PRUDENTIAL FINANCIAL INC (PRU)
Data as of , from SEC Form 4 filings.
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- Ann M. Kappler - OfficerOpen-market sale$957K
- Ann M. Kappler - OfficerOpen-market sale$1.40M
Andrew F. Sullivan - Officer
About PRUDENTIAL FINANCIAL INC (PRU)
Prudential Financial is one of the largest US life insurers, offering annuities, life insurance, and asset management products. The United States and Japan are its two largest markets. Its US business contributed about 50% of adjusted 2025 earnings and includes institutional retirement (mostly pension risk transfer), individual retirement (annuities), group insurance, and individual life insurance. Its international business represented about 39% of adjusted earnings, with a strong market position in Japan, and the firm also has a presence in emerging markets like Brazil. The company's investment management business, PGIM, contributed approximately 11% of its 2025 adjusted earnings. PGIM had around $1.47 trillion in assets under management at the end of the fourth quarter of 2025.
- NEWARK, NJ
- 36,824
- 2001
- XNYS
PRU Form 4 activity by transaction type, last 90 days
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 1 | 7,652 | $957K |
| Grant or award | 25 | 2,410 | |
| Option exercise | 2 | 706 | |
PRU insider transactions (Form 4)
80119 Form 4 filings on record, the earliest from Nov 8, 2024, newest first. Filing history page 3 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Andrew F. Sullivan - Officer | Option exercise | Common Stock | 32,065 footnote F1 | $0.00 | - | |
| Andrew F. Sullivan - Officer | Tax withholding / forfeiture | Common Stock | 14,964 footnote F2 | $102.20 | $1.53M | |
| Andrew F. Sullivan - Officer | Grant or award | 2026 Restricted Stock Units | 32,290 | $0.00 | - | |
| Andrew F. Sullivan - Officer | Grant or award | 2026 Performance Shares | 96,869 | $0.00 | - | |
| Andrew F. Sullivan - Officer | Option exercise | 2023 Performance Shares | 36,313 | $0.00 | - | |
| ||||||
| Timothy L. Schmidt - Officer | Option exercise | Common Stock | 10,176 footnote F1 | $0.00 | - | |
| Timothy L. Schmidt - Officer | Tax withholding / forfeiture | Common Stock | 3,796 footnote F2 | $102.20 | $388K | |
| Timothy L. Schmidt - Officer | Grant or award | 2026 Restricted Stock Units | 4,492 | $0.00 | - | |
| Timothy L. Schmidt - Officer | Grant or award | 2026 Performance Shares | 10,480 | $0.00 | - | |
| Timothy L. Schmidt - Officer | Option exercise | 2023 Performance Shares | 11,524 | $0.00 | - | |
| ||||||
| Charles F. Lowrey - Officer | Option exercise | Common Stock | 83,367 footnote F1 | $0.00 | - | |
| Charles F. Lowrey - Officer | Tax withholding / forfeiture | Common Stock | 44,703 footnote F2 | $102.20 | $4.57M | |
| Charles F. Lowrey - Officer | Grant or award | 2026 Restricted Stock Units | 4,893 | $0.00 | - | |
| Charles F. Lowrey - Officer | Grant or award | 2026 Performance Shares | 14,678 | $0.00 | - | |
| Charles F. Lowrey - Officer | Option exercise | 2023 Performance Shares | 94,413 | $0.00 | - | |
| ||||||
| Ann M. Kappler - Officer | Option exercise | Common Stock | 17,636 footnote F1 | $0.00 | - | |
| Ann M. Kappler - Officer | Tax withholding / forfeiture | Common Stock | 7,277 footnote F2 | $102.20 | $744K | |
| Ann M. Kappler - Officer | Grant or award | 2026 Restricted Stock Units | 8,244 | $0.00 | - | |
| Ann M. Kappler - Officer | Grant or award | 2026 Performance Shares | 24,731 | $0.00 | - | |
| Ann M. Kappler - Officer | Option exercise | 2023 Performance Shares | 19,972 | $0.00 | - | |
| ||||||
| Yanela Frias - Officer | Tax withholding / forfeiture | Common Stock | 1,567 footnote F2 | $102.20 | $160K | |
| Yanela Frias - Officer | Grant or award | 2026 Restricted Stock Units | 16,635 | $0.00 | - | |
| Yanela Frias - Officer | Grant or award | 2026 Performance Shares | 49,903 | $0.00 | - | |
| Yanela Frias - Officer | Option exercise | Common Stock | 4,190 footnote F1 | $0.00 | - | |
| Yanela Frias - Officer | Option exercise | 2023 Performance Shares | 4,745 | $0.00 | - | |
| ||||||
 Caroline Feeney - Officer | Option exercise | Common Stock | 23,728 footnote F1 | $0.00 | - | |
| Caroline Feeney - Officer | Tax withholding / forfeiture | Common Stock | 12,122 footnote F2 | $102.20 | $1.24M | |
| Caroline Feeney - Officer | Grant or award | 2026 Restricted Stock Units | 17,613 | $0.00 | - | |
| Caroline Feeney - Officer | Grant or award | 2026 Performance Shares | 52,838 | $0.00 | - | |
| Caroline Feeney - Officer | Option exercise | 2023 Performance Shares | 26,872 | $0.00 | - | |
| ||||||
| Jacques Chappuis - Officer | Grant or award | 2026 Restricted Stock Units | 18,836 | $0.00 | - | |
| Jacques Chappuis - Officer | Grant or award | 2026 Performance Shares | 56,507 | $0.00 | - | |
| Scott Case - Officer | Grant or award | 2026 Restricted Stock Units | 8,941 | $0.00 | - | |
| Scott Case - Officer | Grant or award | 2026 Performance Shares | 26,823 | $0.00 | - | |
| Robert E. Boyle - Officer | Option exercise | Common Stock | 1,020 footnote F1 | $0.00 | - | |
| Robert E. Boyle - Officer | Tax withholding / forfeiture | Common Stock | 411 footnote F2 | $102.20 | $42K | |
| Robert E. Boyle - Officer | Grant or award | 2026 Restricted Stock Units | 2,111 | $0.00 | - | |
| Robert E. Boyle - Officer | Grant or award | 2026 Performance Shares | 4,925 | $0.00 | - | |
| Robert E. Boyle - Officer | Option exercise | 2023 Performance Shares | 1,155 | $0.00 | - | |
| ||||||
| Jacques Chappuis - Officer | Open-market purchase | Common Stock | 1,000 | $100.97 | $101K | |
| Vicki Walia - Officer | Option exercise | Common Stock | 5,033 footnote F1 | $0.00 | - | |
| Vicki Walia - Officer | Tax withholding / forfeiture | Common Stock | 1,872 footnote F2 | $111.11 | $208K | |
| Vicki Walia - Officer | Option exercise | 1/10/23 Restricted Stock Unit | 5,033 | $0.00 | - | |
| ||||||
| Caroline Feeney - Officer | Option exercise | Common Stock | 60,761 footnote F1 | $0.00 | - | |
| Caroline Feeney - Officer | Tax withholding / forfeiture | Common Stock | 29,859 footnote F2 | $117.74 | $3.52M | |
| Caroline Feeney - Officer | Option exercise | 1/12/21 Restricted Stock Units | 60,761 | $0.00 | - | |
| ||||||
| Timothy L. Schmidt - Officer | Open-market sale | Common Stock | 8,000 | $107.69 | $862K | |
| Charles F. Lowrey - Officer | Open-market sale | Common Stock | 48,164 | $107.39 footnote F1 | $5.17M | |
| ||||||
| Joseph J. Wolk - Director | Grant or award | 9/30/25 Restricted Stock Units | 1,735 | $103.74 | $180K | |
| Martina Hundmejean - Director | Grant or award | Notional Shares - Mandatory | 182 | $106.99 | $19K | |
| Martina Hundmejean - Director | Grant or award | Notional Shares - Optional | 319 | $106.99 | $34K | |
| Martina Hundmejean - Director | Grant or award | 2025 Restricted Stock Units | 21 | $106.99 | $2K | |
| Andrew F. Sullivan - Officer | Grant or award | Deferred Compensation Shares | 118 | $106.99 | $13K | |
 Michael Todman - Director | Grant or award | Notional Shares - Mandatory | 157 | $106.99 | $17K | |
| Michael Todman - Director | Grant or award | Notional Shares - Optional | 131 | $106.99 | $14K | |
| Michael Todman - Director | Grant or award | 2025 Restricted Stock Units | 21 | $106.99 | $2K | |
| Thomas D. Stoddard - Director | Grant or award | 7/8/25 Restricted Stock Units | 21 | $106.99 | $2K | |
| Christine A. Poon - Director | Grant or award | Notional Shares - Mandatory | 163 | $106.99 | $17K | |
| Christine A. Poon - Director | Grant or award | Notional Shares - Optional | 50 | $106.99 | $5K | |
| Christine A. Poon - Director | Grant or award | 2025 Restricted Stock Units | 21 | $106.99 | $2K | |
 Wendy Elizabeth Jones - Director | Grant or award | Notional Shares - Mandatory | 117 | $106.99 | $13K | |
| Wendy Elizabeth Jones - Director | Grant or award | 2025 Restricted Stock Units | 21 | $106.99 | $2K | |
 Sandra Pianalto - Director | Grant or award | Notional Shares - Mandatory | 217 | $106.99 | $23K | |
| Sandra Pianalto - Director | Grant or award | Notional Shares - Optional | 64 | $106.99 | $7K | |
| Sandra Pianalto - Director | Grant or award | 2025 Restricted Stock Units | 21 | $106.99 | $2K | |
| Sibio Carmine Di - Director | Grant or award | Notional Shares - Mandatory | 16 | $106.99 | $2K | |
| Sibio Carmine Di - Director | Grant or award | 2025 Restricted Stock Units | 21 | $106.99 | $2K | |
 Gilbert F. Casellas - Director | Grant or award | Notional Shares - Mandatory | 520 | $106.99 | $56K | |
| Gilbert F. Casellas - Director | Grant or award | 2025 Restricted Stock Units | 21 | $106.99 | $2K | |
| Robert E. Boyle - Officer | Option exercise | Common Stock | 352 | $0.00 | - | |
| Robert E. Boyle - Officer | Tax withholding / forfeiture | Common Stock | 114 | $109.66 | $13K | |
| Robert E. Boyle - Officer | Option exercise | 8/10/2023 Restricted Stock Units | 352 | $0.00 | - | |
| Ann M. Kappler - Officer | Open-market sale | Common Stock | 4,000 | $109.65 | $439K | |
| Thomas D. Stoddard - Director | Grant or award | 7/8/25 Restricted Stock Units | 1,673 | $107.58 | $180K | |
| Andrew F. Sullivan - Officer | Grant or award | Deferred Compensation Shares | 119 | $104.90 | $12K | |
| Sibio Carmine Di - Director | Grant or award | 7/1/24 Restricted Stock Units | 17 | $104.90 | $2K | |
| Sibio Carmine Di - Director | Grant or award | 2025 Restricted Stock Units | 21 | $104.90 | $2K | |
| Michael Todman - Director | Grant or award | Notional Shares - Mandatory | 158 | $104.90 | $17K | |
| Michael Todman - Director | Grant or award | Notional Shares - Optional | 132 | $104.90 | $14K | |
| Michael Todman - Director | Grant or award | 2025 Restricted Stock Units | 21 | $104.90 | $2K | |
See every PRU filing on record
These pages show the latest 90 of 119 Form 4 filings on record. The 7-day demo shows all 119, and sign-up brings you back to this table.
Item 7.01, 9.01
Item 7.01, 9.01
Item 2.02, 7.01, 9.01
Item 7.01, 9.01
Recent PRU Form 144 notices of proposed sale
2An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| KAPPLER ANN M | Officer | 7,652 | $957K | View on EDGAR | |
| - | - | - | - |
Stock trades in PRU disclosed by members of the U.S. House in the last 12 months, newest first. Values are the ranges as filed.
| Member | Type | Traded | Disclosed | Value range | Owner | Days to disclose | Filing |
|---|---|---|---|---|---|---|---|
 Michael A. RulliRepublican, OH-06 | Sale |
PRU insider trading FAQ
What is the latest insider trade for PRU?
PRUDENTIAL FINANCIAL INC (PRU) had 13 insider filings in the last 90 days, with the most recent on 2026-09-14. The full record for PRU runs to 119 Form 4 filings, the earliest from 2024-11-08. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
How many insiders are buying PRU stock?
No insider purchases of PRU were filed in the last 90 days. 3 purchases are on record for this company.
How many insiders are selling PRU stock?
1 insider sale of PRU was filed in the last 90 days, totaling $957K.
Where can I see PRU SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page collects PRU Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
More Financials companies with insider activity
Recent insider filings
10The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
- - Andrew F. Sullivan view on EDGAR
- - Joseph J. Wolk view on EDGAR
- - Michael Todman view on EDGAR
- - Thomas D. Stoddard view on EDGAR
- - Christine A. Poon view on EDGAR
- - Sandra Pianalto view on EDGAR
- - Maryann T. Mannen view on EDGAR
- - Wendy Elizabeth Jones view on EDGAR
- - Martina Hundmejean view on EDGAR
Related companies with recent insider activity
Learn more
- Insider selling: signal or noise?
- Why most insider sales are routine, and the few patterns worth a second look.
- Form 144 vs Form 4
- A Form 144 announces a planned sale; the Form 4 reports it after it happens.
- Insider activity in Financials
- Where PRU's peers are being bought and sold.
- Every recent Form 4
- The market-wide feed, updated as filings arrive from SEC EDGAR.
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