AMERIPRISE FINANCIAL INC (AMP)
$558.90+$3.55 (+0.64%) Today
Ameriprise Financial has evolved into a diversified financial services provider that generates roughly 65% of its operating profit from advice and wealth management. With nearly $1.2 trillion in segment assets under management and advisory at year-end 2025, and with roughly 10,600 affiliated and employee advisors, Ameriprise is one of the larger US-based wealth managers. It also boasts a reasonably large asset management franchise in Columbia Threadneedle, which boasted $678 billion in assets under management at year-end 2025. The firm's third segment is its retirement and protection services business, which sells insurance products to the firm's advisory clients. After eliminations, Ameriprise had $1.69 trillion in assets under management and advisory across segments at year-end 2025.
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 11 | 48,008 | $26.15M |
| Grant or award | 1 | 37.73 | |
| Option exercise | 26 | 212,052 | |
| Tax withholding / forfeiture | 10 | 69,954 |
Dollar totals are shown for open-market purchases and sales only. Grants, option exercises, gifts and tax withholding are reported by share count because they are not trades at a market price.
73 Form 4 filings on record, the earliest from Oct 30, 2024, newest first. Filing history page 1 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Heather J. Melloh - Officer | Option exercise | Common Stock | 722 | $197.87 | $143K | |
| Heather J. Melloh - Officer | Tax withholding / forfeiture | Common Stock | 469 | $559.62 | $262K | |
| Heather J. Melloh - Officer | Option exercise | Employee Stock Option (right to buy) | 722 | $0.00 | - | |
| Dawn M. Brockman - Officer | Open-market sale | Common Stock | 472 | $558.93 | $264K | |
| Deirdre Davey McGraw - Officer | Option exercise | Common Stock | 1,000 | $165.41 | $165K | |
| Deirdre Davey McGraw - Officer | Option exercise | Common Stock | 1,000 | $197.87 | $198K | |
| Deirdre Davey McGraw - Officer | Option exercise | Common Stock | 1,000 | $298.09 | $298K | |
| Deirdre Davey McGraw - Officer | Tax withholding / forfeiture | Common Stock | 2,191 | $558.08 | $1.22M | |
| Deirdre Davey McGraw - Officer | Open-market sale | Common Stock | 2,400 | $558.28 | $1.34M | |
| Deirdre Davey McGraw - Officer | Option exercise | Employee Stock Option (right to buy) | 1,000 | $0.00 | - | |
| Deirdre Davey McGraw - Officer | Option exercise | Employee Stock Option (right to buy) | 1,000 | $0.00 | - | |
| Deirdre Davey McGraw - Officer | Option exercise | Employee Stock Option (right to buy) | 1,000 | $0.00 | - | |
| James M. Cracchiolo - Officer | Option exercise | Common Stock | 52,932 | $165.41 | $8.76M | |
| James M. Cracchiolo - Officer | Tax withholding / forfeiture | Common Stock | 34,912 | $545.83 | $19.06M | |
| James M. Cracchiolo - Officer | Open-market sale | Common Stock | 16,120 | $545.28 | $8.79M | |
| James M. Cracchiolo - Officer | Open-market sale | Common Stock | 1,900 | $546.67 | $1.04M | |
| James M. Cracchiolo - Officer | Option exercise | Employee Stock Option (right to buy) | 52,932 | $0.00 | - | |
| Walter Stanley Berman - Officer | Option exercise | Common Stock | 10,905 | $165.41 | $1.80M | |
| Walter Stanley Berman - Officer | Option exercise | Common Stock | 23,206 | $197.87 | $4.59M | |
| Walter Stanley Berman - Officer | Tax withholding / forfeiture | Common Stock | 23,099 | $550.81 | $12.72M | |
| Walter Stanley Berman - Officer | Open-market sale | Common Stock | 422 | $549.76 | $232K | |
| Walter Stanley Berman - Officer | Open-market sale | Common Stock | 10,590 | $548.92 | $5.81M | |
| Walter Stanley Berman - Officer | Option exercise | Employee Stock Option (right to buy) | 10,905 | $0.00 | - | |
| Walter Stanley Berman - Officer | Option exercise | Employee Stock Option (right to buy) | 23,206 | $0.00 | - | |
 Christopher J. Williams - Director | Grant or award | Phantom Stock (Retainer Deferral) | 37.73 | $546.62 | $21K | |
| William Jerryl Williams - Officer | Option exercise | Common Stock | 3,634 | $126.89 | $461K | |
| William Jerryl Williams - Officer | Tax withholding / forfeiture | Common Stock | 2,131 | $537.08 | $1.14M | |
| William Jerryl Williams - Officer | Option exercise | Common Stock | 10,948 | $165.41 | $1.81M | |
| William Jerryl Williams - Officer | Tax withholding / forfeiture | Common Stock | 6,840 | $538.01 | $3.68M | |
| William Jerryl Williams - Officer | Open-market sale | Common Stock | 4,102 | $538.23 | $2.21M | |
| William Jerryl Williams - Officer | Open-market sale | Common Stock | 908 | $541.90 | $492K | |
| William Jerryl Williams - Officer | Open-market sale | Common Stock | 7,888 | $537.08 | $4.24M | |
| William Jerryl Williams - Officer | Open-market sale | Common Stock | 6 | $537.61 | $3K | |
| William Jerryl Williams - Officer | Open-market sale | Common Stock | 3,200 | $540.07 | $1.73M | |
| William Jerryl Williams - Officer | Option exercise | Employee Stock Option (right to buy) | 3,634 | $0.00 | - | |
| William Jerryl Williams - Officer | Option exercise | Employee Stock Option (right to buy) | 10,948 | $0.00 | - | |
| Dawn M. Brockman - Officer | Tax withholding / forfeiture | Common Stock | 9.04 | $500.16 | $5K | |
| Dawn M. Brockman - Officer | Option exercise | Common Stock | 26.04 | - | - | |
| Dawn M. Brockman - Officer | Option exercise | Phantom Stock | 26.04 | - | - | |
| Petruzillo Kelli A. Hunter - Officer | Tax withholding / forfeiture | Common Stock | 98.19 | $500.16 | $49K | |
| Petruzillo Kelli A. Hunter - Officer | Option exercise | Common Stock | 207.19 | - | - | |
| Petruzillo Kelli A. Hunter - Officer | Option exercise | Phantom Stock | 207.19 | - | - | |
| William Jerryl Williams - Officer | Tax withholding / forfeiture | Common Stock | 23.98 | $500.16 | $12K | |
| William Jerryl Williams - Officer | Option exercise | Common Stock | 53.98 | - | - | |
| William Jerryl Williams - Officer | Option exercise | Phantom Stock | 53.98 | - | - | |
 William F. Truscott - Officer | Option exercise | Common Stock | 391.64 | - | - | |
| William F. Truscott - Officer | Tax withholding / forfeiture | Common Stock | 180.64 | $500.16 | $90K | |
| William F. Truscott - Officer | Option exercise | Phantom Stock | 391.64 | - | - | |
| Gerard P. Smyth - Officer | Option exercise | Common Stock | 2,221 | $165.41 | $367K | |
| Gerard P. Smyth - Officer | Tax withholding / forfeiture | Common Stock | 1,437 | $471.22 | $677K | |
| Gerard P. Smyth - Officer | Open-market sale | Common Stock | 6,255 | $472.52 | $2.96M | |
| Gerard P. Smyth - Officer | Option exercise | Employee Stock Option (right to buy) | 2,221 | $0.00 | - | |
 Robert Francis Sharpe Jr. | Open-market sale | Common Stock | 1,200 | $465.83 | $559K | |
 Glynis Bryan | Grant or award | Phantom Stock (Annual) | 441.75 | $0.00 | - | |
| Blixt Dianne Neal | Grant or award | Phantom Stock (Annual) | 441.75 | $0.00 | - | |
| Robert Francis Sharpe Jr. | Grant or award | Phantom Stock (Annual) | 441.75 | $0.00 | - | |
| Amy Digeso | Grant or award | Phantom Stock (Annual) | 441.75 | $0.00 | - | |
| Liane J. Pelletier | Grant or award | Phantom Stock (Annual) | 441.75 | $0.00 | - | |
| Brian T. Shea | Grant or award | Phantom Stock (Annual) | 441.75 | $0.00 | - | |
| Christopher J. Williams | Grant or award | Phantom Stock (Annual) | 441.75 | $0.00 | - | |
| Christopher J. Williams | Grant or award | Phantom Stock (Retainer Deferral) | 43.39 | $475.35 | $21K | |
| William F. Truscott - Officer | Open-market sale | Common Stock | 5,000 | $532.08 | $2.66M | |
| Gumer Alvero - Officer | Option exercise | Common Stock | 3,428 | $179.84 | $616K | |
| Gumer Alvero - Officer | Option exercise | Common Stock | 4,865 | $126.89 | $617K | |
| Gumer Alvero - Officer | Tax withholding / forfeiture | Common Stock | 4,950 | $542.78 | $2.69M | |
| Gumer Alvero - Officer | Open-market sale | Common Stock | 4,658 | $542.88 | $2.53M | |
| Gumer Alvero - Officer | Option exercise | Employee Stock Option (right to buy) | 3,428 | $0.00 | - | |
| Gumer Alvero - Officer | Option exercise | Employee Stock Option (right to buy) | 4,865 | $0.00 | - | |
| Dawn M. Brockman - Officer | Grant or award | Phantom Stock | 8.66 | $542.99 | $5K | |
| Walter Stanley Berman - Officer | Open-market sale | Common Stock | 7,000 | $544.22 | $3.81M | |
| James M. Cracchiolo - Officer | Open-market sale | Common Stock | 15,696 | $548.61 | $8.61M | |
| James M. Cracchiolo - Officer | Open-market sale | Common Stock | 7,136 | $540.11 | $3.85M | |
| James M. Cracchiolo - Officer | Open-market sale | Common Stock | 4,235 | $541.46 | $2.29M | |
| James M. Cracchiolo - Officer | Open-market sale | Common Stock | 5,643 | $542.78 | $3.06M | |
| James M. Cracchiolo - Officer | Open-market sale | Common Stock | 4,507 | $543.88 | $2.45M | |
| James M. Cracchiolo - Officer | Open-market sale | Common Stock | 6,886 | $545.04 | $3.75M | |
| James M. Cracchiolo - Officer | Open-market sale | Common Stock | 1,782 | $545.76 | $973K | |
| James M. Cracchiolo - Officer | Open-market sale | Common Stock | 2,928 | $547.51 | $1.60M | |
| Liane J. Pelletier | Grant or award | Phantom Stock (Annual) | 182.36 | $530.05 | $97K | |
| Christopher J. Williams | Grant or award | Phantom Stock (Retainer Deferral) | 38.91 | $530.05 | $21K | |
| Heather J. Melloh - Officer | Grant or award | Common Stock | 999 | $0.00 | - | |
| Heather J. Melloh - Officer | Tax withholding / forfeiture | Common Stock | 306 | $498.33 | $152K | |
| Walter Stanley Berman - Officer | Tax withholding / forfeiture | Common Stock | 423 | $527.19 | $223K | |
| Walter Stanley Berman - Officer | Grant or award | Common Stock | 2,790 | $0.00 | - | |
| Walter Stanley Berman - Officer | Grant or award | Employee Stock Option (right to buy) | 9,117 | $0.00 | - |
A Form 144 is notice of an INTENDED sale, not a completed one. It often precedes the Form 4 that reports the trade actually happening.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| Dawn M. Brockman | Officer | 472 | $264K | View on EDGAR | |
| Deirdre McGraw | Officer | 2,400 | $1.34M | View on EDGAR | |
| - | - | - | - | View on EDGAR |
AMERIPRISE FINANCIAL INC (AMP) had 11 insider filings in the last 90 days, with the most recent on 2026-08-12. The full record for AMP runs to 73 Form 4 filings, the earliest from 2024-10-30. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
No insider purchases of AMP were filed in the last 90 days.
11 insider sales of AMP were filed in the last 90 days, totaling $26.15M.
This page tracks AMP Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Every Form 4 below links to the original document on SEC EDGAR, so the numbers on this page can be checked against the filing they came from.
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