AMERIPRISE FINANCIAL INC (AMP)
Data as of , from SEC Form 4 filings.
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About AMERIPRISE FINANCIAL INC (AMP)
The SEC lists AMERIPRISE FINANCIAL INC under CIK 0000820027, in investment advice. We track it alongside the rest of the Financials sector.
AMP Form 4 activity by transaction type, last 90 days
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 11 | 48,008 | $26.15M |
| Grant or award | 1 | 37.73 | |
| Option exercise | 18 | 210,694 | |
AMP insider transactions (Form 4)
2873 Form 4 filings on record, the earliest from Oct 30, 2024, newest first. Filing history page 3 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Grant or award | Phantom Stock (Annual) | 445.84 | $0.00 | - | ||
| Blixt Dianne Neal | Grant or award | Phantom Stock (Annual) | 445.84 | $0.00 | - | |
| W. Edward Walter | Grant or award | Phantom Stock (Annual) | 445.84 | $0.00 | - | |
| Grant or award | Phantom Stock (Retainer Deferral) | 89.08 | $471.65 | $42K | ||
| Grant or award | Phantom Stock (Annual) | 66.22 | $0.00 | - | ||
| Grant or award | Phantom Stock (Retainer Deferral) | 43.73 | $471.65 | $21K | ||
| Heather J. Melloh - Officer | Option exercise | Common Stock | 698 | $165.41 | $115K | |
| Heather J. Melloh - Officer | Tax withholding / forfeiture | Common Stock | 416 | $562.89 | $234K | |
| Heather J. Melloh - Officer | Option exercise | Employee Stock Option (right to buy) | 698 | $0.00 | - | |
| Walter Stanley Berman - Officer | Option exercise | Common Stock | 25,000 | $165.41 | $4.14M | |
| Walter Stanley Berman - Officer | Tax withholding / forfeiture | Common Stock | 16,345 | $565.15 | $9.24M | |
| Walter Stanley Berman - Officer | Open-market sale | Common Stock | 5,463 | $563.79 | $3.08M | |
| Walter Stanley Berman - Officer | Open-market sale | Common Stock | 3,192 | $564.78 | $1.80M | |
| Walter Stanley Berman - Officer | Option exercise | Employee Stock Option (right to buy) | 25,000 | $0.00 | - | |
| Option exercise | Common Stock | 24,485 | $126.89 | $3.11M | ||
| Tax withholding / forfeiture | Common Stock | 15,100 | $551.48 | $8.33M | ||
| Open-market sale | Common Stock | 4,885 | $548.78 | $2.68M | ||
| Open-market sale | Common Stock | 4,500 | $550.14 | $2.48M | ||
| Open-market sale | Common Stock | 1,350 | $551.41 | $744K | ||
| Option exercise | Employee Stock Option (right to buy) | 24,485 | $0.00 | - | ||
| Gift | Common Stock | 770 | $0.00 | - | ||
| James M. Cracchiolo - Officer | Option exercise | Common Stock | 25,000 | $165.41 | $4.14M | |
| James M. Cracchiolo - Officer | Tax withholding / forfeiture | Common Stock | 16,362 | $565.15 | $9.25M | |
| James M. Cracchiolo - Officer | Open-market sale | Common Stock | 8,638 | $563.44 | $4.87M | |
| James M. Cracchiolo - Officer | Option exercise | Employee Stock Option (right to buy) | 25,000 | $0.00 | - | |
| Dawn M. Brockman - Officer | Open-market sale | Common Stock | 350 | $560.12 | $196K | |
| Gumer Alvero - Officer | Open-market sale | Common Stock | 2,325 | $516.05 | $1.20M | |
| Grant or award | Phantom Stock (Retainer Deferral) | 60.26 | $513.40 | $31K |
Recent AMP Form 144 notices of proposed sale
3An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| Dawn M. Brockman | Officer | 472 | $264K | View on EDGAR | |
| Deirdre McGraw | Officer | 2,400 | $1.34M |
Stock trades in AMP disclosed by members of the U.S. House in the last 12 months, newest first. Values are the ranges as filed.
| Member | Type | Traded | Disclosed | Value range | Owner | Days to disclose | Filing |
|---|---|---|---|---|---|---|---|
| Sale |
AMP insider trading FAQ
What is the latest insider trade for AMP?
AMERIPRISE FINANCIAL INC (AMP) had 7 insider filings in the last 90 days, with the most recent on 2026-08-12. The full record for AMP runs to 73 Form 4 filings, the earliest from 2024-10-30. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
How many insiders are buying AMP stock?
No insider purchases of AMP were filed in the last 90 days.
How many insiders are selling AMP stock?
11 insider sales of AMP were filed in the last 90 days, totaling $26.15M.
Where can I see AMP SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page collects AMP Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Recent insider filings
10The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
- - Heather J. Melloh view on EDGAR
- - Dawn M. Brockman view on EDGAR
- - Deirdre Davey McGraw view on EDGAR
- - James M. Cracchiolo view on EDGAR
- - Walter Stanley Berman view on EDGAR
- - Christopher J. Williams view on EDGAR
- - William Jerryl Williams view on EDGAR
- - Dawn M. Brockman view on EDGAR
- - Petruzillo Kelli A. Hunter view on EDGAR
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Learn more
- Insider selling: signal or noise?
- Why most insider sales are routine, and the few patterns worth a second look.
- Form 144 vs Form 4
- A Form 144 announces a planned sale; the Form 4 reports it after it happens.
- Insider activity in Financials
- Where AMP's peers are being bought and sold.
- Every recent Form 4
- The market-wide feed, updated as filings arrive from SEC EDGAR.
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- The daily trading plan of ranked insider buys, on a delay, with the plan archive