RIVERNORTH CAPITAL MANAGEMENT, LLC is an investment firm that reports beneficial ownership of shares in RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) and 6 other companies under U.S. securities law. It has submitted 7 SEC insider filings since 2024, most recently in November 2024.
Every role RIVERNORTH CAPITAL MANAGEMENT, LLC has reported on a Form 4, reconstructed from the filings themselves. Reporting insiders must state their relationship to the issuer (officer title, director seat, or 10% ownership) on every filing.
RIVERNORTH OPPORTUNITIES FUND, INC. (RIV)1 filingRiverNorth Opportunistic Municipal Income Fund, Inc. (RMI)1 filingRiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ)1 filingRiverNorth Managed Duration Municipal Income Fund II, Inc. (RFMZ)1 filingRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP.A)1 filingRiverNorth Flexible Municipal Income Fund, Inc. (RFM)1 filingRiverNorth Managed Duration Municipal Income Fund, Inc. (RMM)1 filingLatest filing:
RIVERNORTH CAPITAL MANAGEMENT, LLC files SEC Form 4 reports at RIVERNORTH OPPORTUNITIES FUND, INC. (RIV). 7 SEC Form 4 filings on record, most recently on 27 November 2024.
Every recent SEC Form 4 transaction RIVERNORTH CAPITAL MANAGEMENT, LLC has reported, most recent first.
InsiderAlpha's records for RIVERNORTH CAPITAL MANAGEMENT, LLC go back to 2024: 7 primary Form 4 filings, an average of 2.3 per year. No recorded transaction carries a Rule 10b5-1 plan flag. An absent flag does not establish whether a transaction was pre-arranged or discretionary.
Insiders who reported open-market trades in the last 12 months at the companies RIVERNORTH CAPITAL MANAGEMENT, LLC files at. Multiple unrelated insiders buying the same stock within a short window, cluster buying, has historically been one of the strongest Form 4 signals.
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
RIVERNORTH CAPITAL MANAGEMENT, LLC is an investment firm of RIVERNORTH OPPORTUNITIES FUND, INC. (RIV). InsiderAlpha holds 7 primary Form 4 filings for it, the earliest from 2024, updated as new SEC EDGAR filings are processed.
The most recent primary Form 4 on record is dated 27 November 2024, one of 7 filings going back to 2024.
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
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$RMM RiverNorth Managed Duration Municipal Income Fund, Inc.5.0K shares @ --
$RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.170.7K shares @ --
$RFM RiverNorth Flexible Municipal Income Fund, Inc.74.1K shares @ --
$RFM RiverNorth Flexible Municipal Income Fund, Inc.1.5K shares @ --
$RMI RiverNorth Opportunistic Municipal Income Fund, Inc.5.0K shares @ --