totaling $2.08M.
Where can I see LPLA SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page collects LPLA Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
More Financials companies with insider activity
Recent insider filings
10The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
- - Katharine Reeping view on EDGAR
- - Emily Field view on EDGAR
- - Corey E. Thomas view on EDGAR
- - Richard P. Schifter view on EDGAR
- - James S. Putnam view on EDGAR
- - Allison Mnookin view on EDGAR
- - William Francis Glavin Jr. view on EDGAR
- - Paulett Eberhart view on EDGAR
- - Edward C. Bernard view on EDGAR
Related companies with recent insider activity
Learn more
- Insider selling: signal or noise?
- Why most insider sales are routine, and the few patterns worth a second look.
- Form 144 vs Form 4
- A Form 144 announces a planned sale; the Form 4 reports it after it happens.
- Insider activity in Financials
- Where LPLA's peers are being bought and sold.
- Every recent Form 4
- The market-wide feed, updated as filings arrive from SEC EDGAR.
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