PRUDENTIAL FINANCIAL INC (PRU)
Data as of , from SEC Form 4 filings.
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- Ann M. Kappler - OfficerOpen-market sale$957K
- Ann M. Kappler - OfficerOpen-market sale$1.40M
Andrew F. Sullivan - Officer
About PRUDENTIAL FINANCIAL INC (PRU)
Prudential Financial is one of the largest US life insurers, offering annuities, life insurance, and asset management products. The United States and Japan are its two largest markets. Its US business contributed about 50% of adjusted 2025 earnings and includes institutional retirement (mostly pension risk transfer), individual retirement (annuities), group insurance, and individual life insurance. Its international business represented about 39% of adjusted earnings, with a strong market position in Japan, and the firm also has a presence in emerging markets like Brazil. The company's investment management business, PGIM, contributed approximately 11% of its 2025 adjusted earnings. PGIM had around $1.47 trillion in assets under management at the end of the fourth quarter of 2025.
- NEWARK, NJ
- 36,824
- 2001
- XNYS
PRU Form 4 activity by transaction type, last 90 days
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 1 | 7,652 | $957K |
| Grant or award | 25 | 2,410 | |
| Option exercise | 2 | 706 | |
PRU insider transactions (Form 4)
123119 Form 4 filings on record, the earliest from Nov 8, 2024, newest first. Filing history page 2 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
 Wendy Elizabeth Jones - Director | Grant or award | 2026 Restricted Stock Units | 1,754 | $0.00 | - | |
| Martina Hundmejean - Director | Grant or award | 2026 Restricted Stock Units | 1,754 | $0.00 | - | |
| Sibio Carmine Di - Director | Grant or award | 2026 Restricted Stock Units | 1,754 | $0.00 | - | |
 Gilbert F. Casellas - Director | Option exercise | Common Stock | 1,765 | $0.00 | - | |
| Gilbert F. Casellas - Director | Derivative | Common Stock | 1,765 | $102.58 | $181K | |
| Gilbert F. Casellas - Director | Grant or award | 2026 Restricted Stock Units | 1,754 | $0.00 | - | |
| Gilbert F. Casellas - Director | Option exercise | 2025 Restricted Stock Units | 1,765 | $0.00 | - | |
| Maryann T. Mannen - Director | Grant or award | 2026 Restricted Stock Units | 1,754 | $0.00 | - | |
| Jacques Chappuis - Officer | Option exercise | Common Stock | 6,168 | $0.00 | - | |
| Jacques Chappuis - Officer | Tax withholding / forfeiture | Common Stock | 3,411 | $98.11 | $335K | |
| Jacques Chappuis - Officer | Option exercise | Common Stock | 4,165 | $0.00 | - | |
| Jacques Chappuis - Officer | Tax withholding / forfeiture | Common Stock | 2,304 | $98.11 | $226K | |
| Jacques Chappuis - Officer | Option exercise | 4/24/25 Restricted Stock Units | 6,168 | $0.00 | - | |
| Jacques Chappuis - Officer | Option exercise | 4/24/25 Restricted Stock Units | 4,165 | $0.00 | - | |
| Andrew F. Sullivan - Officer | Grant or award | Deferred Compensation Shares | 145 | $92.34 | $13K | |
| Joseph J. Wolk - Director | Grant or award | 9/30/25 Restricted Stock Units | 26 | $92.34 | $2K | |
 Michael Todman - Director | Grant or award | Notional Shares - Mandatory | 194 | $92.34 | $18K | |
| Michael Todman - Director | Grant or award | Notional Shares - Optional | 162 | $92.34 | $15K | |
| Michael Todman - Director | Grant or award | 2025 Restricted Stock Units | 26 | $92.34 | $2K | |
| Thomas D. Stoddard - Director | Grant or award | 7/8/25 Restricted Stock Units | 25 | $92.34 | $2K | |
| Christine A. Poon - Director | Grant or award | Notional Shares - Mandatory | 201 | $92.34 | $19K | |
| Christine A. Poon - Director | Grant or award | Notional Shares - Optional | 61 | $92.34 | $6K | |
| Christine A. Poon - Director | Grant or award | 2025 Restricted Stock Units | 26 | $92.34 | $2K | |
 Sandra Pianalto - Director | Grant or award | Notional Shares - Mandatory | 267 | $92.34 | $25K | |
| Sandra Pianalto - Director | Grant or award | Notional Shares - Optional | 78 | $92.34 | $7K | |
| Sandra Pianalto - Director | Grant or award | 2025 Restricted Stock Units | 26 | $92.34 | $2K | |
| Wendy Elizabeth Jones - Director | Grant or award | Notional Shares - Mandatory | 144 | $92.34 | $13K | |
| Wendy Elizabeth Jones - Director | Grant or award | 2025 Restricted Stock Units | 26 | $92.34 | $2K | |
| Martina Hundmejean - Director | Grant or award | Notional Shares - Mandatory | 224 | $92.34 | $21K | |
| Martina Hundmejean - Director | Grant or award | Notional Shares - Optional | 392 | $92.34 | $36K | |
| Martina Hundmejean - Director | Grant or award | 2025 Restricted Stock Units | 26 | $92.34 | $2K | |
| Sibio Carmine Di - Director | Grant or award | Notional Shares - Mandatory | 20 | $92.34 | $2K | |
| Sibio Carmine Di - Director | Grant or award | 2025 Restricted Stock Units | 26 | $92.34 | $2K | |
| Gilbert F. Casellas - Director | Grant or award | Notional Shares - Mandatory | 640 | $92.34 | $59K | |
| Gilbert F. Casellas - Director | Grant or award | 2025 Restricted Stock Units | 26 | $92.34 | $2K | |
| Andrew F. Sullivan - Officer | Grant or award | Deferred Compensation Shares | 2,329 | $97.12 | $226K | |
| Vicki Walia - Officer | Option exercise | Common Stock | 665 footnote F1 | $0.00 | - | |
| Vicki Walia - Officer | Tax withholding / forfeiture | Common Stock | 225 footnote F2 | $98.38 | $22K | |
| Vicki Walia - Officer | Option exercise | Common Stock | 1,041 footnote F1 | $0.00 | - | |
| Vicki Walia - Officer | Tax withholding / forfeiture | Common Stock | 361 footnote F2 | $98.38 | $36K | |
| Vicki Walia - Officer | Option exercise | 2023 Restricted Stock Units | 678 | $0.00 | - | |
| Vicki Walia - Officer | Option exercise | 2024 Restricted Stock Units | 665 | $0.00 | - | |
| Vicki Walia - Officer | Option exercise | 2025 Restricted Stock Units | 1,041 | $0.00 | - | |
| Vicki Walia - Officer | Option exercise | Common Stock | 678 footnote F1 | $0.00 | - | |
| Vicki Walia - Officer | Tax withholding / forfeiture | Common Stock | 229 footnote F2 | $98.38 | $23K | |
| ||||||
| George P. Waldeck Jr. - Officer | Option exercise | Common Stock | 1,924 footnote F1 | $0.00 | - | |
| George P. Waldeck Jr. - Officer | Tax withholding / forfeiture | Common Stock | 558 footnote F2 | $98.38 | $55K | |
| George P. Waldeck Jr. - Officer | Tax withholding / forfeiture | Common Stock | 550 footnote F2 | $98.38 | $54K | |
| George P. Waldeck Jr. - Officer | Option exercise | 2023 Restricted Stock Units | 1,768 | $0.00 | - | |
| George P. Waldeck Jr. - Officer | Option exercise | 2024 Restricted Stock Units | 1,924 | $0.00 | - | |
| George P. Waldeck Jr. - Officer | Option exercise | 2025 Restricted Stock Units | 1,896 | $0.00 | - | |
| George P. Waldeck Jr. - Officer | Option exercise | Common Stock | 1,896 | $0.00 | - | |
| George P. Waldeck Jr. - Officer | Option exercise | Common Stock | 1,768 footnote F1 | $0.00 | - | |
| George P. Waldeck Jr. - Officer | Tax withholding / forfeiture | Common Stock | 544 footnote F2 | $98.38 | $54K | |
| ||||||
| Andrew F. Sullivan - Officer | Option exercise | Common Stock | 4,035 | $0.00 | - | |
| Andrew F. Sullivan - Officer | Tax withholding / forfeiture | Common Stock | 1,954 | $98.38 | $192K | |
| Andrew F. Sullivan - Officer | Option exercise | Common Stock | 3,959 | $0.00 | - | |
| Andrew F. Sullivan - Officer | Tax withholding / forfeiture | Common Stock | 1,916 | $98.38 | $188K | |
| Andrew F. Sullivan - Officer | Option exercise | Common Stock | 3,717 | $0.00 | - | |
| Andrew F. Sullivan - Officer | Tax withholding / forfeiture | Common Stock | 1,798 | $98.38 | $177K | |
| Andrew F. Sullivan - Officer | Option exercise | 2023 Restricted Stock Units | 4,035 | $0.00 | - | |
| Andrew F. Sullivan - Officer | Option exercise | 2024 Restricted Stock Units | 3,959 | $0.00 | - | |
| Andrew F. Sullivan - Officer | Option exercise | 2025 Restricted Stock Units | 3,717 | $0.00 | - | |
| Timothy L. Schmidt - Officer | Tax withholding / forfeiture | Common Stock | 773 footnote F2 | $98.38 | $76K | |
| Timothy L. Schmidt - Officer | Option exercise | Common Stock | 1,516 footnote F1 | $0.00 | - | |
| Timothy L. Schmidt - Officer | Tax withholding / forfeiture | Common Stock | 724 footnote F2 | $98.38 | $71K | |
| Timothy L. Schmidt - Officer | Option exercise | 2023 Restricted Stock Units | 1,647 | $0.00 | - | |
| Timothy L. Schmidt - Officer | Option exercise | 2024 Restricted Stock Units | 1,616 | $0.00 | - | |
| Timothy L. Schmidt - Officer | Option exercise | 2025 Restricted Stock Units | 1,516 | $0.00 | - | |
| Timothy L. Schmidt - Officer | Option exercise | Common Stock | 1,647 footnote F1 | $0.00 | - | |
| Timothy L. Schmidt - Officer | Tax withholding / forfeiture | Common Stock | 788 footnote F2 | $98.38 | $78K | |
| Timothy L. Schmidt - Officer | Option exercise | Common Stock | 1,616 footnote F1 | $0.00 | - | |
| ||||||
| Charles F. Lowrey - Officer | Option exercise | Common Stock | 10,408 footnote F1 | $0.00 | - | |
| Charles F. Lowrey - Officer | Tax withholding / forfeiture | Common Stock | 5,512 footnote F2 | $98.38 | $542K | |
| Charles F. Lowrey - Officer | Option exercise | 2023 Restricted Stock Units | 10,491 | $0.00 | - | |
| Charles F. Lowrey - Officer | Option exercise | 2024 Restricted Stock Units | 11,086 | $0.00 | - | |
| Charles F. Lowrey - Officer | Option exercise | 2025 Restricted Stock Units | 10,408 | $0.00 | - | |
| Charles F. Lowrey - Officer | Option exercise | Common Stock | 10,491 footnote F1 | $0.00 | - | |
| Charles F. Lowrey - Officer | Tax withholding / forfeiture | Common Stock | 5,555 footnote F2 | $98.38 | $547K | |
| Charles F. Lowrey - Officer | Option exercise | Common Stock | 11,086 footnote F1 | $0.00 | - | |
| Charles F. Lowrey - Officer | Tax withholding / forfeiture | Common Stock | 5,871 footnote F2 | $98.38 | $578K | |
| ||||||
| Ann M. Kappler - Officer | Option exercise | Common Stock | 2,502 | $0.00 | - | |
| Ann M. Kappler - Officer | Tax withholding / forfeiture | Common Stock | 1,165 | $98.38 | $115K | |
| Ann M. Kappler - Officer | Option exercise | Common Stock | 2,349 | $0.00 | - | |
| Ann M. Kappler - Officer | Tax withholding / forfeiture | Common Stock | 1,098 | $98.38 | $108K | |
| Ann M. Kappler - Officer | Option exercise | 2023 Restricted Stock Units | 2,220 | $0.00 | - | |
| Ann M. Kappler - Officer | Option exercise | 2024 Restricted Stock Units | 2,502 | $0.00 | - | |
| Ann M. Kappler - Officer | Option exercise | 2025 Restricted Stock Units | 2,349 | $0.00 | - | |
| Ann M. Kappler - Officer | Option exercise | Common Stock | 2,220 | $0.00 | - | |
| Ann M. Kappler - Officer | Tax withholding / forfeiture | Common Stock | 1,034 | $98.38 | $102K | |
| Yanela Frias - Officer | Option exercise | 2023 Restricted Stock Units | 678 | $0.00 | - | |
| Yanela Frias - Officer | Option exercise | 2024 Restricted Stock Units | 950 | $0.00 | - | |
| Yanela Frias - Officer | Option exercise | 2025 Restricted Stock Units | 2,379 | $0.00 | - | |
| Yanela Frias - Officer | Option exercise | Common Stock | 678 | $0.00 | - | |
| Yanela Frias - Officer | Tax withholding / forfeiture | Common Stock | 230 | $98.38 | $23K | |
| Yanela Frias - Officer | Option exercise | Common Stock | 950 | $0.00 | - | |
| Yanela Frias - Officer | Tax withholding / forfeiture | Common Stock | 328 | $98.38 | $32K | |
| Yanela Frias - Officer | Option exercise | Common Stock | 2,379 | $0.00 | - | |
| Yanela Frias - Officer | Tax withholding / forfeiture | Common Stock | 844 | $98.38 | $83K | |
| Scott Case - Officer | Option exercise | Common Stock | 2,717 | $0.00 | - | |
| Scott Case - Officer | Tax withholding / forfeiture | Common Stock | 951 | $98.38 | $94K | |
| Scott Case - Officer | Option exercise | 2025 Restricted Stock Units | 2,717 | $0.00 | - | |
| Robert E. Boyle - Officer | Option exercise | Common Stock | 899 | $0.00 | - | |
| Robert E. Boyle - Officer | Tax withholding / forfeiture | Common Stock | 289 | $98.38 | $28K | |
| Robert E. Boyle - Officer | Option exercise | Common Stock | 832 | $0.00 | - | |
| Robert E. Boyle - Officer | Tax withholding / forfeiture | Common Stock | 267 | $98.38 | $26K | |
| Robert E. Boyle - Officer | Option exercise | Common Stock | 780 | $0.00 | - | |
| Robert E. Boyle - Officer | Tax withholding / forfeiture | Common Stock | 249 | $98.38 | $24K | |
| Robert E. Boyle - Officer | Option exercise | 2025 Restricted Stock Units | 780 | $0.00 | - | |
| Robert E. Boyle - Officer | Option exercise | 2023 Restricted Stock Units | 899 | $0.00 | - | |
| Robert E. Boyle - Officer | Option exercise | 2024 Restricted Stock Units | 832 | $0.00 | - | |
| Thomas D. Stoddard - Director | Open-market purchase | Common Stock | 250 | $102.97 | $26K | |
| Joseph J. Wolk - Director | Open-market purchase | Common Stock | 400 | $105.32 | $42K | |
| Vicki Walia - Officer | Option exercise | Common Stock | 770 footnote F1 | $0.00 | - | |
| Vicki Walia - Officer | Tax withholding / forfeiture | Common Stock | 263 footnote F2 | $102.20 | $27K | |
| Vicki Walia - Officer | Grant or award | 2026 Restricted Stock Units | 8,684 | $0.00 | - | |
| Vicki Walia - Officer | Grant or award | 2026 Performance Shares | 26,052 | $0.00 | - | |
| Vicki Walia - Officer | Option exercise | 2023 Performance Shares | 872 | $0.00 | - | |
| ||||||
| George P. Waldeck Jr. - Officer | Option exercise | Common Stock | 10,924 footnote F1 | $0.00 | - | |
| George P. Waldeck Jr. - Officer | Tax withholding / forfeiture | Common Stock | 3,939 footnote F2 | $102.20 | $403K | |
| George P. Waldeck Jr. - Officer | Grant or award | 2026 Restricted Stock Units | 6,605 | $0.00 | - | |
| George P. Waldeck Jr. - Officer | Grant or award | 2026 Performance Shares | 15,411 | $0.00 | - | |
| George P. Waldeck Jr. - Officer | Option exercise | 2023 Performance Shares | 12,371 | $0.00 | - | |
| ||||||
Item 7.01, 9.01
Item 7.01, 9.01
Item 2.02, 7.01, 9.01
Item 7.01, 9.01
Recent PRU Form 144 notices of proposed sale
2An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| KAPPLER ANN M | Officer | 7,652 | $957K | View on EDGAR | |
| - | - | - | - |
Stock trades in PRU disclosed by members of the U.S. House in the last 12 months, newest first. Values are the ranges as filed.
| Member | Type | Traded | Disclosed | Value range | Owner | Days to disclose | Filing |
|---|---|---|---|---|---|---|---|
 Michael A. RulliRepublican, OH-06 | Sale |
PRU insider trading FAQ
What is the latest insider trade for PRU?
PRUDENTIAL FINANCIAL INC (PRU) had 13 insider filings in the last 90 days, with the most recent on 2026-09-14. The full record for PRU runs to 119 Form 4 filings, the earliest from 2024-11-08. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
How many insiders are buying PRU stock?
No insider purchases of PRU were filed in the last 90 days. 3 purchases are on record for this company.
How many insiders are selling PRU stock?
1 insider sale of PRU was filed in the last 90 days, totaling $957K.
Where can I see PRU SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page collects PRU Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
More Financials companies with insider activity
Recent insider filings
10The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
- - Andrew F. Sullivan view on EDGAR
- - Joseph J. Wolk view on EDGAR
- - Michael Todman view on EDGAR
- - Thomas D. Stoddard view on EDGAR
- - Christine A. Poon view on EDGAR
- - Sandra Pianalto view on EDGAR
- - Maryann T. Mannen view on EDGAR
- - Wendy Elizabeth Jones view on EDGAR
- - Martina Hundmejean view on EDGAR
Related companies with recent insider activity
Learn more
- Insider selling: signal or noise?
- Why most insider sales are routine, and the few patterns worth a second look.
- Form 144 vs Form 4
- A Form 144 announces a planned sale; the Form 4 reports it after it happens.
- Insider activity in Financials
- Where PRU's peers are being bought and sold.
- Every recent Form 4
- The market-wide feed, updated as filings arrive from SEC EDGAR.
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