CATHAY GENERAL BANCORP (CATY)
Data as of , from SEC Form 4 filings.
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About CATHAY GENERAL BANCORP (CATY)
Cathay General Bancorp is a regional bank predominantly serving the Chinese-American community. The company's policy is to reach out and actively offer services to low-to-moderate income groups in the delineated branch service areas. It predominantly provides services such as checking and deposit, lines of credit, commercial and commercial real estate loans, merchant services and payment processing, treasury management services, international banking and financing services, and other customary banking services to individuals, professionals, and small to medium-sized businesses. Through its Wealth Management unit, the company also offers investment products and services, such as stocks, bonds, mutual funds, insurance, annuities, and advisory services.
- LOS ANGELES, CA
- 1,268
- 1990
- XNAS
CATY Form 4 activity by transaction type, last 90 days
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 8 | 36,600 | $2.31M |
| Option exercise | 8 | 19,546 | |
| Tax withholding / forfeiture | 4 | 3,152 |
Dollar totals cover purchases and sales only (codes P and S). Grants, option exercises, gifts and tax withholding are counted in shares, because none of them is a trade at a market price.
CATY insider transactions (Form 4)
7361 Form 4 filings on record, the earliest from Nov 1, 2024, newest first. Filing history page 2 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Shally Wang - Director | Grant or award | Common Stock | 1,593 footnote F1 | $0.00 | - | |
| ||||||
 Chang Liu - Officer | Open-market sale | Common Stock | 4,836 | $50.35 footnote F2 | $244K | |
| ||||||
| Dunson K. Cheng - Officer | Tax withholding / forfeiture | Common Stock | 4,081 | $50.69 | $207K | |
| Dunson K. Cheng - Officer | Tax withholding / forfeiture | Common Stock | 5,647 | $50.69 | $286K | |
| Dunson K. Cheng - Officer | Tax withholding / forfeiture | Common Stock | 3,592 | $50.69 | $182K | |
| Dunson K. Cheng - Officer | Option exercise | Common Stock | 13,281 footnote F1 | $0.00 | - | |
| Dunson K. Cheng - Officer | Option exercise | Common Stock | 17,132 footnote F2 | $0.00 | - | |
| Dunson K. Cheng - Officer | Option exercise | Common Stock | 12,078 footnote F3 | $0.00 | - | |
| Dunson K. Cheng - Officer | Option exercise | Restricted Stock Units | 9,997 footnote F1 | $0.00 | - | |
| Dunson K. Cheng - Officer | Option exercise | Restricted Stock Units | 10,466 footnote F2 | $0.00 | - | |
| Dunson K. Cheng - Officer | Option exercise | Restricted Stock Units | 20,932 footnote F3 | $0.00 | - | |
| ||||||
| Chang Liu - Officer | Tax withholding / forfeiture | Common Stock | 7,828 | $50.69 | $397K | |
| Chang Liu - Officer | Tax withholding / forfeiture | Common Stock | 10,098 | $50.69 | $512K | |
| Chang Liu - Officer | Tax withholding / forfeiture | Common Stock | 7,120 | $50.69 | $361K | |
| Chang Liu - Officer | Option exercise | Common Stock | 15,385 footnote F1 | $0.00 | - | |
| Chang Liu - Officer | Option exercise | Common Stock | 19,846 footnote F2 | $0.00 | - | |
| Chang Liu - Officer | Option exercise | Common Stock | 13,992 footnote F3 | $0.00 | - | |
| Chang Liu - Officer | Option exercise | Restricted Stock Units | 11,581 footnote F1 | $0.00 | - | |
| Chang Liu - Officer | Option exercise | Restricted Stock Units | 12,124 footnote F2 | $0.00 | - | |
| Chang Liu - Officer | Option exercise | Restricted Stock Units | 24,249 footnote F3 | $0.00 | - | |
| ||||||
| Felix S. Fernandez - Director | Open-market sale | Common Stock | 8,972 | $50.54 footnote F1 | $453K | |
| ||||||
| Thomas M. Lo - Officer | Open-market sale | Common Stock | 1,000 | $50.23 | $50K | |
| Dunson K. Cheng - Officer | Open-market sale | Common Stock | 7,590 | $47.81 footnote F1 | $363K | |
| ||||||
| Dunson K. Cheng - Officer | Open-market sale | Common Stock | 10,000 | $47.85 footnote F2 | $479K | |
| Dunson K. Cheng - Officer | Open-market sale | Common Stock | 1,000 | $45.75 | $46K | |
| Dunson K. Cheng - Officer | Open-market sale | Common Stock | 14,000 | $46.24 footnote F1 | $647K | |
| ||||||
| Chang Liu - Officer | Open-market sale | Common Stock | 5,165 | $46.24 footnote F2 | $239K | |
| ||||||
| Thomas M. Lo - Officer | Open-market sale | Common Stock | 1,000 | $46.83 | $47K | |
| Jane H. Jelenko - Director | Gift | Common Stock | 1,037 | $0.00 | - | |
| Thomas M. Lo - Officer | Grant or award | Restricted Stock Units | 2,518 | $0.00 | - | |
| May K. Chan - Officer | Grant or award | Restricted Stock Units | 1,204 | $0.00 | - | |
| Albert Sun - Officer | Grant or award | Restricted Stock Units | 1,924 | - | - | |
| Albert Sun - Officer | Grant or award | Restricted Stock Units | 1,981 | - | - | |
| Albert Sun - Officer | Grant or award | Restricted Stock Units | 3,963 | - | - | |
| Chang Liu - Officer | Grant or award | Restricted Stock Units | 10,633 | - | - | |
| Chang Liu - Officer | Grant or award | Restricted Stock Units | 10,948 | - | - | |
| Chang Liu - Officer | Grant or award | Restricted Stock Units | 21,896 | - | - | |
| Heng W. Chen - Officer | Grant or award | Restricted Stock Units | 3,339 | - | - | |
| Heng W. Chen - Officer | Grant or award | Restricted Stock Units | 3,437 | - | - | |
| Heng W. Chen - Officer | Grant or award | Restricted Stock Units | 6,875 | - | - | |
| Dunson K. Cheng - Officer | Grant or award | Restricted Stock Units | 6,061 | - | - | |
| Dunson K. Cheng - Officer | Grant or award | Restricted Stock Units | 6,240 | - | - | |
| Dunson K. Cheng - Officer | Grant or award | Restricted Stock Units | 12,480 | - | - | |
| Anthony M. Tang - Officer | Open-market sale | Common Stock | 1,222 | $44.79 | $55K | |
| Anthony M. Tang - Officer | Open-market sale | Common Stock | 1,200 | $44.20 | $53K | |
| Peter Wu - Officer | Grant or award | Common Stock | 1,913 | $0.00 | - | |
| Anthony M. Tang - Officer | Grant or award | Common Stock | 1,913 | $0.00 | - | |
| Anthony M. Tang - Officer | Open-market sale | Common Stock | 2,000 | $45.08 | $90K | |
| Heng W. Chen - Officer | Option exercise | Common Stock | 4,788 | $0.00 | - | |
| Heng W. Chen - Officer | Tax withholding / forfeiture | Common Stock | 1,714 | $42.82 | $73K | |
| Heng W. Chen - Officer | Option exercise | Common Stock | 5,904 | $0.00 | - | |
| Heng W. Chen - Officer | Tax withholding / forfeiture | Common Stock | 2,113 | $42.82 | $90K | |
| Heng W. Chen - Officer | Option exercise | Common Stock | 5,742 | $0.00 | - | |
| Heng W. Chen - Officer | Tax withholding / forfeiture | Common Stock | 2,055 | $42.82 | $88K | |
| Heng W. Chen - Officer | Option exercise | Restricted Stock Units | 3,463 | $0.00 | - | |
| Heng W. Chen - Officer | Option exercise | Restricted Stock Units | 3,558 | $0.00 | - | |
| Heng W. Chen - Officer | Option exercise | Restricted Stock Units | 7,117 | $0.00 | - | |
| Dunson K. Cheng - Officer | Option exercise | Common Stock | 13,383 | $0.00 | - | |
| Dunson K. Cheng - Officer | Tax withholding / forfeiture | Common Stock | 3,665 | $42.82 | $157K | |
| Dunson K. Cheng - Officer | Option exercise | Common Stock | 16,501 | $0.00 | - | |
| Dunson K. Cheng - Officer | Tax withholding / forfeiture | Common Stock | 4,929 | $42.82 | $211K | |
| Dunson K. Cheng - Officer | Option exercise | Common Stock | 16,048 | $0.00 | - | |
| Dunson K. Cheng - Officer | Tax withholding / forfeiture | Common Stock | 4,745 | $42.82 | $203K | |
| Dunson K. Cheng - Officer | Option exercise | Restricted Stock Units | 9,678 | $0.00 | - | |
| Dunson K. Cheng - Officer | Option exercise | Restricted Stock Units | 9,944 | $0.00 | - | |
| Dunson K. Cheng - Officer | Option exercise | Restricted Stock Units | 19,889 | $0.00 | - | |
| Dunson K. Cheng - Officer | Gift | Common Stock | 11,209 | $0.00 | - | |
| Anthony M. Tang - Officer | Open-market sale | Common Stock | 2,500 | $51.04 | $128K | |
| Anthony M. Tang - Officer | Open-market sale | Common Stock | 2,500 | $51.52 | $129K | |
| Kelly L. Chan - Director | Gift | Common Stock | 100 | $0.00 | - | |
| Peter Wu - Officer | Open-market sale | Common Stock | 40,000 | $52.87 | $2.11M | |
| Anthony M. Tang - Officer | Open-market sale | Common Stock | 3,000 | $52.27 | $157K | |
| Thomas M. Lo - Officer | Open-market sale | Common Stock | 900 | $47.00 | $42K | |
Item 2.02, 7.01, 9.01
Item 5.02
Item 5.07
Item 8.01, 9.01
Recent CATY Form 144 notices of proposed sale
3An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| Sun Richard | Director | 1,000 | $62K | View on EDGAR | |
| Sun Richard | Director | 1,000 | $62K |
Stock trades in CATY disclosed by members of the U.S. House in the last 12 months, newest first. Values are the ranges as filed.
| Member | Type | Traded | Disclosed | Value range | Owner | Days to disclose | Filing |
|---|---|---|---|---|---|---|---|
 Gilbert Ray Cisneros, Jr.Democrat, CA-31 | Purchase |
CATY insider trading FAQ
What is the latest insider trade for CATY?
CATHAY GENERAL BANCORP (CATY) had 9 insider filings in the last 90 days, with the most recent on 2026-09-25. The full record for CATY runs to 61 Form 4 filings, the earliest from 2024-11-01. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
How many insiders are buying CATY stock?
No insider purchases of CATY were filed in the last 90 days.
How many insiders are selling CATY stock?
8 insider sales of CATY were filed in the last 90 days, totaling $2.31M.
Where can I see CATY SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page collects CATY Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
More Financials companies with insider activity
Recent insider filings
10The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
- - Albert Sun view on EDGAR
- - Albert Jen-Wen Wang view on EDGAR
- - Richard Sun view on EDGAR
- - Thomas M. Lo view on EDGAR
- - Richard Sun view on EDGAR
- - Richard Sun view on EDGAR
- - Richard Sun view on EDGAR
- - May K. Chan view on EDGAR
- - Thomas M. Lo view on EDGAR
Related companies with recent insider activity
Learn more
- Insider selling: signal or noise?
- Why most insider sales are routine, and the few patterns worth a second look.
- Form 144 vs Form 4
- A Form 144 announces a planned sale; the Form 4 reports it after it happens.
- Insider activity in Financials
- Where CATY's peers are being bought and sold.
- Every recent Form 4
- The market-wide feed, updated as filings arrive from SEC EDGAR.
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