AMERIPRISE FINANCIAL INC (AMP)
$558.90+$3.55 (+0.64%) Today
Ameriprise Financial has evolved into a diversified financial services provider that generates roughly 65% of its operating profit from advice and wealth management. With nearly $1.2 trillion in segment assets under management and advisory at year-end 2025, and with roughly 10,600 affiliated and employee advisors, Ameriprise is one of the larger US-based wealth managers. It also boasts a reasonably large asset management franchise in Columbia Threadneedle, which boasted $678 billion in assets under management at year-end 2025. The firm's third segment is its retirement and protection services business, which sells insurance products to the firm's advisory clients. After eliminations, Ameriprise had $1.69 trillion in assets under management and advisory across segments at year-end 2025.
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 11 | 48,008 | $26.15M |
| Grant or award | 1 | 37.73 | |
| Option exercise | 26 | 212,052 | |
| Tax withholding / forfeiture | 10 | 69,954 |
Dollar totals are shown for open-market purchases and sales only. Grants, option exercises, gifts and tax withholding are reported by share count because they are not trades at a market price.
73 Form 4 filings on record, the earliest from Oct 30, 2024, newest first. Filing history page 2 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
 Joseph Edward Sweeney - Officer | Tax withholding / forfeiture | Common Stock | 235 | $527.19 | $124K | |
| Joseph Edward Sweeney - Officer | Grant or award | Common Stock | 1,702 | $0.00 | - | |
| Joseph Edward Sweeney - Officer | Grant or award | Employee Stock Option (right to buy) | 5,561 | $0.00 | - | |
| Gumer Alvero - Officer | Tax withholding / forfeiture | Common Stock | 32 | $527.19 | $17K | |
| Gumer Alvero - Officer | Grant or award | Common Stock | 405 | $0.00 | - | |
| Gumer Alvero - Officer | Grant or award | Employee Stock Option (right to buy) | 1,326 | $0.00 | - | |
| Dawn M. Brockman - Officer | Tax withholding / forfeiture | Common Stock | 20 | $527.19 | $11K | |
| Dawn M. Brockman - Officer | Grant or award | Common Stock | 177 | $0.00 | - | |
| Dawn M. Brockman - Officer | Grant or award | Employee Stock Option (right to buy) | 339 | $0.00 | - | |
| Gerard P. Smyth - Officer | Tax withholding / forfeiture | Common Stock | 136 | $527.19 | $72K | |
| Gerard P. Smyth - Officer | Grant or award | Common Stock | 1,014 | $0.00 | - | |
| Gerard P. Smyth - Officer | Grant or award | Employee Stock Option (right to buy) | 3,315 | $0.00 | - | |
| Heather J. Melloh - Officer | Tax withholding / forfeiture | Common Stock | 46 | $527.19 | $24K | |
| Heather J. Melloh - Officer | Grant or award | Common Stock | 583 | $0.00 | - | |
| Heather J. Melloh - Officer | Grant or award | Employee Stock Option (right to buy) | 1,906 | $0.00 | - | |
 William F. Truscott - Officer | Grant or award | Common Stock | 2,536 | $0.00 | - | |
| William F. Truscott - Officer | Tax withholding / forfeiture | Common Stock | 345 | $527.19 | $182K | |
| William F. Truscott - Officer | Grant or award | Employee Stock Option (right to buy) | 8,288 | $0.00 | - | |
| William Davies - Officer | Derivative | Common Stock | 78.07 | $527.19 | $41K | |
| William Davies - Officer | Grant or award | Common Stock | 529 | $0.00 | - | |
| William Davies - Officer | Grant or award | Employee Stock Option (right to buy) | 1,729 | $0.00 | - | |
| James M. Cracchiolo - Officer | Tax withholding / forfeiture | Common Stock | 1,729 | $527.19 | $912K | |
| James M. Cracchiolo - Officer | Grant or award | Common Stock | 11,988 | $0.00 | - | |
| James M. Cracchiolo - Officer | Grant or award | Employee Stock Option (right to buy) | 33,299 | $0.00 | - | |
| Walter Stanley Berman - Officer | Tax withholding / forfeiture | Common Stock | 387 | $500.53 | $194K | |
| Walter Stanley Berman - Officer | Tax withholding / forfeiture | Common Stock | 429 | $498.33 | $214K | |
| Joseph Edward Sweeney - Officer | Tax withholding / forfeiture | Common Stock | 206 | $500.53 | $103K | |
| Joseph Edward Sweeney - Officer | Tax withholding / forfeiture | Common Stock | 201 | $498.33 | $100K | |
| Gumer Alvero - Officer | Tax withholding / forfeiture | Common Stock | 40 | $500.53 | $20K | |
| Gumer Alvero - Officer | Tax withholding / forfeiture | Common Stock | 36 | $498.33 | $18K | |
| Heather J. Melloh - Officer | Tax withholding / forfeiture | Common Stock | 66 | $500.53 | $33K | |
| Heather J. Melloh - Officer | Tax withholding / forfeiture | Common Stock | 42 | $498.33 | $21K | |
| Gerard P. Smyth - Officer | Tax withholding / forfeiture | Common Stock | 114 | $500.53 | $57K | |
| Gerard P. Smyth - Officer | Tax withholding / forfeiture | Common Stock | 97 | $498.33 | $48K | |
| James M. Cracchiolo - Officer | Tax withholding / forfeiture | Common Stock | 1,731 | $500.53 | $866K | |
| James M. Cracchiolo - Officer | Tax withholding / forfeiture | Common Stock | 2,192 | $498.33 | $1.09M | |
| Dawn M. Brockman - Officer | Tax withholding / forfeiture | Common Stock | 22 | $500.53 | $11K | |
| Dawn M. Brockman - Officer | Tax withholding / forfeiture | Common Stock | 22 | $498.33 | $11K | |
| William Davies - Officer | Derivative | Common Stock | 98.18 | $500.53 | $49K | |
| William Davies - Officer | Derivative | Common Stock | 114.87 | $498.33 | $57K | |
| William F. Truscott - Officer | Tax withholding / forfeiture | Common Stock | 292 | $500.53 | $146K | |
| William F. Truscott - Officer | Tax withholding / forfeiture | Common Stock | 317 | $498.33 | $158K | |
 Robert Francis Sharpe Jr. | Open-market sale | Common Stock | 1,500 | $450.95 | $676K | |
 Christopher J. Williams | Grant or award | Phantom Stock (Retainer Deferral) | 45.63 | $452.00 | $21K | |
 Glynis Bryan | Grant or award | Phantom Stock (Retainer Deferral) | 69.14 | $452.00 | $31K | |
| Heather J. Melloh - Officer | Open-market sale | Common Stock | 1,500 | $512.34 | $769K | |
| William F. Truscott - Officer | Option exercise | Common Stock | 28,546 | $165.41 | $4.72M | |
| William F. Truscott - Officer | Tax withholding / forfeiture | Common Stock | 18,617 | $506.57 | $9.43M | |
| William F. Truscott - Officer | Open-market sale | Common Stock | 9,929 | $506.89 | $5.03M | |
| William F. Truscott - Officer | Option exercise | Employee Stock Option (right to buy) | 28,546 | $0.00 | - | |
| Robert Francis Sharpe Jr. | Gift | Common Stock | 98 | $0.00 | - | |
| Glynis Bryan | Grant or award | Phantom Stock (Retainer Deferral) | 59.98 | $520.99 | $31K | |
| Christopher J. Williams | Grant or award | Phantom Stock (Retainer Deferral) | 39.59 | $520.99 | $21K | |
| William F. Truscott - Officer | Option exercise | Common Stock | 529.78 | - | - | |
| William F. Truscott - Officer | Tax withholding / forfeiture | Common Stock | 243.78 | $542.51 | $132K | |
| William F. Truscott - Officer | Option exercise | Phantom Stock | 529.78 | - | - | |
| Gerard P. Smyth - Officer | Option exercise | Common Stock | 203.57 | - | - | |
| Gerard P. Smyth - Officer | Tax withholding / forfeiture | Common Stock | 88.57 | $542.51 | $48K | |
| Gerard P. Smyth - Officer | Option exercise | Phantom Stock | 203.57 | - | - | |
| Dawn M. Brockman - Officer | Option exercise | Common Stock | 25.68 | - | - | |
| Dawn M. Brockman - Officer | Tax withholding / forfeiture | Common Stock | 9.68 | $542.51 | $5K | |
| Dawn M. Brockman - Officer | Option exercise | Phantom Stock | 25.68 | - | - | |
| Joseph Edward Sweeney - Officer | Option exercise | Common Stock | 309.02 | - | - | |
| Joseph Edward Sweeney - Officer | Tax withholding / forfeiture | Common Stock | 145.02 | $542.51 | $79K | |
| Joseph Edward Sweeney - Officer | Option exercise | Phantom Stock | 309.02 | - | - | |
| Glynis Bryan | Grant or award | Phantom Stock (Annual) | 445.84 | $0.00 | - |
A Form 144 is notice of an INTENDED sale, not a completed one. It often precedes the Form 4 that reports the trade actually happening.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| Dawn M. Brockman | Officer | 472 | $264K | View on EDGAR | |
| Deirdre McGraw | Officer | 2,400 | $1.34M | View on EDGAR | |
| - | - | - | - | View on EDGAR |
AMERIPRISE FINANCIAL INC (AMP) had 11 insider filings in the last 90 days, with the most recent on 2026-08-12. The full record for AMP runs to 73 Form 4 filings, the earliest from 2024-10-30. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
No insider purchases of AMP were filed in the last 90 days.
11 insider sales of AMP were filed in the last 90 days, totaling $26.15M.
This page tracks AMP Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Every Form 4 below links to the original document on SEC EDGAR, so the numbers on this page can be checked against the filing they came from.
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