CADIZ INC (CDZI)

Data as of Oct 5, 2026, from SEC Form 4 filings.

No open-market insider trades (90d)Watch CDZI

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Latest CDZI insider trades

Cathryn Rivera - Officer
Open-market sale$11K
May 20, 2026
David Mark O'Hara - Director
Open-market purchase$508K
May 26, 2026
Heerema International Group Services SA

About CADIZ INC (CDZI)

The SEC lists CADIZ INC under CIK 0000727273, in water supply. It is grouped with Utilities companies on this site.

Sector: Utilities

SEC filings for CDZI on EDGAR

CDZI Form 4 activity by transaction type, last 90 days

Form 4 transaction type	Transactions	Shares	Total value
Grant or award	5	1,611,146

Dollar totals cover purchases and sales only (codes P and S). Grants, option exercises, gifts and tax withholding are counted in shares, because none of them is a trade at a market price.

CDZI insider transactions (Form 4)

31 Form 4 filings on record, the earliest from Oct 2, 2024, newest first. Filing history page 1 of 2.

Date	Insider	Transaction	Security	Shares	Price	Value
Oct 1, 2026	David Mark O'Hara - Director	Grant or award	Common STock	4,954^{footnote F1}	$3.79	$19K
Footnote F1 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning October 1, 2026.
Oct 1, 2026	Maria S. Dreyfus - Director	Grant or award	Common STock	4,954^{footnote F1}	$3.79	$19K
Footnote F1 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning July 1, 2026.
Oct 1, 2026	Barbara A. Lloyd - Director	Grant or award	Common STock	1,238^{footnote F1}	$3.79	$5K
Footnote F1 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning October 1, 2026.
Sep 9, 2026	Jacinto J. Hernandez - Officer	Grant or award	Common Stock	800,000^{footnote F1}	$0.00	-
Sep 9, 2026	Jacinto J. Hernandez - Officer	Grant or award	Performance Rights	800,000	$0.00	-
Footnote F1 (shares): Represents shares of Cadiz Inc. (the "Company") common stock underlying a like number of restricted stock units ("RSUs") granted to the Reporting Person on September 9, 2026 ("Grant Date"). These RSUs shall vest ratably (a) 200,000 on the Grant Date and (b) in twelve equal… Full note on SEC EDGAR
Jun 30, 2026	Barbara A. Lloyd - Director	Grant or award	Common Stock	6,103^{footnote F1}	$4.10	$25K
Jul 1, 2026	Barbara A. Lloyd - Director	Grant or award	Common Stock	1,116^{footnote F2}	$4.20	$5K
Footnote F1 (shares): Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan, as amended, for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027. Footnote F2 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning July 1, 2026.
Jun 30, 2026	David Mark O'Hara - Director	Grant or award	Common Stock	3,052^{footnote F1}	$4.10	$13K
Jul 1, 2026	David Mark O'Hara - Director	Grant or award	Common Stock	4,464^{footnote F2}	$4.20	$19K
Footnote F1 (shares): Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 5-month period ended June 30, 2026, which shares will vest on January 31, 2027. Footnote F2 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning July 1, 2026.
Jun 30, 2026	Maria S. Dreyfus - Director	Grant or award	Common Stock	6,103^{footnote F1}	$4.10	$25K
Jul 1, 2026	Maria S. Dreyfus - Director	Grant or award	Common Stock	4,464^{footnote F2}	$4.20	$19K
Footnote F1 (shares): Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027. Footnote F2 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning July 1, 2026.
Jun 30, 2026	Richard Garcia Polanco - Director	Grant or award	Common Stock	6,103^{footnote F1}	$4.10	$25K
Footnote F1 (shares): Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027.
Jun 30, 2026	Kenneth T. Lombard - Director	Grant or award	Common Stock	6,103^{footnote F1}	$4.10	$25K
Footnote F1 (shares): Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027.
Jun 30, 2026	Maria Echaveste - Director	Grant or award	Common Stock	6,103^{footnote F1}	$4.10	$25K
Footnote F1 (shares): Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027.
Jun 30, 2026	Stephen E. Courter - Director	Grant or award	Common Stock	6,103^{footnote F1}	$4.10	$25K
Footnote F1 (shares): Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027.
Jun 30, 2026	Winston H. Hickox - Director	Grant or award	Common Stock	6,103^{footnote F1}	$4.10	$25K
Footnote F1 (shares): Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027.
May 20, 2026	Cathryn Rivera - Officer	Open-market sale	Common Stock	2,500	$4.33	$11K
May 26, 2026	David Mark O'Hara - Director	Open-market purchase	Common Stock	110,865^{footnote F1}	$4.58	$508K
Footnote F1 (shares): This transaction was executed in multiple trades at prices ranging from $4.50 to $4.61. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the… Full note on SEC EDGAR
Apr 8, 2026	Cathryn Rivera - Officer	Grant or award	Common Stock	10,000^{footnote F1}	$0.00	-
Footnote F1 (shares): Shares issued under the 2019 Equity Incentive Plan to the Reporting Person as a performance bonus.
Apr 8, 2026	Stanley E. Speer - Officer	Grant or award	Common Stock	25,075^{footnote F1}	$0.00	-
Oct 31, 2025	Stanley E. Speer - Officer	Option exercise	Common Stock	13,425^{footnote F2}	$0.00	-
Oct 31, 2025	Stanley E. Speer - Officer	Option exercise	Restricted Stock Units	25,000	-^{footnote F5,F6}	-
Footnote F1 (shares): Shares issued under the 2019 Equity Incentive Plan to the Reporting Person as a performance bonus after giving effect to tax withholding as permitted under the approved terms applicable to the award. Footnote F2 (shares): Represents the vesting of 25,000 previously reported restricted stock units ("RSUs") upon completion of the California Environmental Quality Act ("CEQA") review for the construction and conveyance of water through the Northern Pipeline, and the concurrent issuance of a net of… Full note on SEC EDGAR Footnote F5 (price): These previously reported RSUs will vest as a performance goal-based milestone award once the following events have occurred: (a) 85,000 RSUs upon the closing of project financing necessary for the construction of the Northern Pipeline; (b) 25,000 RSUs upon the issuance of a… Full note on SEC EDGAR Footnote F6 (price): Footnote 5 continued: (e) 25,000 RSUs upon the execution by public water systems of binding agreements for the storage of not less than 25,000 acre-feet of imported water at the Cadiz Property; (f) 25,000 RSUs upon the completion of the CEQA/National Environmental Policy Act… Full note on SEC EDGAR
Apr 8, 2026	Susan P. Kennedy - Officer	Grant or award	Common Stock	125,000^{footnote F1}	$0.00	-
Oct 31, 2025	Susan P. Kennedy - Officer	Option exercise	Common Stock	50,000^{footnote F3}	$0.00	-
Apr 8, 2026	Susan P. Kennedy - Officer	Derivative	Restricted Stock Units	150,500^{footnote F5}	-^{footnote F6,F7}	-
Oct 31, 2025	Susan P. Kennedy - Officer	Option exercise	Restricted Stock Units	50,000^{footnote F3}	-^{footnote F6,F7}	-
Footnote F1 (shares): Shares issued under the 2019 Equity Incentive Plan to the Reporting Person as a performance bonus. Footnote F3 (shares): Represents the vesting of 50,000 previously reported RSUs upon completion of the California Environmental Quality Act ("CEQA") review for the construction and conveyance of water through the Northern Pipeline. Footnote F5 (shares): The Reporting Person and Issuer mutually agreed to cancel these 150,500 restricted stock units so that the shares can be utilized for future grants to other key employees under the Cadiz Inc. 2019 Equity Incentive Plan, as amended. The Reporting Person received no consideration… Full note on SEC EDGAR Footnote F6 (price): These previously reported RSUs will vest as a performance goal-based milestone award once the following events have occurred: (a) 100,000 RSUs upon the closing of project financing necessary for the construction of the Northern Pipeline; (b) 75,000 RSUs upon the issuance of a… Full note on SEC EDGAR Footnote F7 (price): Footnote 6 cont'd: (e) 64,500 RSUs upon the execution by public water systems of binding agreements for the storage of not less than 25,000 acre-feet of imported water at the Cadiz Property; and (f) 50,000 RSUs upon the completion of the CEQA/National Environmental Policy Act… Full note on SEC EDGAR
Apr 1, 2026	Barbara A. Lloyd - Director	Grant or award	Common Stock	927^{footnote F1}	$5.06	$5K
Footnote F1 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning April 1, 2026.
Apr 1, 2026	Maria S. Dreyfus - Director	Grant or award	Common Stock	3,709^{footnote F1}	$5.06	$19K
Footnote F1 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning April 1, 2026.
Apr 1, 2026	David Mark O'Hara - Director	Grant or award	Common Stock	3,267^{footnote F1}	$5.74	$19K
Apr 1, 2026	David Mark O'Hara - Director	Grant or award	Common Stock	3,709^{footnote F2}	$5.06	$19K
Footnote F1 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 2-month period beginning February 3, 2026. Footnote F2 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning April 1, 2026.
Oct 6, 2025	Stanley E. Speer - Officer	Grant or award	Common Stock	141,600^{footnote F1}	$0.00	-
Oct 6, 2025	Stanley E. Speer - Officer	Grant or award	Restricted Stock Units	285,000	$0.00	-
Footnote F1 (shares): Represents shares of Cadiz Inc. (the "Company") common stock underlying a like number of restricted stock units ("RSUs") granted to the Reporting Person on October 6, 2025. These restricted stock units shall vest ratably (a) 50,000 on December 31, 2025 and (b) in eight equal… Full note on SEC EDGAR
Oct 1, 2025	Maria S. Dreyfus - Director	Grant or award	Common Stock	4,223^{footnote F1}	$4.44	$19K
Footnote F1 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning October 1, 2025.
Oct 1, 2025	Barbara A. Lloyd - Director	Grant or award	Common Stock	1,056^{footnote F1}	$4.44	$5K
Footnote F1 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning October 1, 2025.
Jun 30, 2025	Winston H. Hickox - Director	Grant or award	Common Stock	8,212	$3.04	$25K
Jun 30, 2025	Stephen E. Courter - Director	Grant or award	Common Stock	8,212	$3.04	$25K
Jun 30, 2025	Maria S. Dreyfus - Director	Grant or award	Common Stock	8,212	$3.04	$25K
Jul 1, 2025	Maria S. Dreyfus - Director	Grant or award	Common Stock	6,209	$3.02	$19K
Jun 30, 2025	Barbara A. Lloyd - Director	Grant or award	Common Stock	8,212	$3.04	$25K
Jul 1, 2025	Barbara A. Lloyd - Director	Grant or award	Common Stock	1,552	$3.02	$5K
Nov 5, 2024	Heerema International Group Services SA - 10% Owner	Open-market purchase	Common Stock	2,070,000	$3.34	$6.91M
Sep 16, 2024	Cathryn Rivera - Officer	Grant or award	Common Stock	137,500	$0.00	-
Sep 16, 2024	Cathryn Rivera - Officer	Grant or award	Restricted Stock Units	137,500	$0.00	-
Oct 1, 2024	Barbara A. Lloyd - Director	Grant or award	Common Stock	1,589	$2.95	$5K

Recent CDZI Form 8-K filings

Read CDZI company news

Jul 28, 2026Item 1.01, 9.01

Read the filing on SEC EDGAR

Jul 27, 2026Item 5.02, 7.01, 9.01

Read the filing on SEC EDGAR

Jul 15, 2026Item 8.01

Read the filing on SEC EDGAR

Jun 23, 2026Item 5.03, 5.07, 9.01

CDZI insider trading FAQ

What is the latest insider trade for CDZI?

CADIZ INC (CDZI) had 4 insider filings in the last 90 days, with the most recent on 2026-10-05. The full record for CDZI runs to 31 Form 4 filings, the earliest from 2024-10-02. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.

How many insiders are buying CDZI stock?

No insider purchases of CDZI were filed in the last 90 days. 2 purchases are on record for this company.

How many insiders are selling CDZI stock?

No insider sales of CDZI were filed in the last 90 days. 1 sale is on record for this company.

Where can I see CDZI SEC filings (Form 4, 10-K, 10-Q, 8-K)?

This page collects CDZI Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.

More Utilities companies with insider activity

Recent insider filings

The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.

Oct 5, 2026 - David Mark O'Hara view on EDGAR
Oct 5, 2026 - Maria S. Dreyfus view on EDGAR
Oct 5, 2026 - Barbara A. Lloyd view on EDGAR
Sep 11, 2026 - Jacinto J. Hernandez view on EDGAR
Jul 2, 2026 - Barbara A. Lloyd view on EDGAR
Jul 2, 2026 - David Mark O'Hara view on EDGAR
Jul 2, 2026 - Maria S. Dreyfus view on EDGAR
Jul 2, 2026 - Richard Garcia Polanco view on EDGAR
Jul 2, 2026 - Kenneth T. Lombard view on EDGAR

Related companies with recent insider activity

Learn more

What the Form 4 transaction codes mean: Grants, option exercises, gifts and tax withholding are not trades on the market. The codes say which is which.
Insider activity in Utilities: Where CDZI's peers are being bought and sold.
Every recent Form 4: The market-wide feed, updated as filings arrive from SEC EDGAR.

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Form 4 transaction type

Transactions

Total value

Grant or award

1,611,146

Date

Insider

Transaction

Security

Price

Value

Oct 1, 2026

David Mark O'Hara - Director

Grant or award

Common STock

4,954^{footnote F1}

$3.79

$19K

Footnote F1 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning October 1, 2026.

Oct 1, 2026

Maria S. Dreyfus - Director

Grant or award

Common STock

4,954^{footnote F1}

$3.79

$19K

Footnote F1 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning July 1, 2026.

Oct 1, 2026

Barbara A. Lloyd - Director

Grant or award

Common STock

1,238^{footnote F1}

$3.79

$5K

Footnote F1 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning October 1, 2026.

Sep 9, 2026

Jacinto J. Hernandez - Officer

Grant or award

Common Stock

800,000^{footnote F1}

$0.00

Sep 9, 2026

Jacinto J. Hernandez - Officer

Grant or award

Performance Rights

800,000

$0.00

Footnote F1 (shares): Represents shares of Cadiz Inc. (the "Company") common stock underlying a like number of restricted stock units ("RSUs") granted to the Reporting Person on September 9, 2026 ("Grant Date"). These RSUs shall vest ratably (a) 200,000 on the Grant Date and (b) in twelve equal… Full note on SEC EDGAR

Jun 30, 2026

Barbara A. Lloyd - Director

Grant or award

Common Stock

6,103^{footnote F1}

$4.10

$25K

Jul 1, 2026

Barbara A. Lloyd - Director

Grant or award

Common Stock

1,116^{footnote F2}

$4.20

$5K

Footnote F1 (shares): Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan, as amended, for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027.
Footnote F2 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning July 1, 2026.

Jun 30, 2026

David Mark O'Hara - Director

Grant or award

Common Stock

3,052^{footnote F1}

$4.10

$13K

Jul 1, 2026

David Mark O'Hara - Director

Grant or award

Common Stock

4,464^{footnote F2}

$4.20

$19K

Footnote F1 (shares): Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 5-month period ended June 30, 2026, which shares will vest on January 31, 2027.
Footnote F2 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning July 1, 2026.

Jun 30, 2026

Maria S. Dreyfus - Director

Grant or award

Common Stock

6,103^{footnote F1}

$4.10

$25K

Jul 1, 2026

Maria S. Dreyfus - Director

Grant or award

Common Stock

4,464^{footnote F2}

$4.20

$19K

Footnote F1 (shares): Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027.
Footnote F2 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning July 1, 2026.

Jun 30, 2026

Richard Garcia Polanco - Director

Grant or award

Common Stock

6,103^{footnote F1}

$4.10

$25K

Footnote F1 (shares): Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027.

Jun 30, 2026

Kenneth T. Lombard - Director

Grant or award

Common Stock

6,103^{footnote F1}

$4.10

$25K

Footnote F1 (shares): Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027.

Jun 30, 2026

Maria Echaveste - Director

Grant or award

Common Stock

6,103^{footnote F1}

$4.10

$25K

Footnote F1 (shares): Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027.

Jun 30, 2026

Stephen E. Courter - Director

Grant or award

Common Stock

6,103^{footnote F1}

$4.10

$25K

Footnote F1 (shares): Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027.

Jun 30, 2026

Winston H. Hickox - Director

Grant or award

Common Stock

6,103^{footnote F1}

$4.10

$25K

Footnote F1 (shares): Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027.

May 20, 2026

Cathryn Rivera - Officer

Open-market sale

Common Stock

2,500

$4.33

$11K

May 26, 2026

David Mark O'Hara - Director

Open-market purchase

Common Stock

110,865^{footnote F1}

$4.58

$508K

Footnote F1 (shares): This transaction was executed in multiple trades at prices ranging from $4.50 to $4.61. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the… Full note on SEC EDGAR

Apr 8, 2026

Cathryn Rivera - Officer

Grant or award

Common Stock

10,000^{footnote F1}

$0.00

Footnote F1 (shares): Shares issued under the 2019 Equity Incentive Plan to the Reporting Person as a performance bonus.

Apr 8, 2026

Stanley E. Speer - Officer

Grant or award

Common Stock

25,075^{footnote F1}

$0.00

Oct 31, 2025

Stanley E. Speer - Officer

Option exercise

Common Stock

13,425^{footnote F2}

$0.00

Oct 31, 2025

Stanley E. Speer - Officer

Option exercise

Restricted Stock Units

25,000

-^{footnote F5,F6}

Footnote F1 (shares): Shares issued under the 2019 Equity Incentive Plan to the Reporting Person as a performance bonus after giving effect to tax withholding as permitted under the approved terms applicable to the award.
Footnote F2 (shares): Represents the vesting of 25,000 previously reported restricted stock units ("RSUs") upon completion of the California Environmental Quality Act ("CEQA") review for the construction and conveyance of water through the Northern Pipeline, and the concurrent issuance of a net of… Full note on SEC EDGAR
Footnote F5 (price): These previously reported RSUs will vest as a performance goal-based milestone award once the following events have occurred: (a) 85,000 RSUs upon the closing of project financing necessary for the construction of the Northern Pipeline; (b) 25,000 RSUs upon the issuance of a… Full note on SEC EDGAR
Footnote F6 (price): Footnote 5 continued: (e) 25,000 RSUs upon the execution by public water systems of binding agreements for the storage of not less than 25,000 acre-feet of imported water at the Cadiz Property; (f) 25,000 RSUs upon the completion of the CEQA/National Environmental Policy Act… Full note on SEC EDGAR

Apr 8, 2026

Susan P. Kennedy - Officer

Grant or award

Common Stock

125,000^{footnote F1}

$0.00

Oct 31, 2025

Susan P. Kennedy - Officer

Option exercise

Common Stock

50,000^{footnote F3}

$0.00

Apr 8, 2026

Susan P. Kennedy - Officer

Derivative

Restricted Stock Units

150,500^{footnote F5}

-^{footnote F6,F7}

Oct 31, 2025

Susan P. Kennedy - Officer

Option exercise

Restricted Stock Units

50,000^{footnote F3}

-^{footnote F6,F7}

Footnote F1 (shares): Shares issued under the 2019 Equity Incentive Plan to the Reporting Person as a performance bonus.
Footnote F3 (shares): Represents the vesting of 50,000 previously reported RSUs upon completion of the California Environmental Quality Act ("CEQA") review for the construction and conveyance of water through the Northern Pipeline.
Footnote F5 (shares): The Reporting Person and Issuer mutually agreed to cancel these 150,500 restricted stock units so that the shares can be utilized for future grants to other key employees under the Cadiz Inc. 2019 Equity Incentive Plan, as amended. The Reporting Person received no consideration… Full note on SEC EDGAR
Footnote F6 (price): These previously reported RSUs will vest as a performance goal-based milestone award once the following events have occurred: (a) 100,000 RSUs upon the closing of project financing necessary for the construction of the Northern Pipeline; (b) 75,000 RSUs upon the issuance of a… Full note on SEC EDGAR
Footnote F7 (price): Footnote 6 cont'd: (e) 64,500 RSUs upon the execution by public water systems of binding agreements for the storage of not less than 25,000 acre-feet of imported water at the Cadiz Property; and (f) 50,000 RSUs upon the completion of the CEQA/National Environmental Policy Act… Full note on SEC EDGAR

Apr 1, 2026

Barbara A. Lloyd - Director

Grant or award

Common Stock

927^{footnote F1}

$5.06

$5K

Footnote F1 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning April 1, 2026.

Apr 1, 2026

Maria S. Dreyfus - Director

Grant or award

Common Stock

3,709^{footnote F1}

$5.06

$19K

Footnote F1 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning April 1, 2026.

Apr 1, 2026

David Mark O'Hara - Director

Grant or award

Common Stock

3,267^{footnote F1}

$5.74

$19K

Apr 1, 2026

David Mark O'Hara - Director

Grant or award

Common Stock

3,709^{footnote F2}

$5.06

$19K

Footnote F1 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 2-month period beginning February 3, 2026.
Footnote F2 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning April 1, 2026.

Oct 6, 2025

Stanley E. Speer - Officer

Grant or award

Common Stock

141,600^{footnote F1}

$0.00

Oct 6, 2025

Stanley E. Speer - Officer

Grant or award

Restricted Stock Units

285,000

$0.00

Footnote F1 (shares): Represents shares of Cadiz Inc. (the "Company") common stock underlying a like number of restricted stock units ("RSUs") granted to the Reporting Person on October 6, 2025. These restricted stock units shall vest ratably (a) 50,000 on December 31, 2025 and (b) in eight equal… Full note on SEC EDGAR

Oct 1, 2025

Maria S. Dreyfus - Director

Grant or award

Common Stock

4,223^{footnote F1}

$4.44

$19K

Footnote F1 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning October 1, 2025.

Oct 1, 2025

Barbara A. Lloyd - Director

Grant or award

Common Stock

1,056^{footnote F1}

$4.44

$5K

Footnote F1 (shares): Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning October 1, 2025.

Jun 30, 2025

Winston H. Hickox - Director

Grant or award

Common Stock

8,212

$3.04

$25K

Jun 30, 2025

Stephen E. Courter - Director

Grant or award

Common Stock

8,212

$3.04

$25K

Jun 30, 2025

Maria S. Dreyfus - Director

Grant or award

Common Stock

8,212

$3.04

$25K

Jul 1, 2025

Maria S. Dreyfus - Director

Grant or award

Common Stock

6,209

$3.02

$19K

Jun 30, 2025

Barbara A. Lloyd - Director

Grant or award

Common Stock

8,212

$3.04

$25K

Jul 1, 2025

Barbara A. Lloyd - Director

Grant or award

Common Stock

1,552

$3.02

$5K

Nov 5, 2024

Heerema International Group Services SA - 10% Owner

Open-market purchase

Common Stock

2,070,000

$3.34

$6.91M

Sep 16, 2024

Cathryn Rivera - Officer

Grant or award

Common Stock

137,500

$0.00

Sep 16, 2024

Cathryn Rivera - Officer

Grant or award

Restricted Stock Units

137,500

$0.00

Oct 1, 2024

Barbara A. Lloyd - Director

Grant or award

Common Stock

1,589

$2.95

$5K