CATERPILLAR INC (CAT)
$800.00-$17.00 (-2.08%) Today
Caterpillar is the world's leading manufacturer of construction and mining equipment, off-highway diesel and natural gas engines, industrial gas turbines, and diesel-electric locomotives. Its reporting segments are construction, resource, energy, and transportation. Market share approaches 20% across many products. Caterpillar operates a captive finance subsidiary to facilitate sales. The firm has a global reach that is approximately evenly balanced between the US and the rest of the world. Construction skews more domestic, while the other divisions are more geographically diversified. An independent network of over 150 dealers operates approximately 2,800 facilities, giving Caterpillar reach into about 190 countries for sales and support services.
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Grant or award | 20 | 1,825 |
Dollar totals are shown for open-market purchases and sales only. Grants, option exercises, gifts and tax withholding are reported by share count because they are not trades at a market price.
144 Form 4 filings on record, the earliest from Oct 1, 2024, newest first. Filing history page 3 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
 Andrew R. J. Bonfield - Officer | Grant or award | Common Stock | 1,749 | $0.00 | - | |
| Andrew R. J. Bonfield - Officer | Tax withholding / forfeiture | Common Stock | 445 | $719.13 | $320K | |
| Andrew R. J. Bonfield - Officer | Grant or award | Employee Stock options | 4,877 | $0.00 | - | |
| Joseph E. Creed - Officer | Grant or award | Common Stock | 4,950 | $0.00 | - | |
| Joseph E. Creed - Officer | Tax withholding / forfeiture | Common Stock | 676 | $719.13 | $486K | |
| Joseph E. Creed - Officer | Grant or award | Employee Stock options | 13,803 | $0.00 | - | |
| Rodney Michael Shurman - Officer | Option exercise | Common Stock | 2,278 | $253.98 | $579K | |
| Rodney Michael Shurman - Officer | Open-market sale | Common Stock | 2,278 | $759.61 | $1.73M | |
| Rodney Michael Shurman - Officer | Option exercise | Employee Stock Options | 2,278 | $253.98 | $579K | |
| Rodney Michael Shurman - Officer | Open-market sale | Common Stock | 1,764 | $763.39 | $1.35M | |
| William E. Schaupp - Officer | Open-market sale | Common Stock | 972 | $764.20 | $743K | |
| Anthony D. Fassino - Officer | Option exercise | Common Stock | 11,000 | $219.76 | $2.42M | |
| Anthony D. Fassino - Officer | Tax withholding / forfeiture | Common Stock | 3,109 | $777.41 | $2.42M | |
| Anthony D. Fassino - Officer | Open-market sale | Common Stock | 7,891 | $776.90 | $6.13M | |
| Anthony D. Fassino - Officer | Option exercise | Employee Stock Options | 11,000 | $219.76 | $2.42M | |
| Lange Bob de - Officer | Grant or award | Common Stock | 9,055 | $0.00 | - | |
| Lange Bob de - Officer | Tax withholding / forfeiture | Common Stock | 4,011 | $744.83 | $2.99M | |
| Denise C. Johnson - Officer | Grant or award | Common Stock | 9,055 | $0.00 | - | |
| Denise C. Johnson - Officer | Tax withholding / forfeiture | Common Stock | 3,563 | $744.83 | $2.65M | |
| Joseph E. Creed - Officer | Grant or award | Common Stock | 9,055 | $0.00 | - | |
| Joseph E. Creed - Officer | Tax withholding / forfeiture | Common Stock | 3,366 | $744.83 | $2.51M | |
| Andrew R. J. Bonfield - Officer | Grant or award | Common Stock | 10,907 | $0.00 | - | |
| Andrew R. J. Bonfield - Officer | Tax withholding / forfeiture | Common Stock | 4,299 | $744.83 | $3.20M | |
 Iii Donald J. Umpleby - Officer | Grant or award | Common Stock | 34,986 | $0.00 | - | |
| Iii Donald J. Umpleby - Officer | Tax withholding / forfeiture | Common Stock | 13,571 | $744.83 | $10.11M | |
| Rodney Michael Shurman - Officer | Grant or award | Common Stock | 2,469 | $0.00 | - | |
| Rodney Michael Shurman - Officer | Tax withholding / forfeiture | Common Stock | 887 | $744.83 | $661K | |
| William E. Schaupp - Officer | Grant or award | Common Stock | 638 | $0.00 | - | |
| William E. Schaupp - Officer | Tax withholding / forfeiture | Common Stock | 165 | $744.83 | $123K | |
| Derek Owens - Officer | Grant or award | Common Stock | 514 | $0.00 | - | |
| Derek Owens - Officer | Tax withholding / forfeiture | Common Stock | 134 | $744.83 | $100K | |
| Jason Kaiser - Officer | Grant or award | Common Stock | 2,469 | $0.00 | - | |
| Jason Kaiser - Officer | Tax withholding / forfeiture | Common Stock | 779 | $744.83 | $580K | |
| Anthony D. Fassino - Officer | Grant or award | Common Stock | 9,055 | $0.00 | - | |
| Anthony D. Fassino - Officer | Tax withholding / forfeiture | Common Stock | 3,563 | $744.83 | $2.65M | |
| Lange Bob de - Officer | Option exercise | Common Stock | 28,034 | $138.35 | $3.88M | |
| Lange Bob de - Officer | Tax withholding / forfeiture | Common Stock | 5,378 | $721.12 | $3.88M | |
| Lange Bob de - Officer | Open-market sale | Common Stock | 22,656 | $720.11 | $16.31M | |
| Lange Bob de - Officer | Option exercise | Employee Stock Options | 28,034 | $138.35 | $3.88M | |
| Anthony D. Fassino - Officer | Option exercise | Common Stock | 8,288 | $196.70 | $1.63M | |
| Anthony D. Fassino - Officer | Tax withholding / forfeiture | Common Stock | 2,255 | $722.80 | $1.63M | |
| Anthony D. Fassino - Officer | Open-market sale | Common Stock | 6,033 | $722.15 | $4.36M | |
| Anthony D. Fassino - Officer | Option exercise | Employee Stock Options | 8,288 | $196.70 | $1.63M | |
| Denise C. Johnson - Officer | Other | Phantom Stock Units | 10,946 | $691.82 | $7.57M | |
| Lange Bob de - Officer | Option exercise | Common Stock | 20,000 | $138.35 | $2.77M | |
| Lange Bob de - Officer | Tax withholding / forfeiture | Common Stock | 3,930 | $704.04 | $2.77M | |
| Lange Bob de - Officer | Open-market sale | Common Stock | 9,223 | $704.42 | $6.50M | |
| Lange Bob de - Officer | Open-market sale | Common Stock | 6,817 | $705.70 | $4.81M | |
| Lange Bob de - Officer | Open-market sale | Common Stock | 30 | $706.28 | $21K | |
| Lange Bob de - Officer | Option exercise | Employee Stock Options | 20,000 | $138.35 | $2.77M | |
| Denise C. Johnson - Officer | Option exercise | Common Stock | 11,810 | $196.70 | $2.32M | |
| Denise C. Johnson - Officer | Tax withholding / forfeiture | Common Stock | 3,399 | $683.39 | $2.32M | |
| Denise C. Johnson - Officer | Option exercise | Common Stock | 45,291 | $219.76 | $9.95M | |
| Denise C. Johnson - Officer | Tax withholding / forfeiture | Common Stock | 14,564 | $683.39 | $9.95M | |
| Denise C. Johnson - Officer | Open-market sale | Common Stock | 1,000 | $678.52 | $679K | |
| Denise C. Johnson - Officer | Open-market sale | Common Stock | 7,411 | $680.11 | $5.04M | |
| Denise C. Johnson - Officer | Open-market sale | Common Stock | 1,431 | $680.11 | $973K | |
| Denise C. Johnson - Officer | Open-market sale | Common Stock | 20,145 | $680.76 | $13.71M | |
| Denise C. Johnson - Officer | Open-market sale | Common Stock | 2,994 | $681.69 | $2.04M | |
| Denise C. Johnson - Officer | Open-market sale | Common Stock | 2,761 | $682.84 | $1.89M | |
| Denise C. Johnson - Officer | Open-market sale | Common Stock | 2,258 | $683.90 | $1.54M | |
| Denise C. Johnson - Officer | Open-market sale | Common Stock | 1,138 | $684.93 | $779K | |
| Denise C. Johnson - Officer | Option exercise | Employee Stock Options | 11,810 | $196.70 | $2.32M | |
| Denise C. Johnson - Officer | Option exercise | Employee Stock Options | 45,291 | $219.76 | $9.95M | |
| Anthony D. Fassino - Officer | Option exercise | Common Stock | 15,000 | $196.70 | $2.95M | |
| Anthony D. Fassino - Officer | Tax withholding / forfeiture | Common Stock | 4,329 | $681.45 | $2.95M | |
| Anthony D. Fassino - Officer | Open-market sale | Common Stock | 10,671 | $680.45 | $7.26M | |
| Anthony D. Fassino - Officer | Option exercise | Employee Stock options | 15,000 | $196.70 | $2.95M | |
| Lange Bob de - Officer | Option exercise | Common Stock | 20,512 | $151.12 | $3.10M | |
| Lange Bob de - Officer | Tax withholding / forfeiture | Common Stock | 4,535 | $683.41 | $3.10M | |
| Lange Bob de - Officer | Open-market sale | Common Stock | 15,977 | $682.99 | $10.91M | |
| Lange Bob de - Officer | Option exercise | Employee Stock Options | 20,512 | $151.12 | $3.10M | |
| Iii Donald J. Umpleby - Officer | Gift | Common Stock | 2,350 | $0.00 | - | |
| Andrew R. J. Bonfield - Officer | Open-market sale | Common Stock | 1,378 | $568.57 | $783K | |
| Andrew R. J. Bonfield - Officer | Open-market sale | Common Stock | 2,360 | $569.35 | $1.34M | |
| Andrew R. J. Bonfield - Officer | Open-market sale | Common Stock | 381 | $570.27 | $217K | |
| Andrew R. J. Bonfield - Officer | Open-market sale | Common Stock | 920 | $571.38 | $526K | |
| Andrew R. J. Bonfield - Officer | Open-market sale | Common Stock | 2,120 | $572.57 | $1.21M | |
| Andrew R. J. Bonfield - Officer | Open-market sale | Common Stock | 1,921 | $573.63 | $1.10M | |
| Andrew R. J. Bonfield - Officer | Open-market sale | Common Stock | 920 | $574.52 | $529K | |
| Joseph E. Creed - Officer | Grant or award | Phantom Stock Units | 26 | $573.73 | $15K | |
| Jason Kaiser - Officer | Grant or award | Phantom Stock Units | 13 | $573.73 | $7K | |
 David Maclennan - Director | Other | Phantom Stock Units | 72 | $557.34 | $40K | |
 Susan C. Schwab - Director | Gift | Common Stock | 990 | $0.00 | - | |
| Denise C. Johnson - Officer | Other | Phantom Stock Units | 10,944 | $573.02 | $6.27M |
This is as far as the anonymous view goes. Create a free account for all 144 CAT filings on record.
A Form 144 is notice of an INTENDED sale, not a completed one. It often precedes the Form 4 that reports the trade actually happening.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| JOSEPH E CREED | Officer | 32,401 | $26.21M | View on EDGAR | |
| - | - | - | - | View on EDGAR | |
| - | - | - | - | View on EDGAR |
CATERPILLAR INC (CAT) had 18 insider filings in the last 90 days, with the most recent on 2026-08-27. The full record for CAT runs to 144 Form 4 filings, the earliest from 2024-10-01. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
No insider purchases of CAT were filed in the last 90 days. 3 purchases are on record for this company.
No insider sales of CAT were filed in the last 90 days. 86 sales are on record for this company.
This page tracks CAT Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
Create a free InsiderAlpha account and press Watch on this page to add CAT to your watchlist. A free account also opens the full scored daily plan with every past day and 3 months of price history. No card is required. Sign up at https://insideralpha.ai/register.
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