CATHAY GENERAL BANCORP (CATY)
$61.87-$0.25 (-0.40%) Today
Cathay General Bancorp is a regional bank predominantly serving the Chinese-American community. The company's policy is to reach out and actively offer services to low-to-moderate income groups in the delineated branch service areas. It predominantly provides services such as checking and deposit, lines of credit, commercial and commercial real estate loans, merchant services and payment processing, treasury management services, international banking and financing services, and other customary banking services to individuals, professionals, and small to medium-sized businesses. Through its Wealth Management unit, the company also offers investment products and services, such as stocks, bonds, mutual funds, insurance, annuities, and advisory services.
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 11 | 65,600 | $4.01M |
| Grant or award | 18 | 82,356 | |
| Option exercise | 4 | 8,688 | |
| Tax withholding / forfeiture | 2 | 1,401 |
Dollar totals are shown for open-market purchases and sales only. Grants, option exercises, gifts and tax withholding are reported by share count because they are not trades at a market price.
58 Form 4 filings on record, the earliest from Nov 1, 2024, newest first. Filing history page 1 of 2.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Thomas M. Lo - Officer | Open-market sale | Common Stock | 1,600 | $62.47 | $100K | |
| Richard Sun - Director | Open-market sale | Common Stock | 1,000 | $62.08 | $62K | |
| Richard Sun - Director | Open-market sale | Common Stock | 3,000 | $63.09 | $189K | |
| Richard Sun - Director | Open-market sale | Common Stock | 10,000 | $63.33 | $633K | |
| Richard Sun - Director | Open-market sale | Common Stock | 10,000 | $63.29 | $633K | |
| Richard Sun - Director | Open-market sale | Common Stock | 5,000 | $63.31 | $317K | |
| Richard Sun - Director | Open-market sale | Common Stock | 5,000 | $62.43 | $312K | |
| May K. Chan - Officer | Option exercise | Common Stock | 1,448 | $0.00 | - | |
| May K. Chan - Officer | Tax withholding / forfeiture | Common Stock | 467 | $62.56 | $29K | |
| May K. Chan - Officer | Option exercise | Restricted Stock Units | 1,448 | $0.00 | - | |
| Thomas M. Lo - Officer | Option exercise | Common Stock | 2,896 | $0.00 | - | |
| Thomas M. Lo - Officer | Tax withholding / forfeiture | Common Stock | 934 | $62.56 | $58K | |
| Thomas M. Lo - Officer | Option exercise | Restricted Stock Units | 2,896 | $0.00 | - | |
| May K. Chan - Officer | Grant or award | Restricted Stock Units | 886 | $0.00 | - | |
| Thomas M. Lo - Officer | Grant or award | Restricted Stock Units | 1,611 | $0.00 | - | |
| Albert Sun - Officer | Grant or award | Restricted Stock Units | 3,102 | - | - | |
| Albert Sun - Officer | Grant or award | Restricted Stock Units | 1,646 | - | - | |
| Albert Sun - Officer | Grant or award | Restricted Stock Units | 1,551 | - | - | |
| Diana G. Deen - Officer | Grant or award | Restricted Stock Units | 3,400 | - | - | |
| Diana G. Deen - Officer | Grant or award | Restricted Stock Units | 1,804 | - | - | |
| Diana G. Deen - Officer | Grant or award | Restricted Stock Units | 1,700 | - | - | |
| Dunson K. Cheng - Officer | Grant or award | Restricted Stock Units | 9,186 | - | - | |
| Dunson K. Cheng - Officer | Grant or award | Restricted Stock Units | 4,875 | - | - | |
| Dunson K. Cheng - Officer | Grant or award | Restricted Stock Units | 4,593 | - | - | |
| Albert Jen-Wen Wang - Officer | Grant or award | Restricted Stock Units | 1,663 | - | - | |
| Albert Jen-Wen Wang - Officer | Grant or award | Restricted Stock Units | 1,567 | - | - | |
| Albert Jen-Wen Wang - Officer | Grant or award | Restricted Stock Units | 3,134 | - | - | |
| Albert Jen-Wen Wang - Officer | Grant or award | Restricted Stock Units | 5,640 | $0.00 | - | |
 Chang Liu - Officer | Grant or award | Restricted Stock Units | 8,863 | - | - | |
| Chang Liu - Officer | Grant or award | Restricted Stock Units | 17,727 | - | - | |
| Chang Liu - Officer | Grant or award | Restricted Stock Units | 9,408 | - | - | |
| Anthony M. Tang - Officer | Open-market sale | Common Stock | 5,000 | $59.92 | $300K | |
| Anthony M. Tang - Officer | Open-market sale | Common Stock | 10,000 | $58.16 | $582K | |
| Anthony M. Tang - Officer | Open-market sale | Common Stock | 5,000 | $58.37 | $292K | |
| Anthony M. Tang - Officer | Open-market sale | Common Stock | 10,000 | $58.90 | $589K | |
| Peter Wu - Officer | Open-market sale | Common Stock | 20,000 | $57.33 | $1.15M | |
| May K. Chan - Officer | Open-market sale | Common Stock | 558.17 | $56.00 | $31K | |
| Lana Lai-Yan Chan - Director | Grant or award | Common Stock | 265 | $0.00 | - | |
| Elizabeth A. Woo - Director | Grant or award | Common Stock | 1,593 | $0.00 | - | |
 Ann Kono - Director | Grant or award | Common Stock | 1,593 | $0.00 | - | |
| Richard Sun - Director | Grant or award | Common Stock | 1,593 | $0.00 | - | |
| Peter Wu - Officer | Grant or award | Common Stock | 1,593 | $0.00 | - | |
| Anthony M. Tang - Officer | Grant or award | Common Stock | 1,593 | $0.00 | - | |
 Maan-Huei Hung - Director | Grant or award | Common Stock | 1,593 | $0.00 | - | |
| Jane H. Jelenko - Director | Grant or award | Common Stock | 1,593 | $0.00 | - | |
| Felix S. Fernandez - Director | Grant or award | Common Stock | 1,593 | $0.00 | - | |
 Nelson Chung - Director | Grant or award | Common Stock | 1,593 | $0.00 | - | |
| Shally Wang - Director | Grant or award | Common Stock | 1,593 | $0.00 | - | |
| Chang Liu - Officer | Open-market sale | Common Stock | 4,836 | $50.35 | $244K | |
| Dunson K. Cheng - Officer | Tax withholding / forfeiture | Common Stock | 4,081 | $50.69 | $207K | |
| Dunson K. Cheng - Officer | Tax withholding / forfeiture | Common Stock | 5,647 | $50.69 | $286K | |
| Dunson K. Cheng - Officer | Tax withholding / forfeiture | Common Stock | 3,592 | $50.69 | $182K | |
| Dunson K. Cheng - Officer | Option exercise | Common Stock | 13,281 | $0.00 | - | |
| Dunson K. Cheng - Officer | Option exercise | Common Stock | 17,132 | $0.00 | - | |
| Dunson K. Cheng - Officer | Option exercise | Common Stock | 12,078 | $0.00 | - | |
| Dunson K. Cheng - Officer | Option exercise | Restricted Stock Units | 9,997 | $0.00 | - | |
| Dunson K. Cheng - Officer | Option exercise | Restricted Stock Units | 10,466 | $0.00 | - | |
| Dunson K. Cheng - Officer | Option exercise | Restricted Stock Units | 20,932 | $0.00 | - |
A Form 144 is notice of an INTENDED sale, not a completed one. It often precedes the Form 4 that reports the trade actually happening.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| Sun Richard | Director | 1,000 | $62K | View on EDGAR | |
| Lo Thomas M. | Officer | 1,600 | $100K | View on EDGAR | |
| Sun Richard | Director | 3,000 | $189K | View on EDGAR |
CATHAY GENERAL BANCORP (CATY) had 15 insider filings in the last 90 days, with the most recent on 2026-08-27. The full record for CATY runs to 58 Form 4 filings, the earliest from 2024-11-01. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
No insider purchases of CATY were filed in the last 90 days.
11 insider sales of CATY were filed in the last 90 days, totaling $4.01M.
This page tracks CATY Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Every Form 4 below links to the original document on SEC EDGAR, so the numbers on this page can be checked against the filing they came from.
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