Updated Jul 16, 2026 · Last SEC filing 2026-07-13
AMERIPRISE FINANCIAL INC (AMP) has filed 14 SEC Form 4 insider transactions in the last 90 days, with the most recent on 2026-07-13. 4 Form 8-K material event filings were reported by AMP in the last 90 days. 2 Form 144 notices of proposed sale were filed for AMP stock. InsiderAlpha tracks every AMP SEC filing — Form 4, Form 144, and 8-K — in real time, including Rule 10b5-1 plan detection.
| SEC CIK | 0000820027 |
|---|
| Form 4 filings (90d) | 14 |
|---|---|
| Form 8-K filings (90d) | 4 |
| Form 144 notices (90d) | 2 |
| Latest Form 4 filing | 2026-07-13 |
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Brockman Dawn M. | SVP AND CONTROLLER | M — Option exercise | 26 | — | — | SEC | |
| HUNTER PETRUZILLO KELLI A. | Exec VP of Human Resources | M — Option exercise | 207 | — | — | SEC | |
| HUNTER PETRUZILLO KELLI A. | Exec VP of Human Resources | F — Tax withholding / forfeiture | 98 | $500.16 | $49K | SEC | |
| Brockman Dawn M. | SVP AND CONTROLLER | F — Tax withholding / forfeiture | 9 | $500.16 | $5K | SEC | |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | M — Option exercise | 392 | — | — | SEC | |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | F — Tax withholding / forfeiture | 181 | $500.16 | $90K | SEC | |
| Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | F — Tax withholding / forfeiture | 24 | $500.16 | $12K | SEC | |
| Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | M — Option exercise | 54 | — | — | SEC | |
| Smyth Gerard P. | EVP & Hd. of Tech. & Serv. Del | F — Tax withholding / forfeiture | 1.4K | $471.22 | $677K | SEC | |
| Smyth Gerard P. | EVP & Hd. of Tech. & Serv. Del | S — Open-market sale | 6.3K | $472.52 | $2.96M | SEC | |
| Smyth Gerard P. | EVP & Hd. of Tech. & Serv. Del | M — Option exercise | 2.2K | $165.41 | $367K | SEC | |
| Sharpe Robert Francis JR | Insider | S — Open-market sale | 1.2K | $465.83 | $559K | SEC | |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | S — Open-market sale | 5.0K | $532.08 | $2.66M | SEC | |
| Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | F — Tax withholding / forfeiture | 5.0K | $542.78 | $2.69M | SEC | |
| Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | S — Open-market sale | 4.7K | $542.88 | $2.53M | SEC |
All transactions sourced from SEC EDGAR Form 4 filings for AMERIPRISE FINANCIAL INC (AMP). Updated in real time as new filings are submitted to the SEC.
| Insider | Form 4 filings | Total transaction value |
|---|---|---|
| Smyth Gerard P. | 4 | $4.00M |
| TRUSCOTT WILLIAM F | 3 | $90K |
| Brockman Dawn M. | 3 | $5K |
| HUNTER PETRUZILLO KELLI A. | 3 | $49K |
| Williams William Jerryl | 3 | $12K |
Form 144 must be filed before insiders sell restricted or control stock above SEC thresholds. A cluster of Form 144 notices often precedes a wave of insider distribution.
SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in AMP insider filings:
| P | Open-market purchase by the insider |
|---|---|
| S | Open-market sale by the insider |
| A | Grant, award, or other acquisition from the issuer |
| M | Exercise or conversion of derivative security (e.g. options) |
| F | Payment of exercise price or tax liability via share withholding |
| G | Bona-fide gift of securities |
| D | Disposition to the issuer (e.g. share buyback participation) |
| J | Other acquisition or disposition |
| X | Exercise of in-the-money or at-the-money derivative security |
| C | Conversion of derivative security |
| V | Transaction voluntarily reported earlier than required |
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