Ameriprise Financial has evolved into a diversified financial services provider that generates roughly 65% of its operating profit from advice and wealth management. With nearly $1.2 trillion in segment assets under management and advisory at year-end 2025, and with roughly 10,600 affiliated and employee advisors, Ameriprise is one of the larger US-based wealth managers. It also boasts a reasonably large asset management franchise in Columbia Threadneedle, which boasted $678 billion in assets under management at year-end 2025. The firm's third segment is its retirement and protection services business, which sells insurance products to the firm's advisory clients. After eliminations, Ameriprise had $1.69 trillion in assets under management and advisory across segments at year-end 2025.
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 11 | 48,008 | $26.15M |
| Grant or award | 1 | 37.73 | |
| Option exercise | 26 | 212,052 | |
| Tax withholding / forfeiture | 10 | 69,954 |
Dollar totals are shown for open-market purchases and sales only. Grants, option exercises, gifts and tax withholding are reported by share count because they are not trades at a market price.
73 Form 4 filings on record, the earliest from Oct 30, 2024, newest first. Filing history page 3 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| W. Edward Walter | Grant or award | Phantom Stock (Annual) | 445.84 | $0.00 | - | |
| Blixt Dianne Neal | Grant or award | Phantom Stock (Annual) | 445.84 | $0.00 | - | |
| Grant or award | Phantom Stock (Annual) | 445.84 | $0.00 | - | ||
| Grant or award | Phantom Stock (Retainer Deferral) | 43.73 | $471.65 | $21K | ||
| Grant or award | Phantom Stock (Retainer Deferral) | 89.08 | $471.65 | $42K | ||
| Grant or award | Phantom Stock (Annual) | 66.22 | $0.00 | - | ||
| Heather J. Melloh - Officer | Option exercise | Common Stock | 698 | $165.41 | $115K | |
| Heather J. Melloh - Officer | Tax withholding / forfeiture | Common Stock | 416 | $562.89 | $234K | |
| Heather J. Melloh - Officer | Option exercise | Employee Stock Option (right to buy) | 698 | $0.00 | - | |
| Gift | Common Stock | 770 | $0.00 | - | ||
| Option exercise | Common Stock | 24,485 | $126.89 | $3.11M | ||
| Tax withholding / forfeiture | Common Stock | 15,100 | $551.48 | $8.33M | ||
| Open-market sale | Common Stock | 4,885 | $548.78 | $2.68M | ||
| Open-market sale | Common Stock | 4,500 | $550.14 | $2.48M | ||
| Open-market sale | Common Stock | 1,350 | $551.41 | $744K | ||
| Option exercise | Employee Stock Option (right to buy) | 24,485 | $0.00 | - | ||
| James M. Cracchiolo - Officer | Option exercise | Common Stock | 25,000 | $165.41 | $4.14M | |
| James M. Cracchiolo - Officer | Tax withholding / forfeiture | Common Stock | 16,362 | $565.15 | $9.25M | |
| James M. Cracchiolo - Officer | Open-market sale | Common Stock | 8,638 | $563.44 | $4.87M | |
| James M. Cracchiolo - Officer | Option exercise | Employee Stock Option (right to buy) | 25,000 | $0.00 | - | |
| Walter Stanley Berman - Officer | Option exercise | Common Stock | 25,000 | $165.41 | $4.14M | |
| Walter Stanley Berman - Officer | Tax withholding / forfeiture | Common Stock | 16,345 | $565.15 | $9.24M | |
| Walter Stanley Berman - Officer | Open-market sale | Common Stock | 5,463 | $563.79 | $3.08M | |
| Walter Stanley Berman - Officer | Open-market sale | Common Stock | 3,192 | $564.78 | $1.80M | |
| Walter Stanley Berman - Officer | Option exercise | Employee Stock Option (right to buy) | 25,000 | $0.00 | - | |
| Dawn M. Brockman - Officer | Open-market sale | Common Stock | 350 | $560.12 | $196K | |
| Gumer Alvero - Officer | Open-market sale | Common Stock | 2,325 | $516.05 | $1.20M | |
| Grant or award | Phantom Stock (Retainer Deferral) | 60.26 | $513.40 | $31K |
This is as far as the anonymous view goes. Create a free account for all 73 AMP filings on record.
A Form 144 is notice of an INTENDED sale, not a completed one. It often precedes the Form 4 that reports the trade actually happening.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| Dawn M. Brockman | Officer | 472 | $264K | View on EDGAR | |
| Deirdre McGraw | Officer | 2,400 | $1.34M | View on EDGAR | |
| - | - | - | - | View on EDGAR |
AMERIPRISE FINANCIAL INC (AMP) had 11 insider filings in the last 90 days, with the most recent on 2026-08-12. The full record for AMP runs to 73 Form 4 filings, the earliest from 2024-10-30. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
No insider purchases of AMP were filed in the last 90 days.
11 insider sales of AMP were filed in the last 90 days, totaling $26.15M.
This page tracks AMP Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Every Form 4 below links to the original document on SEC EDGAR, so the numbers on this page can be checked against the filing they came from.
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