Updated Jul 16, 2026
Umpleby III Donald J has filed 1 SEC Form 4 filing across 1 company in the last 90 days — selling. Lifetime open-market sales: $23.70M.
Donald Umpleby III is the Chairman and CEO of Caterpillar Inc., a leading manufacturer of construction and mining equipment. He has held various roles within the company, including Executive Chairman and Director, contributing to Caterpillar's significant presence in the global market.
| Role | Director |
|---|---|
| Notability | 50/100 |
| Date | Ticker | Company | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2026-05-29 | CVX | CHEVRON CORP | A — Grant or award | 1.3K | $0.00 | |
| 2026-03-06 | CAT | CATERPILLAR INC | F — Tax withholding / forfeiture | 1.5K | $738.42 | $1.14M |
| 2026-03-04 | CAT | CATERPILLAR INC | F — Tax withholding / forfeiture | 1.6K | $719.13 | $1.14M |
| 2026-02-13 | CAT | CATERPILLAR INC | F — Tax withholding / forfeiture | 13.6K | $744.83 | $10.11M |
| 2026-02-13 | CAT | CATERPILLAR INC | A — Grant or award | 35.0K | $0.00 | |
| 2025-10-10 | CAT | CATERPILLAR INC | S — Open-market sale | 17.2K | $505.29 | $8.67M |
| 2025-09-22 | CAT | CATERPILLAR INC | S — Open-market sale | 17.2K | $462.65 | $7.94M |
| 2025-09-02 | CAT | CATERPILLAR INC | S — Open-market sale | 17.2K | $412.87 | $7.09M |
| 2025-07-18 | CVX | CHEVRON CORP | A — Grant or award | 3 | $0.00 | |
| 2025-07-18 | CVX | CHEVRON CORP | A — Grant or award | 6 | $0.00 | |
| 2024-11-08 | CAT | CATERPILLAR INC | F — Tax withholding / forfeiture | 59.9K | $413.02 | $24.72M |
| 2024-11-08 | CAT | CATERPILLAR INC | M — Option exercise | 87.1K | $196.70 | $17.12M |
| 2024-11-08 | CAT | CATERPILLAR INC | G — Bona-fide gift | 2.4K | $0.00 |
Donald Umpleby III is the Chairman and CEO of Caterpillar Inc., a leading manufacturer of construction and mining equipment. He has held various roles within the company, including Executive Chairman and Director, contributing to Caterpillar's significant presence in the global market.…
1 primary Form 4 filings in the last 90 days, covering 1 company.
Recorded transactions: 0 open-market purchases () and 3 open-market sales ($23.70M) across all tracked filings.
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
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