Summary
Updated Aug 31, 2026
Dawn M. Brockman is SVP AND CONTROLLER of AMERIPRISE FINANCIAL INC (AMP). 7 SEC Form 4 filings on record going back to 2024, most recently on 12 August 2026. Most recent open-market trade: sold $264K of AMP on 12 August 2026. Lifetime open-market sales: $460K.
Recent Transactions
10Every recent SEC Form 4 transaction Dawn M. Brockman has reported, most recent first.
Trading Pattern
InsiderAlpha's records for Dawn M. Brockman go back to 2024: 7 primary Form 4 filings, an average of 2.3 per year. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Other Insiders Active in the Same Stocks
Insiders who reported open-market trades in the last 12 months at the companies Dawn M. Brockman files at. Multiple unrelated insiders buying the same stock within a short window, cluster buying, has historically been one of the strongest Form 4 signals.
- James M. Cracchiolo - $36.43M of AMP open-market activity in the last 12 months
- Walter Stanley Berman - $9.85M of AMP open-market activity in the last 12 months
- William Jerryl Williams - $8.67M of AMP open-market activity in the last 12 months
- Gerard P. Smyth - $2.96M of AMP open-market activity in the last 12 months
- William F. Truscott - $2.66M of AMP open-market activity in the last 12 months
- Gumer Alvero - $2.53M of AMP open-market activity in the last 12 months
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
Frequently Asked Questions
Who is Dawn M. Brockman?
Dawn M. Brockman is a corporate insider, tracked as SVP AND CONTROLLER of AMERIPRISE FINANCIAL INC (AMP). InsiderAlpha holds 7 primary Form 4 filings for them, the earliest from 2024, updated as new SEC EDGAR filings are processed.
How many SEC Form 4 filings has Dawn M. Brockman submitted recently?
2 primary Form 4 filings in the last 90 days, covering 1 company.
Has Dawn M. Brockman been buying or selling stock?
Recorded transactions: 0 open-market purchases and 2 open-market sales ($460K) across all tracked filings.
Where can I see all of Dawn M. Brockman's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
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