SPECIAL OPPORTUNITIES FUND, INC. (SPE) Insider Trading & SEC Filings

Updated Jul 16, 2026 · Last SEC filing 2026-06-04

SPECIAL OPPORTUNITIES FUND, INC. (SPE) has filed 1 SEC Form 4 insider transactions in the last 90 days, with the most recent on 2026-06-04. 2 Form 144 notices of proposed sale were filed for SPE stock. InsiderAlpha tracks every SPE SEC filing — Form 4, Form 144, and 8-K — in real time, including Rule 10b5-1 plan detection.

About SPECIAL OPPORTUNITIES FUND, INC. (SPE)

SEC CIK	0000897802

90-Day SEC Filing Activity

Form 4 filings (90d)	1
Form 144 notices (90d)	2
Latest Form 4 filing	2026-06-04

Recent SPE Insider Transactions (Form 4)

Date	Insider	Role	Transaction	Shares	Price	Value	Filing
2026-06-03	Dakos Andrew	President and CEO	S — Open-market sale	5.2K	$14.11	$73K	SEC
2026-06-03	Dakos Andrew	President and CEO	S — Open-market sale	133	$14.07	$2K	SEC
2026-06-02	Dakos Andrew	President and CEO	S — Open-market sale	1.1K	$14.02	$15K	SEC
2025-04-04	GOLDSTEIN PHILLIP	Chairman and Secretary	P — Open-market purchase	3.0K	$13.80	$41K	SEC

All transactions sourced from SEC EDGAR Form 4 filings for SPECIAL OPPORTUNITIES FUND, INC. (SPE). Updated in real time as new filings are submitted to the SEC.

Most-Active SPE Insiders — Last 90 Days

Insider	Form 4 filings	Total transaction value
Dakos Andrew	4	$95K

Recent SPE Form 144 Notices of Proposed Sale

2026-06-11 — — [SEC]
2026-06-02 — — [SEC]

Form 144 must be filed before insiders sell restricted or control stock above SEC thresholds. A cluster of Form 144 notices often precedes a wave of insider distribution.

Recent Insider Filings

2026-06-04 — Dakos Andrew (President and CEO)
2026-03-09 — GOLDSTEIN PHILLIP (Chairman and Secretary)
2026-03-02 — GOLDSTEIN PHILLIP (Chairman and Secretary)
2026-02-25 — GOLDSTEIN PHILLIP (Chairman and Secretary)
2025-08-22 — GOLDSTEIN PHILLIP (Chairman and Secretary)

Form 4 Transaction Code Reference

SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in SPE insider filings:

P	Open-market purchase by the insider
S	Open-market sale by the insider
A	Grant, award, or other acquisition from the issuer
M	Exercise or conversion of derivative security (e.g. options)
F	Payment of exercise price or tax liability via share withholding
G	Bona-fide gift of securities
D	Disposition to the issuer (e.g. share buyback participation)
J	Other acquisition or disposition
X	Exercise of in-the-money or at-the-money derivative security
C	Conversion of derivative security
V	Transaction voluntarily reported earlier than required

SPE Insider Trading — FAQ

What is the latest insider trade for SPE?: SPECIAL OPPORTUNITIES FUND, INC. (SPE) had 1 insider filings in the last 90 days, with the most recent on 2026-06-04. InsiderAlpha tracks every Form 4, 10-K, 10-Q, and 8-K filing in real time.
How many insiders are buying SPE stock?: 0 insider purchases of SPE were filed in the last 90 days.
How many insiders are selling SPE stock?: 0 insider sales of SPE were filed in the last 90 days.
Where can I see SPE SEC filings (Form 4, 10-K, 10-Q, 8-K)?: InsiderAlpha aggregates every SPE SEC filing — Form 4 insider transactions, 10-K and 10-Q quarterly reports, and 8-K material event disclosures — in one timeline.

Learn More

Open the live SPE dashboard on InsiderAlpha for real-time alerts, charting, and full historical filing search.