Live Oak Bancshares, Inc. (LOB)
$38.25+$0.09 (+0.24%) Latest session
William L. Williams III - DirectorWilliam L. Williams III - DirectorLive Oak Bancshares Inc operates as the bank holding company for the Live Oak Banking Company. The company specializes in lending and deposit-related services to small businesses nationwide. The company identifies and extends lending to credit-worthy borrowers both within specific industries, also called verticals, through expertise within those industries, and more broadly to select borrowers outside of those industries. A portion of the loans originated by the Bank are partially guaranteed by the Small Business Administration under the 7(a) Loan Program and the U.S. Department of Agriculture Rural Energy for America Program, Water and Environmental Program, Business and Industry and Community Facilities loan programs.
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 23 | 146,454 | $5.97M |
| Grant or award | 1 | 4,620 | |
| Option exercise | 10 | 244,672 | |
| Tax withholding / forfeiture | 5 | 54,369 |
Dollar totals are shown for open-market purchases and sales only. Grants, option exercises, gifts and tax withholding are reported by share count because they are not trades at a market price.
110 Form 4 filings on record, the earliest from Oct 31, 2024, newest first. Filing history page 3 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Gregory W. Seward - Officer | Tax withholding / forfeiture | Voting Common Stock | 1,054 | $40.75 | $43K | |
| Gregory W. Seward - Officer | Option exercise | Voting Common Stock | 2,370 | - | - | |
| Gregory W. Seward - Officer | Option exercise | Restricted Stock Units | 2,370 | $0.00 | - | |
| Mark Michael Moroz - Officer | Tax withholding / forfeiture | Voting Common Stock | 703 | $40.75 | $29K | |
| Mark Michael Moroz - Officer | Option exercise | Voting Common Stock | 1,580 | - | - | |
| Mark Michael Moroz - Officer | Option exercise | Restricted Stock Units | 1,580 | $0.00 | - | |
 William C. Losch III - Officer | Tax withholding / forfeiture | Voting Common Stock | 562 | $40.75 | $23K | |
| William C. Losch III - Officer | Option exercise | Voting Common Stock | 1,264 | - | - | |
| William C. Losch III - Officer | Option exercise | Restricted Stock Units | 1,264 | $0.00 | - | |
 Renato Derraik - Officer | Tax withholding / forfeiture | Voting Common Stock | 703 | $40.75 | $29K | |
| Renato Derraik - Officer | Option exercise | Voting Common Stock | 1,580 | - | - | |
| Renato Derraik - Officer | Option exercise | Restricted Stock Units | 1,580 | $0.00 | - | |
| John W. Sutherland - Officer | Tax withholding / forfeiture | Voting Common Stock | 436 | $40.22 | $18K | |
| John W. Sutherland - Officer | Tax withholding / forfeiture | Voting Common Stock | 354 | $40.54 | $14K | |
| John W. Sutherland - Officer | Option exercise | Voting Common Stock | 876 | - | - | |
| John W. Sutherland - Officer | Option exercise | Voting Common Stock | 711 | - | - | |
| John W. Sutherland - Officer | Option exercise | Restricted Stock Units | 876 | $0.00 | - | |
| John W. Sutherland - Officer | Option exercise | Restricted Stock Units | 711 | $0.00 | - | |
| Courtney Spencer - Officer | Tax withholding / forfeiture | Voting Common Stock | 1,038 | $40.22 | $42K | |
| Courtney Spencer - Officer | Tax withholding / forfeiture | Voting Common Stock | 1,264 | $40.54 | $51K | |
| Courtney Spencer - Officer | Option exercise | Voting Common Stock | 2,128 | - | - | |
| Courtney Spencer - Officer | Option exercise | Voting Common Stock | 2,845 | - | - | |
| Courtney Spencer - Officer | Option exercise | Restricted Stock Units | 2,128 | $0.00 | - | |
| Courtney Spencer - Officer | Option exercise | Restricted Stock Units | 2,845 | $0.00 | - | |
| Gregory W. Seward - Officer | Tax withholding / forfeiture | Voting Common Stock | 1,272 | $40.22 | $51K | |
| Gregory W. Seward - Officer | Tax withholding / forfeiture | Voting Common Stock | 5,310 | $40.54 | $215K | |
| Gregory W. Seward - Officer | Option exercise | Voting Common Stock | 2,754 | - | - | |
| Gregory W. Seward - Officer | Option exercise | Voting Common Stock | 11,948 | - | - | |
| Gregory W. Seward - Officer | Option exercise | Restricted Stock Units | 2,754 | $0.00 | - | |
| Gregory W. Seward - Officer | Option exercise | Restricted Stock Units | 11,948 | $0.00 | - | |
| Walter J. Phifer - Officer | Tax withholding / forfeiture | Voting Common Stock | 992 | $40.22 | $40K | |
| Walter J. Phifer - Officer | Option exercise | Voting Common Stock | 2,003 | - | - | |
| Walter J. Phifer - Officer | Option exercise | Restricted Stock Units | 2,003 | $0.00 | - | |
| Mark Michael Moroz - Officer | Tax withholding / forfeiture | Voting Common Stock | 1,002 | $40.22 | $40K | |
| Mark Michael Moroz - Officer | Option exercise | Voting Common Stock | 2,253 | - | - | |
| Mark Michael Moroz - Officer | Option exercise | Restricted Stock Units | 2,253 | $0.00 | - | |
| William C. Losch III - Officer | Tax withholding / forfeiture | Voting Common Stock | 4,896 | $40.22 | $197K | |
| William C. Losch III - Officer | Tax withholding / forfeiture | Voting Common Stock | 7,965 | $40.54 | $323K | |
| William C. Losch III - Officer | Option exercise | Voting Common Stock | 11,016 | - | - | |
| William C. Losch III - Officer | Option exercise | Restricted Stock Units | 17,923 | $0.00 | - | |
| William C. Losch III - Officer | Option exercise | Voting Common Stock | 17,923 | - | - | |
| William C. Losch III - Officer | Option exercise | Restricted Stock Units | 11,016 | $0.00 | - | |
| Renato Derraik - Officer | Tax withholding / forfeiture | Voting Common Stock | 1,892 | $40.22 | $76K | |
| Renato Derraik - Officer | Tax withholding / forfeiture | Voting Common Stock | 7,965 | $40.54 | $323K | |
| Renato Derraik - Officer | Option exercise | Voting Common Stock | 4,256 | - | - | |
| Renato Derraik - Officer | Option exercise | Voting Common Stock | 17,923 | - | - | |
| Renato Derraik - Officer | Option exercise | Restricted Stock Units | 4,256 | $0.00 | - | |
| Renato Derraik - Officer | Option exercise | Restricted Stock Units | 17,923 | $0.00 | - | |
| James S. Mahan III - Officer | Open-market sale | Voting Common Stock | 9,598 | $40.84 | $392K | |
| James S. Mahan III - Officer | Open-market sale | Voting Common Stock | 402 | $41.39 | $17K | |
| James S. Mahan III - Officer | Open-market sale | Voting Common Stock | 9,265 | $40.05 | $371K | |
| James S. Mahan III - Officer | Open-market sale | Voting Common Stock | 735 | $40.92 | $30K | |
| Renato Derraik - Officer | Tax withholding / forfeiture | Voting Common Stock | 1,515 | $41.04 | $62K | |
| Renato Derraik - Officer | Option exercise | Voting Common Stock | 3,135 | - | - | |
| Renato Derraik - Officer | Grant or award | Restricted Stock Units | 10,778 | $0.00 | - | |
| Renato Derraik - Officer | Option exercise | Restricted Stock Units | 3,135 | $0.00 | - | |
| John W. Sutherland - Officer | Tax withholding / forfeiture | Voting Common Stock | 284 | $41.04 | $12K | |
| John W. Sutherland - Officer | Option exercise | Voting Common Stock | 570 | - | - | |
| John W. Sutherland - Officer | Grant or award | Restricted Stock Units | 2,754 | $0.00 | - | |
| John W. Sutherland - Officer | Option exercise | Restricted Stock Units | 570 | $0.00 | - | |
| Ewa Maria Stasiowska - Officer | Grant or award | Restricted Stock Units | 8,383 | $0.00 | - | |
| Gregory W. Seward - Officer | Tax withholding / forfeiture | Voting Common Stock | 922 | $41.04 | $38K | |
| Gregory W. Seward - Officer | Option exercise | Voting Common Stock | 1,852 | - | - | |
| Gregory W. Seward - Officer | Grant or award | Restricted Stock Units | 8,383 | $0.00 | - | |
| Gregory W. Seward - Officer | Option exercise | Restricted Stock Units | 1,852 | $0.00 | - | |
| Courtney Spencer - Officer | Tax withholding / forfeiture | Voting Common Stock | 709 | $41.04 | $29K | |
| Courtney Spencer - Officer | Option exercise | Voting Common Stock | 1,425 | - | - | |
| Courtney Spencer - Officer | Grant or award | Restricted Stock Units | 6,586 | $0.00 | - | |
| Courtney Spencer - Officer | Option exercise | Restricted Stock Units | 1,425 | $0.00 | - | |
| Walter J. Phifer - Officer | Tax withholding / forfeiture | Voting Common Stock | 957 | $41.04 | $39K | |
| Walter J. Phifer - Officer | Option exercise | Voting Common Stock | 1,852 | - | - | |
| Walter J. Phifer - Officer | Grant or award | Restricted Stock Units | 9,580 | $0.00 | - | |
| Walter J. Phifer - Officer | Option exercise | Restricted Stock Units | 1,852 | $0.00 | - | |
| Mark Michael Moroz - Officer | Tax withholding / forfeiture | Voting Common Stock | 824 | $41.04 | $34K | |
| Mark Michael Moroz - Officer | Option exercise | Voting Common Stock | 1,852 | - | - | |
| Mark Michael Moroz - Officer | Grant or award | Restricted Stock Units | 8,982 | $0.00 | - | |
| Mark Michael Moroz - Officer | Option exercise | Restricted Stock Units | 1,852 | $0.00 | - | |
| William C. Losch III - Officer | Tax withholding / forfeiture | Voting Common Stock | 4,105 | $41.04 | $168K | |
| William C. Losch III - Officer | Option exercise | Voting Common Stock | 9,030 | - | - | |
| William C. Losch III - Officer | Grant or award | Restricted Stock Units | 52,694 | $0.00 | - | |
| William C. Losch III - Officer | Option exercise | Restricted Stock Units | 9,030 | $0.00 | - | |
 Michael Cairns - Officer | Tax withholding / forfeiture | Voting Common Stock | 638 | $41.04 | $26K | |
| Michael Cairns - Officer | Option exercise | Voting Common Stock | 1,282 | - | - | |
| Michael Cairns - Officer | Grant or award | Restricted Stock Units | 10,778 | $0.00 | - | |
| Michael Cairns - Officer | Option exercise | Restricted Stock Units | 1,282 | $0.00 | - | |
| Walter J. Phifer - Officer | Option exercise | Voting Common Stock | 6,160 | $13.59 | $84K | |
| Walter J. Phifer - Officer | Option exercise | Employee Stock Option (right to buy) | 6,160 | $0.00 | - | |
| James S. Mahan III - Officer | Open-market sale | Voting Common Stock | 9,760 | $41.88 | $409K | |
| James S. Mahan III - Officer | Open-market sale | Voting Common Stock | 240 | $42.44 | $10K | |
| James S. Mahan III - Officer | Open-market sale | Voting Common Stock | 9,350 | $40.13 | $375K | |
| James S. Mahan III - Officer | Open-market sale | Voting Common Stock | 650 | $41.34 | $27K | |
| Ewa Maria Stasiowska - Officer | Open-market purchase | Voting Common Stock | 2,595 | $38.53 | $100K | |
| Courtney Spencer - Officer | Option exercise | Voting Common Stock | 14,000 | $13.59 | $190K | |
| Courtney Spencer - Officer | Open-market sale | Voting Common Stock | 9,700 | $39.01 | $378K | |
| Courtney Spencer - Officer | Option exercise | Stock Option (right to buy) | 14,000 | $0.00 | - | |
| James S. Mahan III - Officer | Open-market sale | Voting Common Stock | 10,000 | $35.13 | $351K | |
| James S. Mahan III - Officer | Open-market sale | Voting Common Stock | 6,082 | $32.92 | $200K | |
| James S. Mahan III - Officer | Open-market sale | Voting Common Stock | 3,918 | $33.24 | $130K | |
| Gregory W. Seward - Officer | Gift | Voting Common Stock | 100 | $0.00 | - | |
| Gregory W. Seward - Officer | Gift | Voting Common Stock | 150 | $0.00 | - | |
| James S. Mahan III - Officer | Open-market sale | Voting Common Stock | 10,000 | $32.17 | $322K | |
| James S. Mahan III - Officer | Open-market sale | Voting Common Stock | 10,000 | $32.04 | $320K | |
| Tonya Williams Bradford - Director | Open-market purchase | Voting Common Stock | 1,000 | $30.24 | $30K |
This is as far as the anonymous view goes. Create a free account for all 110 LOB filings on record.
A Form 144 is notice of an INTENDED sale, not a completed one. It often precedes the Form 4 that reports the trade actually happening.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| MAHAN JAMES S III | Officer, Director | 10,000 | $387K | View on EDGAR | |
| MAHAN JAMES S III | Officer, Director | 10,000 | $386K | View on EDGAR | |
| Bradford Tonya Williams | Director | 1,600 | $64K | View on EDGAR |
Live Oak Bancshares, Inc. (LOB) had 22 insider filings in the last 90 days, with the most recent on 2026-09-11. The full record for LOB runs to 110 Form 4 filings, the earliest from 2024-10-31. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
No insider purchases of LOB were filed in the last 90 days. 4 purchases are on record for this company.
23 insider sales of LOB were filed in the last 90 days, totaling $5.97M.
This page tracks LOB Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Every Form 4 below links to the original document on SEC EDGAR, so the numbers on this page can be checked against the filing they came from.
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