AMERICAN STATES WATER CO (AWR)
Data as of , from SEC Form 4 filings.
Net insider selling (90d)Watch AWR
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About AMERICAN STATES WATER CO (AWR)
AMERICAN STATES WATER CO is an SEC registrant, filing under CIK 0001056903, classified as water supply. It is grouped with Utilities companies on this site.
AWR Form 4 activity by transaction type, last 90 days
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 2 | 1,446 | $128K |
AWR insider transactions (Form 4)
15045 Form 4 filings on record, the earliest from Dec 16, 2024, newest first. Filing history page 1 of 2.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Diana M. Bonta - Director | Open-market sale | Common Shares | 546 | $88.80 footnote F1 | $48K | |
| ||||||
| Anne M. Holloway - Director | Open-market sale | Common Shares | 900 | $88.86 | $80K | |
| Anne M. Holloway | Open-market sale | Common Shares | 662 footnote F1 | $75.58 footnote F1 | $50K | |
| ||||||
| Anne M. Holloway | Open-market purchase | Common Shares | 526.87 | $75.92 | $40K | |
| Anne M. Holloway | Derivative | Common Shares | 0.33 footnote F1 | $0.00 | - | |
| Anne M. Holloway | Open-market purchase | Common Shares | 135.36 footnote F2 | $74.59 | $10K | |
| Anne M. Holloway | Open-market purchase | Common Shares | 138.3 footnote F3 | $73.50 | $10K | |
| Anne M. Holloway | Open-market purchase | Common Shares | 134.81 footnote F4 | $75.92 | $10K | |
| ||||||
| Diana M. Bonta | Grant or award | Common Shares | 526.87 | $75.92 | $40K | |
| Diana M. Bonta | Grant or award | Common Shares | 22.7 footnote F1 | $74.94 | $2K | |
| Diana M. Bonta | Grant or award | Common Shares | 3.42 footnote F2 | $73.52 | $251 | |
| Diana M. Bonta | Grant or award | Common Shares | 22.96 footnote F3 | $74.59 | $2K | |
| Diana M. Bonta | Derivative | Common Shares | 0.33 footnote F4 | $0.00 | - | |
| Diana M. Bonta | Grant or award | Common Shares | 23.46 footnote F5 | $73.50 | $2K | |
| Diana M. Bonta | Grant or award | Common Shares | 22.87 footnote F6 | $75.92 | $2K | |
| ||||||
| Steven D. Davis | Grant or award | Common Shares | 526.87 | $75.92 | $40K | |
| Steven D. Davis | Grant or award | Common Shares | 3.42 footnote F1 | $73.52 | $251 | |
| Steven D. Davis | Derivative | Common Shares | 0.33 footnote F2 | $0.00 | - | |
| ||||||
| Thomas A. Eichelberger | Grant or award | Common Shares | 526.87 | $75.92 | $40K | |
| Thomas A. Eichelberger | Grant or award | Common Shares | 3.42 footnote F1 | $73.52 | $251 | |
| Thomas A. Eichelberger | Derivative | Common Shares | 0.33 footnote F2 | $0.00 | - | |
| ||||||
| Roger M. Ervin | Grant or award | Common Shares | 526.87 | $75.92 | $40K | |
| Roger M. Ervin | Grant or award | Common Shares | 3.42 footnote F1 | $73.52 | $251 | |
| Roger M. Ervin | Derivative | Common Shares | 0.05 footnote F2 | $0.00 | - | |
| ||||||
| Mary Ann Hopkins | Grant or award | Common Shares | 526.87 | $75.92 | $40K | |
| Mary Ann Hopkins | Grant or award | Common Shares | 3.42 footnote F1 | $73.52 | $251 | |
| Mary Ann Hopkins | Derivative | Common Shares | 0.05 footnote F2 | $0.00 | - | |
| ||||||
| Caroline Ann Winn | Grant or award | Common Shares | 526.87 | $75.92 | $40K | |
| Caroline Ann Winn | Grant or award | Common Shares | 3.42 footnote F1 | $73.52 | $251 | |
| Caroline Ann Winn | Derivative | Common Shares | 0.05 footnote F2 | $0.00 | - | |
| ||||||
| Carl James Levin | Grant or award | Common Shares | 526.87 | $75.92 | $40K | |
| Carl James Levin | Grant or award | Common Shares | 3.42 footnote F1 | $73.52 | $251 | |
| Carl James Levin | Derivative | Common Shares | 0.05 footnote F2 | $0.00 | - | |
| ||||||
| Paul J. Rowley - Officer | Open-market sale | Common Shares | 1,304 | $76.05 | $99K | |
| Christopher H. Connor - Officer | Grant or award | Common Shares | 1,124 | $0.00 | - | |
| Christopher H. Connor - Officer | Grant or award | Common Shares | 1,665 | $74.44 | $124K | |
| Christopher H. Connor - Officer | Derivative | Common Shares | 3.25 footnote F1 | $0.00 | - | |
| Christopher H. Connor - Officer | Grant or award | Common Shares | 11.93 footnote F2 | $75.46 | $900 | |
| Christopher H. Connor - Officer | Tax withholding / forfeiture | Common Shares | 424.14 footnote F3 | $74.44 | $32K | |
| Christopher H. Connor - Officer | Tax withholding / forfeiture | Common Shares | 108.54 footnote F4 | $74.44 | $8K | |
| Christopher H. Connor - Officer | Tax withholding / forfeiture | Common Shares | 103.16 footnote F5 | $74.44 | $8K | |
| ||||||
| Jon Pierotti - Officer | Grant or award | Common Shares | 770 | $0.00 | - | |
| Jon Pierotti - Officer | Grant or award | Common Shares | 630.33 | $74.44 | $47K | |
| Jon Pierotti - Officer | Grant or award | Common Shares | 31.81 footnote F1 | $0.00 | - | |
| Jon Pierotti - Officer | Derivative | Common Shares | 3.05 footnote F2 | $0.00 | - | |
| Jon Pierotti - Officer | Grant or award | Common Shares | 8.21 footnote F3 | $75.46 | $620 | |
| Jon Pierotti - Officer | Tax withholding / forfeiture | Common Shares | 259.57 footnote F4 | $74.44 | $19K | |
| Jon Pierotti - Officer | Tax withholding / forfeiture | Common Shares | 104.07 footnote F5 | $74.44 | $8K | |
| Jon Pierotti - Officer | Tax withholding / forfeiture | Common Shares | 98.5 footnote F6 | $74.44 | $7K | |
| ||||||
| Robert J. Sprowls - Officer | Grant or award | Common Shares | 7,362 | $0.00 | - | |
| Robert J. Sprowls - Officer | Grant or award | Common Shares | 17,693 | $74.44 | $1.32M | |
| Robert J. Sprowls - Officer | Derivative | Common Shares | 2.13 footnote F1 | $0.00 | - | |
| Robert J. Sprowls - Officer | Grant or award | Common Shares | 74.3 footnote F2 | $75.46 | $6K | |
| Robert J. Sprowls - Officer | Grant or award | Common Shares | 1,121 footnote F3 | $76.17 | $85K | |
| Robert J. Sprowls - Officer | Grant or award | Common Shares | 16.31 footnote F4 | $0.00 | - | |
| Robert J. Sprowls - Officer | Tax withholding / forfeiture | Common Shares | 9,001 footnote F5 | $74.44 | $670K | |
| Robert J. Sprowls - Officer | Tax withholding / forfeiture | Common Shares | 717.84 footnote F6 | $74.44 | $53K | |
| Robert J. Sprowls - Officer | Tax withholding / forfeiture | Common Shares | 710.08 footnote F7 | $74.44 | $53K | |
| ||||||
| Eva G. Tang - Officer | Grant or award | Common Shares | 1,071 | $0.00 | - | |
| Eva G. Tang - Officer | Grant or award | Common Shares | 992.36 | $74.44 | $74K | |
| Eva G. Tang - Officer | Derivative | Common Shares | 1.73 footnote F1 | $0.00 | - | |
| Eva G. Tang - Officer | Grant or award | Common Shares | 11.43 footnote F2 | $75.46 | $863 | |
| Eva G. Tang - Officer | Grant or award | Common Shares | 24.99 footnote F3 | $76.17 | $2K | |
| Eva G. Tang - Officer | Grant or award | Common Shares | 276.06 footnote F4 | $0.00 | - | |
| Eva G. Tang - Officer | Tax withholding / forfeiture | Common Shares | 400.81 footnote F5 | $74.44 | $30K | |
| Eva G. Tang - Officer | Tax withholding / forfeiture | Common Shares | 113.29 footnote F6 | $74.44 | $8K | |
| Eva G. Tang - Officer | Tax withholding / forfeiture | Common Shares | 107.34 footnote F7 | $74.44 | $8K | |
| ||||||
| Sunil Pillai - Officer | Grant or award | Common Shares | 770 | $0.00 | - | |
| Sunil Pillai - Officer | Grant or award | Common Shares | 630.33 | $74.44 | $47K | |
| Sunil Pillai - Officer | Grant or award | Common Shares | 423.76 footnote F1 | $0.00 | - | |
| Sunil Pillai - Officer | Derivative | Common Shares | 2.58 footnote F2 | $0.00 | - | |
| Sunil Pillai - Officer | Grant or award | Common Shares | 8.21 footnote F3 | $75.46 | $620 | |
| Sunil Pillai - Officer | Tax withholding / forfeiture | Common Shares | 259.57 footnote F4 | $74.44 | $19K | |
| Sunil Pillai - Officer | Tax withholding / forfeiture | Common Shares | 81.45 footnote F5 | $74.44 | $6K | |
| Sunil Pillai - Officer | Tax withholding / forfeiture | Common Shares | 77.09 footnote F6 | $74.44 | $6K | |
| ||||||
| Gladys Farrow - Officer | Grant or award | Common Shares | 770 | $0.00 | - | |
| Gladys Farrow - Officer | Grant or award | Common Shares | 715.45 | $74.44 | $53K | |
| Gladys Farrow - Officer | Derivative | Common Shares | 1.98 footnote F1 | $0.00 | - | |
| Gladys Farrow - Officer | Grant or award | Common Shares | 8.21 footnote F2 | $75.46 | $620 | |
| Gladys Farrow - Officer | Tax withholding / forfeiture | Common Shares | 294.62 footnote F3 | $74.44 | $22K | |
| Gladys Farrow - Officer | Tax withholding / forfeiture | Common Shares | 81.45 footnote F4 | $74.44 | $6K | |
| Gladys Farrow - Officer | Tax withholding / forfeiture | Common Shares | 77.09 footnote F5 | $74.44 | $6K | |
| ||||||
| Patrick Kubiak - Officer | Grant or award | Common Shares | 770 | $0.00 | - | |
| Patrick Kubiak - Officer | Grant or award | Common Shares | 630.33 | $74.44 | $47K | |
| Patrick Kubiak - Officer | Derivative | Common Shares | 1.92 footnote F1 | $0.00 | - | |
| Patrick Kubiak - Officer | Grant or award | Common Shares | 8.21 footnote F2 | $75.46 | $620 | |
| Patrick Kubiak - Officer | Tax withholding / forfeiture | Common Shares | 259.57 footnote F3 | $74.44 | $19K | |
| Patrick Kubiak - Officer | Tax withholding / forfeiture | Common Shares | 104.07 footnote F4 | $74.44 | $8K | |
| Patrick Kubiak - Officer | Tax withholding / forfeiture | Common Shares | 98.5 footnote F5 | $74.44 | $7K | |
| ||||||
| Susan P. Miller - Officer | Grant or award | Common Shares | 770 | $0.00 | - | |
| Susan P. Miller - Officer | Grant or award | Common Shares | 1,148 | $74.44 | $85K | |
| Susan P. Miller - Officer | Derivative | Common Shares | 2.01 footnote F1 | $0.00 | - | |
| Susan P. Miller - Officer | Grant or award | Common Shares | 8.21 footnote F2 | $75.46 | $620 | |
| Susan P. Miller - Officer | Tax withholding / forfeiture | Common Shares | 398.53 footnote F3 | $74.44 | $30K | |
| Susan P. Miller - Officer | Tax withholding / forfeiture | Common Shares | 89.46 footnote F4 | $74.44 | $7K | |
| Susan P. Miller - Officer | Tax withholding / forfeiture | Common Shares | 84.67 footnote F5 | $74.44 | $6K | |
| ||||||
| Paul J. Rowley - Officer | Grant or award | Common Shares | 1,071 | $0.00 | - | |
| Paul J. Rowley - Officer | Grant or award | Common Shares | 873.84 | $74.44 | $65K | |
| Paul J. Rowley - Officer | Grant or award | Common Shares | 447.8 footnote F1 | $0.00 | - | |
| Paul J. Rowley - Officer | Derivative | Common Shares | 1.59 footnote F2 | $0.00 | - | |
| Paul J. Rowley - Officer | Grant or award | Common Shares | 11.43 footnote F3 | $75.46 | $863 | |
| Paul J. Rowley - Officer | Tax withholding / forfeiture | Common Shares | 359.85 footnote F4 | $74.44 | $27K | |
| Paul J. Rowley - Officer | Tax withholding / forfeiture | Common Shares | 113.29 footnote F5 | $74.44 | $8K | |
| Paul J. Rowley - Officer | Tax withholding / forfeiture | Common Shares | 107.34 footnote F6 | $74.44 | $8K | |
| ||||||
| David R. Schickling - Officer | Grant or award | Common Shares | 770 | $0.00 | - | |
| David R. Schickling - Officer | Grant or award | Common Shares | 630.33 | $74.44 | $47K | |
| David R. Schickling - Officer | Grant or award | Common Shares | 14.25 footnote F1 | $0.00 | - | |
| David R. Schickling - Officer | Derivative | Common Shares | 1.68 footnote F2 | $0.00 | - | |
| David R. Schickling - Officer | Grant or award | Common Shares | 8.21 footnote F3 | $75.46 | $620 | |
| David R. Schickling - Officer | Tax withholding / forfeiture | Common Shares | 259.57 footnote F4 | $74.44 | $19K | |
| David R. Schickling - Officer | Tax withholding / forfeiture | Common Shares | 81.45 footnote F5 | $74.44 | $6K | |
| David R. Schickling - Officer | Tax withholding / forfeiture | Common Shares | 77.09 footnote F6 | $74.44 | $6K | |
| ||||||
| Robert J. Sprowls - Officer | Grant or award | Common Shares | 73.95 footnote F1 | $78.44 | $6K | |
| Robert J. Sprowls - Officer | Grant or award | Common Shares | 975.26 footnote F2 | $0.00 | - | |
| Robert J. Sprowls - Officer | Grant or award | Common Shares | 85.93 footnote F3 | $73.52 | $6K | |
| Robert J. Sprowls - Officer | Grant or award | Common Shares | 1,136 footnote F2 | $0.00 | - | |
| Robert J. Sprowls - Officer | Grant or award | Common Shares | 87.27 footnote F4 | $72.89 | $6K | |
| Robert J. Sprowls - Officer | Grant or award | Common Shares | 1,148 footnote F2 | $0.00 | - | |
| Robert J. Sprowls - Officer | Tax withholding / forfeiture | Common Shares | 510.68 footnote F5 | $74.88 | $38K | |
| ||||||
| Eva G. Tang - Officer | Grant or award | Common Shares | 24.52 footnote F2 | $0.00 | - | |
| Eva G. Tang - Officer | Tax withholding / forfeiture | Common Shares | 86.09 footnote F5 | $74.88 | $6K | |
| Eva G. Tang - Officer | Grant or award | Common Shares | 11.51 footnote F1 | $78.44 | $903 | |
| Eva G. Tang - Officer | Grant or award | Common Shares | 20.82 footnote F2 | $0.00 | - | |
| Eva G. Tang - Officer | Grant or award | Common Shares | 13.38 footnote F3 | $73.52 | $984 | |
| Eva G. Tang - Officer | Grant or award | Common Shares | 24.27 footnote F2 | $0.00 | - | |
| Eva G. Tang - Officer | Grant or award | Common Shares | 13.59 footnote F4 | $72.89 | $990 | |
| ||||||
| Paul J. Rowley - Officer | Grant or award | Common Shares | 11.51 footnote F1 | $78.44 | $903 | |
| Paul J. Rowley - Officer | Grant or award | Common Shares | 13.38 footnote F2 | $73.52 | $984 | |
| Paul J. Rowley - Officer | Grant or award | Common Shares | 11.75 footnote F3 | $72.89 | $857 | |
| Paul J. Rowley - Officer | Tax withholding / forfeiture | Common Shares | 86.09 footnote F4 | $74.88 | $6K | |
| ||||||
| David R. Schickling - Officer | Grant or award | Common Shares | 8.27 footnote F1 | $78.44 | $649 | |
| David R. Schickling - Officer | Grant or award | Common Shares | 9.61 footnote F2 | $73.52 | $707 | |
| David R. Schickling - Officer | Grant or award | Common Shares | 9.76 footnote F3 | $72.89 | $712 | |
| David R. Schickling - Officer | Tax withholding / forfeiture | Common Shares | 61.93 footnote F4 | $74.88 | $5K | |
| ||||||
| Sunil Pillai - Officer | Grant or award | Common Shares | 8.27 footnote F1 | $78.44 | $649 | |
| Sunil Pillai - Officer | Grant or award | Common Shares | 9.61 footnote F2 | $73.52 | $707 | |
| Sunil Pillai - Officer | Grant or award | Common Shares | 9.76 footnote F3 | $72.89 | $712 | |
| Sunil Pillai - Officer | Tax withholding / forfeiture | Common Shares | 61.93 footnote F4 | $74.88 | $5K | |
| ||||||
| Jon Pierotti - Officer | Grant or award | Common Shares | 8.27 footnote F1 | $78.44 | $649 | |
| Jon Pierotti - Officer | Grant or award | Common Shares | 9.61 footnote F2 | $73.52 | $707 | |
| Jon Pierotti - Officer | Grant or award | Common Shares | 9.76 footnote F3 | $72.89 | $712 | |
| Jon Pierotti - Officer | Tax withholding / forfeiture | Common Shares | 79.13 footnote F4 | $74.88 | $6K | |
| ||||||
| Susan P. Miller - Officer | Grant or award | Common Shares | 8.27 footnote F1 | $78.44 | $649 | |
| Susan P. Miller - Officer | Grant or award | Common Shares | 9.61 footnote F2 | $73.52 | $707 | |
| Susan P. Miller - Officer | Grant or award | Common Shares | 9.76 footnote F3 | $72.89 | $712 | |
| Susan P. Miller - Officer | Tax withholding / forfeiture | Common Shares | 68.02 footnote F4 | $74.88 | $5K | |
| ||||||
| Patrick Kubiak - Officer | Grant or award | Common Shares | 8.27 footnote F1 | $78.44 | $649 | |
| Patrick Kubiak - Officer | Grant or award | Common Shares | 9.61 footnote F2 | $73.52 | $707 | |
| Patrick Kubiak - Officer | Grant or award | Common Shares | 9.76 footnote F3 | $72.89 | $712 | |
| Patrick Kubiak - Officer | Tax withholding / forfeiture | Common Shares | 79.13 footnote F4 | $74.88 | $6K | |
| ||||||
Item 2.02, 9.01
Item 5.02, 5.07
Item 2.02, 9.01
Item 5.02, 9.01
Recent AWR Form 144 notices of proposed sale
3An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| Diana Bonta | Director | 546 | $48K | View on EDGAR | |
| HOLLOWAY ANNE M | Director | 900 | $81K |
AWR insider trading FAQ
What is the latest insider trade for AWR?
AMERICAN STATES WATER CO (AWR) had 2 insider filings in the last 90 days, with the most recent on 2026-09-09. The full record for AWR runs to 45 Form 4 filings, the earliest from 2024-12-16. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
How many insiders are buying AWR stock?
No insider purchases of AWR were filed in the last 90 days. 5 purchases are on record for this company.
How many insiders are selling AWR stock?
2 insider sales of AWR were filed in the last 90 days, totaling $128K.
Where can I see AWR SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page collects AWR Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
More Utilities companies with insider activity
Recent insider filings
10The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
- - Diana M. Bonta view on EDGAR
- - Anne M. Holloway view on EDGAR
- - Anne M. Holloway view on EDGAR
- - Anne M. Holloway view on EDGAR
- - Diana M. Bonta view on EDGAR
- - Steven D. Davis view on EDGAR
- - Thomas A. Eichelberger view on EDGAR
- - Roger M. Ervin view on EDGAR
- - Mary Ann Hopkins view on EDGAR
Related companies with recent insider activity
Learn more
- Insider selling: signal or noise?
- Why most insider sales are routine, and the few patterns worth a second look.
- Form 144 vs Form 4
- A Form 144 announces a planned sale; the Form 4 reports it after it happens.
- Insider activity in Utilities
- Where AWR's peers are being bought and sold.
- Every recent Form 4
- The market-wide feed, updated as filings arrive from SEC EDGAR.
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