David Swanson - SEC Form 4 Insider Trading Activity
Summary
Updated Aug 4, 2026
David Swanson has filed 1 SEC Form 4 filing across 1 company in the last 90 days - selling. Lifetime open-market sales: $8K.
Profile
David Swanson holds the role of Director at RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP.A). Swanson has reported 2 insider filings with the SEC since 2024. The most recent filing was in June 2026.
| Role | Director |
|---|---|
| Notability | 26/100 |
Board memberships
- RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Reported roles
- Director
Trading Pattern
InsiderAlpha's records for David Swanson go back to 2024: 2 primary Form 4 filings, an average of 0.7 per year. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Career & Filing History
Every role David Swanson has reported on a Form 4, reconstructed from the filings themselves - reporting insiders must state their relationship to the issuer (officer title, director seat, or 10% ownership) on every filing.
- Director at RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP.A) - 2 filings, 2024 to 2026
Recent Transactions
| Date | Ticker | Company | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2026-06-23 | OPP.A | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | S - Open-market sale | 505 | $16.69 | $8K |
| 2024-12-31 | OPP.A | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | A - Grant or award | 1.4K | $8.29 | $12K |
Companies - Last 90 Days
- RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP.A) - 1 filing, last 2026-06-23
Other Insiders Active in the Same Stocks
Insiders who reported open-market trades at the companies David Swanson has recently filed at. Multiple unrelated insiders buying the same stock within a short window - cluster buying - has historically been one of the strongest Form 4 signals.
- Stephen Andrew O'Neill - $248 of OPP.A open-market activity in the last 12 months
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
- Charles A. Davis
- Deep Track Biotechnology Master Fund, Ltd.
- Robert E. Dixon
- Romeo R. Dizon
- Kevin Michael Donahue
- DONEGAL MUTUAL INSURANCE CO
- DORCHESTER MINERALS OPERATING LP
- Robert W. Duggan
Frequently Asked Questions
Who is David Swanson?
David Swanson holds the role of Director at RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP.A). Swanson has reported 2 insider filings with the SEC since 2024. The most recent filing was in June 2026.…
How many SEC Form 4 filings has David Swanson submitted recently?
1 primary Form 4 filing in the last 90 days, covering 1 company.
Has David Swanson been buying or selling stock?
Recorded transactions: 0 open-market purchases and 1 open-market sale ($8K) across all tracked filings.
Where can I see all of David Swanson's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
Learn More
Open the live David Swanson profile on InsiderAlpha for real-time alerts, AI-scored trade ideas, and full transaction history.