AMERICAN STATES WATER CO (AWR) Insider Trading & SEC Filings

Updated Jul 16, 2026 · Last SEC filing 2026-05-21

AMERICAN STATES WATER CO (AWR) has filed 10 SEC Form 4 insider transactions in the last 90 days, with the most recent on 2026-05-21. 2 Form 8-K material event filings were reported by AWR in the last 90 days. 2 Form 144 notices of proposed sale were filed for AWR stock. InsiderAlpha tracks every AWR SEC filing — Form 4, Form 144, and 8-K — in real time, including Rule 10b5-1 plan detection.

About AMERICAN STATES WATER CO (AWR)

SEC CIK	0001056903

90-Day SEC Filing Activity

Form 4 filings (90d)	10
Form 8-K filings (90d)	2
Form 144 notices (90d)	2
Latest Form 4 filing	2026-05-21

Recent AWR Insider Transactions (Form 4)

Date	Insider	Role	Transaction	Shares	Price	Value	Filing
2026-05-20	HOLLOWAY ANNE M	Insider	S — Open-market sale	662	$75.58	$50K	SEC
2026-05-19	Hopkins Mary Ann	Insider	A — Grant or award	527	$75.92	$40K	SEC
2026-05-19	Eichelberger Thomas A.	Insider	A — Grant or award	527	$75.92	$40K	SEC
2026-05-19	DAVIS STEVEN D	Insider	A — Grant or award	527	$75.92	$40K	SEC
2026-05-19	HOLLOWAY ANNE M	Insider	P — Open-market purchase	527	$75.92	$40K	SEC
2026-05-19	BONTA DIANA M	Insider	A — Grant or award	527	$75.92	$40K	SEC
2026-05-19	Levin Carl James	Insider	A — Grant or award	527	$75.92	$40K	SEC
2026-05-19	Winn Caroline Ann	Insider	A — Grant or award	527	$75.92	$40K	SEC
2026-05-19	Ervin Roger M	Insider	A — Grant or award	527	$75.92	$40K	SEC
2026-05-18	HOLLOWAY ANNE M	Insider	P — Open-market purchase	135	$75.92	$10K	SEC
2026-05-18	BONTA DIANA M	Insider	A — Grant or award	23	$75.92	$2K	SEC
2026-05-15	Rowley Paul J	SVP OF OPERATIONS	S — Open-market sale	1.3K	$76.05	$99K	SEC
2026-03-13	TANG EVA G	Sr. Vice President & CFO	F — Tax withholding / forfeiture	107	$74.44	$8K	SEC
2026-03-13	Pierotti Jon	Vice President Reg Affairs	F — Tax withholding / forfeiture	260	$74.44	$19K	SEC
2026-03-13	Pillai Sunil	VP ENVIRONMENTAL QUALITY	F — Tax withholding / forfeiture	260	$74.44	$19K	SEC

All transactions sourced from SEC EDGAR Form 4 filings for AMERICAN STATES WATER CO (AWR). Updated in real time as new filings are submitted to the SEC.

Most-Active AWR Insiders — Last 90 Days

Insider	Form 4 filings	Total transaction value
BONTA DIANA M	7	$47K
HOLLOWAY ANNE M	6	$121K
Eichelberger Thomas A.	3	$40K
Ervin Roger M	3	$40K
Levin Carl James	3	$40K

Recent AWR Form 8-K Material Events

2026-05-21 — Item 5.02, 5.07 [SEC]
2026-05-06 — Item 2.02, 9.01 [SEC]
2026-03-27 — Item 5.02, 9.01 · Leadership · neutral [SEC]
American States Water Company's Compensation Committee approved the 2026 Short-Term Incentive Program for executive officers, establishing bonus targets ranging from 34.2% to 100% of base salary. The program includes objective bonuses (80% of target) based on specific performance
2026-03-13 — Item 5.02, 9.01 · Leadership · neutral [SEC]
American States Water Company's Compensation Committee approved restricted stock unit awards to five senior executives including CEO Robert J. Sprowls, CFO Eva G. Tang, and other officers on March 12, 2026. The awards consist of time-vested RSUs and performance-based RSUs as part
2026-02-20 — Item 1.01, 9.01 · Contract · neutral [SEC]
American States Water Company amended its Equity Distribution Agreement dated February 27, 2024, replacing Janney Montgomery Scott LLC with Huntington Securities, Inc. as a sales agent. The company maintains its $200 million at-the-market offering program with approximately $40.7

Recent AWR Form 144 Notices of Proposed Sale

2026-05-19 — — [SEC]
2026-05-15 — — [SEC]

Form 144 must be filed before insiders sell restricted or control stock above SEC thresholds. A cluster of Form 144 notices often precedes a wave of insider distribution.

Recent Insider Filings

2026-05-21 — HOLLOWAY ANNE M (Insider)
2026-05-20 — HOLLOWAY ANNE M (Insider)
2026-05-20 — BONTA DIANA M (Insider)
2026-05-20 — DAVIS STEVEN D (Insider)
2026-05-20 — Eichelberger Thomas A. (Insider)

Form 4 Transaction Code Reference

SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in AWR insider filings:

P	Open-market purchase by the insider
S	Open-market sale by the insider
A	Grant, award, or other acquisition from the issuer
M	Exercise or conversion of derivative security (e.g. options)
F	Payment of exercise price or tax liability via share withholding
G	Bona-fide gift of securities
D	Disposition to the issuer (e.g. share buyback participation)
J	Other acquisition or disposition
X	Exercise of in-the-money or at-the-money derivative security
C	Conversion of derivative security
V	Transaction voluntarily reported earlier than required

AWR Insider Trading — FAQ

What is the latest insider trade for AWR?: AMERICAN STATES WATER CO (AWR) had 10 insider filings in the last 90 days, with the most recent on 2026-05-21. InsiderAlpha tracks every Form 4, 10-K, 10-Q, and 8-K filing in real time.
How many insiders are buying AWR stock?: 0 insider purchases of AWR were filed in the last 90 days.
How many insiders are selling AWR stock?: 0 insider sales of AWR were filed in the last 90 days.
Where can I see AWR SEC filings (Form 4, 10-K, 10-Q, 8-K)?: InsiderAlpha aggregates every AWR SEC filing — Form 4 insider transactions, 10-K and 10-Q quarterly reports, and 8-K material event disclosures — in one timeline.

Learn More

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