CATERPILLAR INC (CAT) Insider Trading & SEC Filings

Updated Jul 16, 2026 · Last SEC filing 2026-07-01

CATERPILLAR INC (CAT) has filed 29 SEC Form 4 insider transactions in the last 90 days, with the most recent on 2026-07-01. 2 Form 8-K material event filings were reported by CAT in the last 90 days. 9 Form 144 notices of proposed sale were filed for CAT stock. InsiderAlpha tracks every CAT SEC filing — Form 4, Form 144, and 8-K — in real time, including Rule 10b5-1 plan detection.

About CATERPILLAR INC (CAT)

SIC classificationConstruction Machinery & Equip (SIC 3531)
SEC CIK0000018230

90-Day SEC Filing Activity

Form 4 filings (90d)29
Form 8-K filings (90d)2
Form 144 notices (90d)9
Latest Form 4 filing2026-07-01

Recent CAT Insider Transactions (Form 4)

DateInsiderRoleTransactionSharesPriceValueFiling
Marks Judith FranDirectorA — Grant or award211$0.00—SEC
Fish James C JrDirectorA — Grant or award211$0.00—SEC
Johnson GeraldDirectorA — Grant or award211$0.00—SEC
REED DEBRA LDirectorA — Grant or award211$0.00—SEC
WILKINS RAYFORD JRDirectorA — Grant or award211$0.00—SEC
SCHWAB SUSAN CDirectorA — Grant or award211$0.00—SEC
MacLennan DavidDirectorA — Grant or award211$0.00—SEC
KEENE NAZZIC SDirectorA — Grant or award211$0.00—SEC
Johnson Denise CGroup PresidentM — Option exercise16.1K$196.70$3.16MSEC
Johnson Denise CGroup PresidentS — Open-market sale1.6K$911.92$1.46MSEC
Johnson Denise CGroup PresidentF — Tax withholding / forfeiture3.5K$910.55$3.16MSEC
Johnson Denise CGroup PresidentS — Open-market sale2.3K$908.76$2.09MSEC
Johnson Denise CGroup PresidentS — Open-market sale1.2K$907.98$1.08MSEC
Johnson Denise CGroup PresidentS — Open-market sale1.6K$909.70$1.43MSEC
Johnson Denise CGroup PresidentS — Open-market sale2.3K$905.73$2.05MSEC

All transactions sourced from SEC EDGAR Form 4 filings for CATERPILLAR INC (CAT). Updated in real time as new filings are submitted to the SEC.

Most-Active CAT Insiders — Last 90 Days

InsiderForm 4 filingsTotal transaction value
Johnson Denise C16$31.23M
Fassino Anthony D.10$45.43M
BONFIELD ANDREW R J8$34.79M
Kaiser Jason6$11.02M
De Lange Bob5$33.11M

Recent CAT Form 8-K Material Events

Recent CAT Form 144 Notices of Proposed Sale

Form 144 must be filed before insiders sell restricted or control stock above SEC thresholds. A cluster of Form 144 notices often precedes a wave of insider distribution.

Recent Insider Filings

Form 4 Transaction Code Reference

SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in CAT insider filings:

POpen-market purchase by the insider
SOpen-market sale by the insider
AGrant, award, or other acquisition from the issuer
MExercise or conversion of derivative security (e.g. options)
FPayment of exercise price or tax liability via share withholding
GBona-fide gift of securities
DDisposition to the issuer (e.g. share buyback participation)
JOther acquisition or disposition
XExercise of in-the-money or at-the-money derivative security
CConversion of derivative security
VTransaction voluntarily reported earlier than required

CAT Insider Trading — FAQ

What is the latest insider trade for CAT?
CATERPILLAR INC (CAT) had 29 insider filings in the last 90 days, with the most recent on 2026-07-01. InsiderAlpha tracks every Form 4, 10-K, 10-Q, and 8-K filing in real time.
How many insiders are buying CAT stock?
0 insider purchases of CAT were filed in the last 90 days.
How many insiders are selling CAT stock?
0 insider sales of CAT were filed in the last 90 days.
Where can I see CAT SEC filings (Form 4, 10-K, 10-Q, 8-K)?
InsiderAlpha aggregates every CAT SEC filing — Form 4 insider transactions, 10-K and 10-Q quarterly reports, and 8-K material event disclosures — in one timeline.

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