RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) IPO - S-1 Filing, Stock & Insider Activity
RIVERNORTH OPPORTUNITIES FUND, INC. IPO - Status & S-1 Filing
- Ticker: RIV
- Status: Effective - cleared to price
- Effective: 2026-06-16
- Expected price range: not yet disclosed (set in a later S-1/A or pricing amendment)
- SEC CIK: 0001501072 · View the S-1 on SEC EDGAR →
RIVERNORTH OPPORTUNITIES FUND, INC. is pre-IPO, so no insider Form 4 transactions have been filed yet. Once insiders begin reporting trades after the offering, they will appear on this page automatically.
Track every registration update on the InsiderAlpha IPO tracker.
Last SEC filing
RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) - no SEC Form 4 insider filings recorded in the last 90 days. InsiderAlpha tracks every RIV SEC filing - Form 4, Form 144, and 8-K - in real time, including Rule 10b5-1 plan detection.
About RIVERNORTH OPPORTUNITIES FUND, INC. (RIV)
RIVERNORTH OPPORTUNITIES FUND, INC. trades under the ticker RIV. InsiderAlpha tracks 5 primary SEC Form 4 filings from 5 reporting insiders for RIV since 2024, sourced directly from SEC EDGAR.
| SEC CIK | 0001501072 |
|---|
Recent RIV Insider Transactions (Form 4)
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| RiverNorth Strategic Holdings, LLC | Insider | J - Other acquisition / disposition | 25.6K | $11.95 | $306K | SEC | |
| Stephen Andrew O'Neill | Insider | J - Other acquisition / disposition | 15.0K | $11.95 | $179K | SEC | |
| Jerry Raio | Director | J - Other acquisition / disposition | 3.8K | $11.95 | $46K | SEC | |
| Patrick W. Galley | President | J - Other acquisition / disposition | 112.2K | $11.95 | $1.34M | SEC | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Insider | J - Other acquisition / disposition | 76.8K | - | - | SEC |
All transactions sourced from SEC EDGAR Form 4 filings for RIVERNORTH OPPORTUNITIES FUND, INC. (RIV). Updated in real time as new filings are submitted to the SEC.
Recent Insider Filings
- - RiverNorth Strategic Holdings, LLC (Insider)
- - Stephen Andrew O'Neill (Insider)
- - Jerry Raio (Director)
- - Patrick W. Galley (President)
- - RIVERNORTH CAPITAL MANAGEMENT, LLC (Insider)
Form 4 Transaction Code Reference
SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in RIV insider filings:
| P | Open-market purchase by the insider |
|---|---|
| S | Open-market sale by the insider |
| A | Grant, award, or other acquisition from the issuer |
| M | Exercise or conversion of derivative security (e.g. options) |
| F | Payment of exercise price or tax liability via share withholding |
| G | Bona-fide gift of securities |
| D | Disposition to the issuer (e.g. share buyback participation) |
| J | Other acquisition or disposition |
| X | Exercise of in-the-money or at-the-money derivative security |
| C | Conversion of derivative security |
| V | Transaction voluntarily reported earlier than required |
RIV Insider Trading - FAQ
- What is the latest insider trade for RIV?
- RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) had 0 insider filings in the last 90 days, with the most recent on 2025-10-10. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
- How many insiders are buying RIV stock?
- 0 insider purchases of RIV were filed in the last 90 days.
- How many insiders are selling RIV stock?
- 0 insider sales of RIV were filed in the last 90 days.
- Where can I see RIV SEC filings (Form 4, 10-K, 10-Q, 8-K)?
- This page tracks RIV Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Learn More
- What is SEC Form 4?
- How to read insider buying signals
- Rule 10b5-1 trading plans explained
- The cluster buying signal
Open the live RIV dashboard on InsiderAlpha for real-time alerts, charting, and full historical filing search.