Updated Jul 16, 2026 · Last SEC filing 2026-05-21
Penumbra Inc (PEN) has filed 1 SEC Form 4 insider transactions in the last 90 days, with the most recent on 2026-05-21. 3 Form 8-K material event filings were reported by PEN in the last 90 days. InsiderAlpha tracks every PEN SEC filing — Form 4, Form 144, and 8-K — in real time, including Rule 10b5-1 plan detection.
| SIC classification | Surgical & Medical Instruments & Apparatus (SIC 3841) |
|---|---|
| SEC CIK | 0001321732 |
| Form 4 filings (90d) | 1 |
|---|---|
| Form 8-K filings (90d) | 3 |
| Latest Form 4 filing | 2026-05-21 |
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Elsesser Adam | CEO | G — Bona-fide gift | 77.0K | $0.00 | — | SEC | |
| Grewal Harpreet | Director | S — Open-market sale [10b5-1] | 100 | $328.22 | $33K | SEC | |
| Yuen Maggie | Chief Financial Officer | F — Tax withholding / forfeiture | 186 | $336.18 | $63K | SEC | |
| Narayan Shruthi | President | F — Tax withholding / forfeiture | 117 | $336.18 | $39K | SEC | |
| Shiu Lambert | Chief Accounting Officer | F — Tax withholding / forfeiture | 150 | $336.18 | $50K | SEC | |
| Roberts Johanna | EVP, Gen. Counsel & Secretary | F — Tax withholding / forfeiture | 186 | $336.18 | $63K | SEC | |
| Yuen Maggie | Chief Financial Officer | S — Open-market sale [10b5-1] | 2.4K | $342.30 | $832K | SEC | |
| Roberts Johanna | EVP, Gen. Counsel & Secretary | A — Grant or award | 2.6K | $0.00 | — | SEC | |
| Yuen Maggie | Chief Financial Officer | A — Grant or award | 2.6K | $0.00 | — | SEC | |
| Narayan Shruthi | President | A — Grant or award | 2.6K | $0.00 | — | SEC | |
| Shiu Lambert | Chief Accounting Officer | A — Grant or award | 2.3K | $0.00 | — | SEC | |
| Yuen Maggie | Chief Financial Officer | F — Tax withholding / forfeiture | 481 | $339.30 | $163K | SEC | |
| Roberts Johanna | EVP, Gen. Counsel & Secretary | F — Tax withholding / forfeiture | 482 | $339.30 | $164K | SEC | |
| Shiu Lambert | Chief Accounting Officer | F — Tax withholding / forfeiture | 412 | $339.30 | $140K | SEC | |
| Narayan Shruthi | President | F — Tax withholding / forfeiture | 705 | $339.30 | $239K | SEC |
All transactions sourced from SEC EDGAR Form 4 filings for Penumbra Inc (PEN). Updated in real time as new filings are submitted to the SEC.
| Insider | Form 4 filings | Total transaction value |
|---|---|---|
| Elsesser Adam | 1 | — |
SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in PEN insider filings:
| P | Open-market purchase by the insider |
|---|---|
| S | Open-market sale by the insider |
| A | Grant, award, or other acquisition from the issuer |
| M | Exercise or conversion of derivative security (e.g. options) |
| F | Payment of exercise price or tax liability via share withholding |
| G | Bona-fide gift of securities |
| D | Disposition to the issuer (e.g. share buyback participation) |
| J | Other acquisition or disposition |
| X | Exercise of in-the-money or at-the-money derivative security |
| C | Conversion of derivative security |
| V | Transaction voluntarily reported earlier than required |
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