Updated Jul 16, 2026
Gates Greg has filed 1 SEC Form 4 filing across 1 company in the last 90 days — selling. Lifetime open-market sales: $1.88M.
Greg Gates is a Group Managing Director at LPL Financial Holdings Inc., where he has held multiple roles and contributed to the firm's operations. He is involved in the management of a significant independent broker-dealer platform in the U.S.
| Role | Group Managing Director |
|---|---|
| Notability | 30/100 |
| Date | Ticker | Company | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2026-06-15 | LPLA | LPL Financial Holdings Inc. | F — Tax withholding / forfeiture | 232 | $295.66 | $69K |
| 2026-02-27 | LPLA | LPL Financial Holdings Inc. | A — Grant or award | 2.8K | $0.00 | |
| 2026-02-27 | LPLA | LPL Financial Holdings Inc. | A — Grant or award | 2.8K | $0.00 | |
| 2026-02-27 | LPLA | LPL Financial Holdings Inc. | F — Tax withholding / forfeiture | 1.3K | $318.47 | $412K |
| 2026-02-27 | LPLA | LPL Financial Holdings Inc. | A — Grant or award | 1.9K | $0.00 | |
| 2025-10-06 | LPLA | LPL Financial Holdings Inc. | S — Open-market sale | 102 | $320.27 | $33K |
| 2025-10-06 | LPLA | LPL Financial Holdings Inc. | S — Open-market sale | 132 | $315.09 | $42K |
| 2025-10-06 | LPLA | LPL Financial Holdings Inc. | S — Open-market sale | 109 | $314.04 | $34K |
| 2025-10-06 | LPLA | LPL Financial Holdings Inc. | S — Open-market sale | 266 | $313.20 | $83K |
| 2025-10-06 | LPLA | LPL Financial Holdings Inc. | S — Open-market sale | 141 | $312.15 | $44K |
| 2025-09-05 | LPLA | LPL Financial Holdings Inc. | S — Open-market sale | 32 | $349.60 | $11K |
| 2025-09-05 | LPLA | LPL Financial Holdings Inc. | S — Open-market sale | 11 | $348.04 | $4K |
| 2025-09-05 | LPLA | LPL Financial Holdings Inc. | S — Open-market sale | 106 | $347.46 | $37K |
| 2025-09-05 | LPLA | LPL Financial Holdings Inc. | S — Open-market sale | 1 | $345.44 | $345 |
| 2025-09-05 | LPLA | LPL Financial Holdings Inc. | S — Open-market sale | 3 | $344.67 | $1K |
| 2025-09-05 | LPLA | LPL Financial Holdings Inc. | S — Open-market sale | 150 | $343.98 | $52K |
| 2025-09-05 | LPLA | LPL Financial Holdings Inc. | S — Open-market sale | 47 | $342.88 | $16K |
| 2025-09-05 | LPLA | LPL Financial Holdings Inc. | S — Open-market sale | 79 | $341.89 | $27K |
| 2025-09-05 | LPLA | LPL Financial Holdings Inc. | S — Open-market sale | 190 | $340.83 | $65K |
| 2025-09-05 | LPLA | LPL Financial Holdings Inc. | S — Open-market sale | 121 | $340.01 | $41K |
Greg Gates is a Group Managing Director at LPL Financial Holdings Inc., where he has held multiple roles and contributed to the firm's operations. He is involved in the management of a significant independent broker-dealer platform in the U.S.…
1 primary Form 4 filings in the last 90 days, covering 1 company.
Recorded transactions: 0 open-market purchases () and 41 open-market sales ($1.88M) across all tracked filings.
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
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