Updated Jul 16, 2026 · Last SEC filing 2026-07-02
NASDAQ, INC. (NDAQ) has filed 17 SEC Form 4 insider transactions in the last 90 days, with the most recent on 2026-07-02. 3 Form 8-K material event filings were reported by NDAQ in the last 90 days. 6 Form 144 notices of proposed sale were filed for NDAQ stock. InsiderAlpha tracks every NDAQ SEC filing — Form 4, Form 144, and 8-K — in real time, including Rule 10b5-1 plan detection.
| SIC classification | Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200) |
|---|---|
| SEC CIK | 0001120193 |
| Form 4 filings (90d) | 17 |
|---|---|
| Form 8-K filings (90d) | 3 |
| Form 144 notices (90d) | 6 |
| Latest Form 4 filing | 2026-07-02 |
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Smith Bryan Everard | EVP, CPO | S — Open-market sale | 3.0K | $80.00 | $240K | SEC | |
| Kazim Essa | Insider | F — Tax withholding / forfeiture | 622 | $86.72 | $54K | SEC | |
| Torgeby Johan | Insider | F — Tax withholding / forfeiture | 300 | $86.72 | $26K | SEC | |
| Smith Bryan Everard | EVP, CPO | S — Open-market sale | 3.0K | $86.91 | $261K | SEC | |
| INVESTOR AB | Insider | P — Open-market purchase | 56.8K | $85.98 | $4.88M | SEC | |
| ARNOLDI MELISSA | Insider | A — Grant or award | 4.3K | $0.00 | — | SEC | |
| Torgeby Johan | Insider | A — Grant or award | 3.0K | $0.00 | — | SEC | |
| KLOET THOMAS A | Insider | A — Grant or award | 4.6K | $0.00 | — | SEC | |
| YABUKI JEFFERY W | Insider | A — Grant or award | 4.6K | $0.00 | — | SEC | |
| SPAHT PAUL HOLDEN JR. | Insider | A — Grant or award | 3.0K | $0.00 | — | SEC | |
| BEGLEY CHARLENE T | Insider | A — Grant or award | 3.0K | $0.00 | — | SEC | |
| ZOLLAR ALFRED W | Insider | A — Grant or award | 4.5K | $0.00 | — | SEC | |
| SPLINTER MICHAEL R | Insider | A — Grant or award | 5.2K | $0.00 | — | SEC | |
| Townes-Whitley Toni | Insider | A — Grant or award | 3.0K | $0.00 | — | SEC | |
| Kazim Essa | Insider | A — Grant or award | 4.2K | $0.00 | — | SEC |
All transactions sourced from SEC EDGAR Form 4 filings for NASDAQ, INC. (NDAQ). Updated in real time as new filings are submitted to the SEC.
| Insider | Form 4 filings | Total transaction value |
|---|---|---|
| Torgeby Johan | 2 | $26K |
| Kazim Essa | 2 | $54K |
| Daly Michelle Lynn | 2 | $118K |
| Smith Bryan Everard | 2 | $501K |
| Griggs PC Nelson | 1 | $472K |
Form 144 must be filed before insiders sell restricted or control stock above SEC thresholds. A cluster of Form 144 notices often precedes a wave of insider distribution.
SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in NDAQ insider filings:
| P | Open-market purchase by the insider |
|---|---|
| S | Open-market sale by the insider |
| A | Grant, award, or other acquisition from the issuer |
| M | Exercise or conversion of derivative security (e.g. options) |
| F | Payment of exercise price or tax liability via share withholding |
| G | Bona-fide gift of securities |
| D | Disposition to the issuer (e.g. share buyback participation) |
| J | Other acquisition or disposition |
| X | Exercise of in-the-money or at-the-money derivative security |
| C | Conversion of derivative security |
| V | Transaction voluntarily reported earlier than required |
Open the live NDAQ dashboard on InsiderAlpha for real-time alerts, charting, and full historical filing search.