RIVERNORTH CAPITAL MANAGEMENT, LLC - SEC Form 4 Insider Trading Activity
Summary
Updated Aug 3, 2026
RIVERNORTH CAPITAL MANAGEMENT, LLC is an investment firm tracked by InsiderAlpha. No SEC Form 4 filings recorded in the last 90 days.
Profile
RIVERNORTH CAPITAL MANAGEMENT, LLC is an investment firm that reports beneficial ownership of shares in RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) and 6 other companies under U.S. securities law. It has submitted 7 SEC insider filings since 2024, most recently in November 2024.
| Filer type | Fund |
|---|---|
| Role | Insider |
| Notability | 20/100 |
Board memberships
- RiverNorth Opportunistic Municipal Income Fund, Inc.
- RiverNorth Flexible Municipal Income Fund, Inc.
- RiverNorth Flexible Municipal Income Fund II, Inc.
- RiverNorth Managed Duration Municipal Income Fund, Inc.
- RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Trading Pattern
InsiderAlpha's records for RIVERNORTH CAPITAL MANAGEMENT, LLC go back to 2024: 7 primary Form 4 filings, an average of 2.3 per year. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Career & Filing History
Every role RIVERNORTH CAPITAL MANAGEMENT, LLC has reported on a Form 4, reconstructed from the filings themselves - reporting insiders must state their relationship to the issuer (officer title, director seat, or 10% ownership) on every filing.
- Insider at RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) - 1 filing, 2024
- Insider at RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) - 1 filing, 2024
- Insider at RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) - 1 filing, 2024
- Insider at RiverNorth Managed Duration Municipal Income Fund II, Inc. (RFMZ) - 1 filing, 2024
- Insider at RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP.A) - 1 filing, 2024
- Insider at RiverNorth Flexible Municipal Income Fund, Inc. (RFM) - 1 filing, 2024
- Insider at RiverNorth Managed Duration Municipal Income Fund, Inc. (RMM) - 1 filing, 2024
Recent Transactions
| Date | Ticker | Company | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2024-11-27 | RFMZ | RiverNorth Managed Duration Municipal Income Fund II, Inc. | J - Other acquisition / disposition | 47.7K | - | |
| 2024-11-27 | OPP.A | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | J - Other acquisition / disposition | 71.5K | - | |
| 2024-11-27 | RMM | RiverNorth Managed Duration Municipal Income Fund, Inc. | J - Other acquisition / disposition | 5.0K | - | |
| 2024-11-27 | RFMZ | RiverNorth Flexible Municipal Income Fund II, Inc. | J - Other acquisition / disposition | 170.7K | - | |
| 2024-11-27 | RFM | RiverNorth Flexible Municipal Income Fund, Inc. | J - Other acquisition / disposition | 74.1K | - | |
| 2024-11-27 | RFM | RiverNorth Flexible Municipal Income Fund, Inc. | J - Other acquisition / disposition | 1.5K | - | |
| 2024-11-27 | RMI | RiverNorth Opportunistic Municipal Income Fund, Inc. | J - Other acquisition / disposition | 5.0K | - | |
| 2024-11-27 | RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | J - Other acquisition / disposition | 76.8K | - |
Most Active Insiders Right Now
RIVERNORTH CAPITAL MANAGEMENT, LLC has no recent co-filers at the same companies, so here are the insiders with the largest open-market activity across the market in the last 90 days.
- MetLife Investment Management, LLC - $1600000.00B of FINS open-market activity in the last 90 days
- Magnetar Financial LLC - $16357.48B of CRWV open-market activity in the last 90 days
- Marianne Okland - $18.46B of STNG open-market activity in the last 90 days
- VisionWave Holdings, Inc. - $14.13B of SVRE open-market activity in the last 90 days
- Vanessa Allen Sutherland - $7.44B of PSX open-market activity in the last 90 days
- AI Alpine (Luxembourg) S.a.r.l. - $2.69B of INIO open-market activity in the last 90 days
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
- Saul B. Rosenthal
- Jack Ross
- Martine A. Rothblatt
- Saba Capital Management, L.P.
- Nicholas S. Schorsch
- Trygve Seglem
- Lawrence B. Seidman
- Thomas J. Shaw
Frequently Asked Questions
What is RIVERNORTH CAPITAL MANAGEMENT, LLC?
RIVERNORTH CAPITAL MANAGEMENT, LLC is an investment firm that reports beneficial ownership of shares in RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) and 6 other companies under U.S. securities law. It has submitted 7 SEC insider filings since 2024, most recently in November 2024.…
Where can I see all of RIVERNORTH CAPITAL MANAGEMENT, LLC's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
Learn More
Open the live RIVERNORTH CAPITAL MANAGEMENT, LLC profile on InsiderAlpha for real-time alerts, AI-scored trade ideas, and full transaction history.