Bakkt, Inc. (BKKT)

Data as of Oct 2, 2026, from SEC Form 4 filings.

XNYSFINANCE SERVICESNet insider buying (90d)Watch BKKT

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Latest BKKT insider trades

Joseph Sean-Walsh Henderson - Officer
Open-market sale$2K
Sep 23, 2026
Marc D'Annunzio - Officer

About Bakkt, Inc. (BKKT)

Bakkt Inc builds digital financial infrastructure designed to support institutional participation in the digital asset economy. The company platform is built to accommodate various digital assets and offers its clients the flexibility to build a product that aligns with its vision and customers' needs. Its services include Bakkt Markets, Bakkt Agent, Bakkt Global.

Headquarters: ATLANTA, GA
Employees: 48
Listed: 2021
Exchange: XNYS
Sector: Financials

https://www.bakkt.com SEC filings for BKKT on EDGAR

BKKT Form 4 activity by transaction type, last 90 days

Form 4 transaction type	Transactions	Shares	Total value
Open-market purchase	1	296,567	$2.11M
Open-market sale	6	4,116	$35K
Grant or award	4	338,454

Dollar totals cover purchases and sales only (codes P and S). Grants, option exercises, gifts and tax withholding are counted in shares, because none of them is a trade at a market price.

BKKT insider transactions (Form 4)

55 Form 4 filings on record, the earliest from Dec 19, 2024, newest first. Filing history page 1 of 2.

Date	Insider	Transaction	Security	Shares	Price	Value
Sep 30, 2026	Akshay Sudhir Naheta - Officer	Grant or award	Class A Common Stock	243,454^{footnote F1}	$0.00	-
Footnote F1 (shares): Represents 243,454 restricted stock units ("RSUs") granted to the Reporting Person on September 30, 2026, under the Company's 2021 Omnibus Employee Incentive Plan. The RSUs shall vest in equal annual installments through 2028, subject to the Reporting Person's continued… Full note on SEC EDGAR
Sep 30, 2026	Marc D'Annunzio - Officer	Grant or award	Class A Common Stock	45,000^{footnote F1}	$0.00	-
Footnote F1 (shares): Represents 45,000 restricted stock units ("RSUs") granted to the Reporting Person on September 30, 2026 ("Grant Date"), under the Company's 2021 Omnibus Employee Incentive Plan. The RSUs shall fully vest on the one-year anniversary of the Grant Date, subject to the Reporting… Full note on SEC EDGAR
Sep 30, 2026	Nicholas Baes - Officer	Grant or award	Class A Common Stock	30,000^{footnote F1}	$0.00	-
Footnote F1 (shares): Represents 30,000 restricted stock units ("RSUs") granted to the Reporting Person on September 30, 2026 ("Grant Date"), under the Company's 2021 Omnibus Employee Incentive Plan. The RSUs shall fully vest on the one-year anniversary of the Grant Date, subject to the Reporting… Full note on SEC EDGAR
Sep 30, 2026	Joseph Sean-Walsh Henderson - Officer	Grant or award	Class A Common Stock	20,000^{footnote F1}	$0.00	-
Footnote F1 (shares): Represents 20,000 restricted stock units ("RSUs") granted to the Reporting Person on September 30, 2026 ("Grant Date"), under the Company's 2021 Omnibus Employee Incentive Plan. The RSUs shall fully vest on the one-year anniversary of the Grant Date, subject to the Reporting… Full note on SEC EDGAR
Sep 23, 2026	Joseph Sean-Walsh Henderson - Officer	Open-market sale	Class A Common Stock	282	$8.61	$2K
Sep 23, 2026	Marc D'Annunzio - Officer	Open-market sale	Class A Common Stock	1,272	$8.61	$11K
Sep 23, 2026	Nicholas Baes - Officer	Open-market sale	Class A Common Stock	1,272	$8.61	$11K
Aug 18, 2026	Michael Alfred - Director	Open-market purchase	Class A Common Stock	296,567	$7.12^{footnote F1}	$2.11M
Footnote F1 (price): Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.88 to $7.32, inclusive.
Jul 15, 2026	Marc D'Annunzio - Officer	Open-market sale	Class A Common Stock	539^{footnote F1}	$8.44	$5K
Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.
Jul 15, 2026	Karen Alexander - Officer	Open-market sale	Class A Common Stock	657^{footnote F1}	$8.44	$6K
Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.
Jul 15, 2026	Joseph Sean-Walsh Henderson - Officer	Open-market sale	Class A Common Stock	94^{footnote F1}	$8.33	$783
Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.
Jun 25, 2026	Joseph Sean-Walsh Henderson - Officer	Open-market sale	Class A Common Stock	349^{footnote F1}	$7.93	$3K
Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.
Jun 25, 2026	Marc D'Annunzio - Officer	Open-market sale	Class A Common Stock	1,562^{footnote F1}	$7.93	$12K
Jun 26, 2026	Marc D'Annunzio - Officer	Open-market sale	Class A Common Stock	1,357^{footnote F3}	$7.71^{footnote F4}	$10K
Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units. Footnote F3 (shares): The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/2025. Footnote F4 (price): Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.68 to $7.78, inclusive.
Jun 25, 2026	Nicholas Baes - Officer	Open-market sale	Class A Common Stock	1,562^{footnote F1}	$7.93	$12K
Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.
Jun 25, 2026	Karen Alexander - Officer	Open-market sale	Class A Common Stock	1,907^{footnote F1}	$7.93	$15K
Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.
Jun 10, 2026	Michael Alfred - Director	Open-market purchase	Class A Common Stock	100,000	$7.83^{footnote F3}	$783K
Jun 9, 2026	Michael Alfred - Director	Open-market purchase	Class A Common Stock	180,000	$7.71^{footnote F1}	$1.39M
Footnote F1 (price): Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.52 to $7.96, inclusive. Footnote F3 (price): Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.61 to $7.99, inclusive.
May 15, 2026	Nicholas Baes - Officer	Option exercise	Class A Common Stock	671	$10.00	$7K
May 15, 2026	Nicholas Baes - Officer	Option exercise	Stock Option (right to buy)	671	$0.00	-
May 15, 2026	Karen Alexander - Officer	Option exercise	Class A Common Stock	335	$10.00	$3K
May 15, 2026	Karen Alexander - Officer	Option exercise	Stock Option (right to buy)	335	$0.00	-
May 15, 2026	Marc D'Annunzio - Officer	Option exercise	Class A Common Stock	1,677	$10.00	$17K
May 15, 2026	Marc D'Annunzio - Officer	Option exercise	Stock Option (right to buy)	1,677	$0.00	-
May 15, 2026	Michael Alfred - Director	Open-market purchase	Class A Common Stock	365,000	$8.34^{footnote F1}	$3.04M
May 18, 2026	Michael Alfred - Director	Open-market purchase	Class A Common Stock	220,000	$8.20^{footnote F3}	$1.80M
Footnote F1 (price): Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.91 to $8.63, inclusive. Footnote F3 (price): Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.98 to $8.93, inclusive.
May 15, 2026	Akshay Sudhir Naheta - Officer	Option exercise	Class A Common Stock	33,557	$10.00	$336K
May 15, 2026	Akshay Sudhir Naheta - Officer	Option exercise	Stock Option (right to buy)	33,557	$0.00	-
Apr 30, 2026	Akshay Sudhir Naheta - Officer	Grant or award	Class A Common Stock	7,927,831^{footnote F1}	-^{footnote F2}	-
Footnote F1 (shares): Represents shares of Class A Common Stock issued to the Reporting Person, as a stockholder of Distributed Technologies Research Global Ltd. ("DTR"), as acquisition consideration, upon the completion of the acquisition of DTR on April 30, 2026 (the "Closing Date") by the Issuer… Full note on SEC EDGAR Footnote F2 (price): Issued to the Reporting Person on April 30, 2026 as consideration payable upon the acquisition of DTR pursuant to the Purchase Agreement.
Apr 28, 2026	Karen Alexander - Officer	Open-market sale	Class A Common Stock	4,684^{footnote F1}	$9.13	$43K
Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.
Apr 28, 2026	Nicholas Baes - Officer	Open-market sale	Class A Common Stock	2,352^{footnote F1}	$9.13	$21K
Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.
Apr 28, 2026	Marc D'Annunzio - Officer	Open-market sale	Class A Common Stock	3,789^{footnote F1}	$9.13	$35K
Apr 28, 2026	Marc D'Annunzio - Officer	Open-market sale	Class A Common Stock	3,991^{footnote F3}	$8.60^{footnote F4}	$34K
Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units. Footnote F3 (shares): The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/2025. Footnote F4 (price): Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $8.51 to $8,60, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security… Full note on SEC EDGAR
Apr 6, 2026	Nicholas Baes - Officer	Open-market sale	Class A Common Stock	711^{footnote F1}	$7.56	$5K
Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.
Mar 27, 2026	Marc D'Annunzio - Officer	Open-market sale	Class A Common Stock	6,422^{footnote F1}	$8.55	$55K
Mar 30, 2026	Marc D'Annunzio - Officer	Open-market sale	Class A Common Stock	5,342^{footnote F4}	$7.08^{footnote F3}	$38K
Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units. Footnote F3 (price): Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $6.8900 to $7.8899, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any… Full note on SEC EDGAR Footnote F4 (shares): The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/2025.
Feb 24, 2026	Marc D'Annunzio - Officer	Open-market sale	Class A Common Stock	785^{footnote F2}	$10.09^{footnote F3}	$8K
Footnote F2 (shares): The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/2025. Footnote F3 (price): Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $10.0114 to $10.1200, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any… Full note on SEC EDGAR
Dec 3, 2025	Intercontinental Exchange, Inc. - 10% Owner	Other	Class A Common Stock	465,890	-^{footnote F1}	-
Dec 3, 2025	Intercontinental Exchange, Inc. - 10% Owner	Other	Preferred Stock	465,890	-^{footnote F1}	-
Footnote F1 (price): In connection with the Issuer's November 3, 2025 reorganization, pursuant to the TRA Amendment and the Contribution Agreement, as amended (both as defined in the Form 8K12B filed by the Issuer on November 3, 2025), ICEH contributed its rights under the TRA (as defined in such… Full note on SEC EDGAR
Nov 19, 2025	Michael Alfred - Director	Grant or award	Class A Common Stock	9,000^{footnote F1}	$0.00	-
Footnote F1 (shares): These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on November 9, 2026, provided that the reporting person continues to provide service to the issuer… Full note on SEC EDGAR

Recent BKKT Form 8-K filings

Read BKKT company news

Aug 17, 2026Item 5.02, 7.01, 9.01

Read the filing on SEC EDGAR

Aug 10, 2026Item 2.02, 9.01

Read the filing on SEC EDGAR

Aug 7, 2026Item 9.01

Read the filing on SEC EDGAR

Jul 16, 2026Item 9.01

Read the filing on SEC EDGAR

Recent BKKT Form 144 notices of proposed sale

An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.

Filed	Filer	Relationship	Shares	Market value	Notice
Jul 16, 2026	-	-	-	-	View on EDGAR
Jun 26, 2026	-	-	-	-

BKKT insider trading FAQ

What is the latest insider trade for BKKT?

Bakkt, Inc. (BKKT) had 11 insider filings in the last 90 days, with the most recent on 2026-10-02. The full record for BKKT runs to 55 Form 4 filings, the earliest from 2024-12-19. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.

How many insiders are buying BKKT stock?

1 insider purchase of BKKT was filed in the last 90 days, totaling $2.11M.

How many insiders are selling BKKT stock?

6 insider sales of BKKT were filed in the last 90 days, totaling $35K.

Where can I see BKKT SEC filings (Form 4, 10-K, 10-Q, 8-K)?

This page collects BKKT Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.

More Financials companies with insider activity

Recent insider filings

The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.

Oct 2, 2026 - Akshay Sudhir Naheta view on EDGAR
Oct 2, 2026 - Marc D'Annunzio view on EDGAR
Oct 2, 2026 - Nicholas Baes view on EDGAR
Oct 2, 2026 - Joseph Sean-Walsh Henderson view on EDGAR
Sep 25, 2026 - Joseph Sean-Walsh Henderson view on EDGAR
Sep 25, 2026 - Marc D'Annunzio view on EDGAR
Sep 25, 2026 - Nicholas Baes view on EDGAR
Aug 19, 2026 - Michael Alfred view on EDGAR
Jul 17, 2026 - Marc D'Annunzio view on EDGAR

Related companies with recent insider activity

Learn more

How to read insider buying signals: What an open-market purchase by an insider can and cannot tell you.
Form 144 vs Form 4: A Form 144 announces a planned sale; the Form 4 reports it after it happens.
Insider activity in Financials: Where BKKT's peers are being bought and sold.
Every recent Form 4: The market-wide feed, updated as filings arrive from SEC EDGAR.

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Form 4 transaction type

Transactions

Total value

Open-market purchase

296,567

$2.11M

Open-market sale

4,116

$35K

Grant or award

338,454

Date

Insider

Transaction

Security

Price

Value

Sep 30, 2026

Akshay Sudhir Naheta - Officer

Grant or award

Class A Common Stock

243,454^{footnote F1}

$0.00

Footnote F1 (shares): Represents 243,454 restricted stock units ("RSUs") granted to the Reporting Person on September 30, 2026, under the Company's 2021 Omnibus Employee Incentive Plan. The RSUs shall vest in equal annual installments through 2028, subject to the Reporting Person's continued… Full note on SEC EDGAR

Sep 30, 2026

Marc D'Annunzio - Officer

Grant or award

Class A Common Stock

45,000^{footnote F1}

$0.00

Footnote F1 (shares): Represents 45,000 restricted stock units ("RSUs") granted to the Reporting Person on September 30, 2026 ("Grant Date"), under the Company's 2021 Omnibus Employee Incentive Plan. The RSUs shall fully vest on the one-year anniversary of the Grant Date, subject to the Reporting… Full note on SEC EDGAR

Sep 30, 2026

Nicholas Baes - Officer

Grant or award

Class A Common Stock

30,000^{footnote F1}

$0.00

Footnote F1 (shares): Represents 30,000 restricted stock units ("RSUs") granted to the Reporting Person on September 30, 2026 ("Grant Date"), under the Company's 2021 Omnibus Employee Incentive Plan. The RSUs shall fully vest on the one-year anniversary of the Grant Date, subject to the Reporting… Full note on SEC EDGAR

Sep 30, 2026

Joseph Sean-Walsh Henderson - Officer

Grant or award

Class A Common Stock

20,000^{footnote F1}

$0.00

Footnote F1 (shares): Represents 20,000 restricted stock units ("RSUs") granted to the Reporting Person on September 30, 2026 ("Grant Date"), under the Company's 2021 Omnibus Employee Incentive Plan. The RSUs shall fully vest on the one-year anniversary of the Grant Date, subject to the Reporting… Full note on SEC EDGAR

Sep 23, 2026

Joseph Sean-Walsh Henderson - Officer

Open-market sale

Class A Common Stock

282

$8.61

$2K

Sep 23, 2026

Marc D'Annunzio - Officer

Open-market sale

Class A Common Stock

1,272

$8.61

$11K

Sep 23, 2026

Nicholas Baes - Officer

Open-market sale

Class A Common Stock

1,272

$8.61

$11K

Aug 18, 2026

Michael Alfred - Director

Open-market purchase

Class A Common Stock

296,567

$7.12^{footnote F1}

$2.11M

Footnote F1 (price): Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.88 to $7.32, inclusive.

Jul 15, 2026

Marc D'Annunzio - Officer

Open-market sale

Class A Common Stock

539^{footnote F1}

$8.44

$5K

Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.

Jul 15, 2026

Karen Alexander - Officer

Open-market sale

Class A Common Stock

657^{footnote F1}

$8.44

$6K

Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.

Jul 15, 2026

Joseph Sean-Walsh Henderson - Officer

Open-market sale

Class A Common Stock

94^{footnote F1}

$8.33

$783

Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.

Jun 25, 2026

Joseph Sean-Walsh Henderson - Officer

Open-market sale

Class A Common Stock

349^{footnote F1}

$7.93

$3K

Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.

Jun 25, 2026

Marc D'Annunzio - Officer

Open-market sale

Class A Common Stock

1,562^{footnote F1}

$7.93

$12K

Jun 26, 2026

Marc D'Annunzio - Officer

Open-market sale

Class A Common Stock

1,357^{footnote F3}

$7.71^{footnote F4}

$10K

Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.
Footnote F3 (shares): The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/2025.
Footnote F4 (price): Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.68 to $7.78, inclusive.

Jun 25, 2026

Nicholas Baes - Officer

Open-market sale

Class A Common Stock

1,562^{footnote F1}

$7.93

$12K

Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.

Jun 25, 2026

Karen Alexander - Officer

Open-market sale

Class A Common Stock

1,907^{footnote F1}

$7.93

$15K

Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.

Jun 10, 2026

Michael Alfred - Director

Open-market purchase

Class A Common Stock

100,000

$7.83^{footnote F3}

$783K

Jun 9, 2026

Michael Alfred - Director

Open-market purchase

Class A Common Stock

180,000

$7.71^{footnote F1}

$1.39M

Footnote F1 (price): Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.52 to $7.96, inclusive.
Footnote F3 (price): Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.61 to $7.99, inclusive.

May 15, 2026

Nicholas Baes - Officer

Option exercise

Class A Common Stock

671

$10.00

$7K

May 15, 2026

Nicholas Baes - Officer

Option exercise

Stock Option (right to buy)

671

$0.00

May 15, 2026

Karen Alexander - Officer

Option exercise

Class A Common Stock

335

$10.00

$3K

May 15, 2026

Karen Alexander - Officer

Option exercise

Stock Option (right to buy)

335

$0.00

May 15, 2026

Marc D'Annunzio - Officer

Option exercise

Class A Common Stock

1,677

$10.00

$17K

May 15, 2026

Marc D'Annunzio - Officer

Option exercise

Stock Option (right to buy)

1,677

$0.00

May 15, 2026

Michael Alfred - Director

Open-market purchase

Class A Common Stock

365,000

$8.34^{footnote F1}

$3.04M

May 18, 2026

Michael Alfred - Director

Open-market purchase

Class A Common Stock

220,000

$8.20^{footnote F3}

$1.80M

Footnote F1 (price): Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.91 to $8.63, inclusive.
Footnote F3 (price): Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.98 to $8.93, inclusive.

May 15, 2026

Akshay Sudhir Naheta - Officer

Option exercise

Class A Common Stock

33,557

$10.00

$336K

May 15, 2026

Akshay Sudhir Naheta - Officer

Option exercise

Stock Option (right to buy)

33,557

$0.00

Apr 30, 2026

Akshay Sudhir Naheta - Officer

Grant or award

Class A Common Stock

7,927,831^{footnote F1}

-^{footnote F2}

Footnote F1 (shares): Represents shares of Class A Common Stock issued to the Reporting Person, as a stockholder of Distributed Technologies Research Global Ltd. ("DTR"), as acquisition consideration, upon the completion of the acquisition of DTR on April 30, 2026 (the "Closing Date") by the Issuer… Full note on SEC EDGAR
Footnote F2 (price): Issued to the Reporting Person on April 30, 2026 as consideration payable upon the acquisition of DTR pursuant to the Purchase Agreement.

Apr 28, 2026

Karen Alexander - Officer

Open-market sale

Class A Common Stock

4,684^{footnote F1}

$9.13

$43K

Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.

Apr 28, 2026

Nicholas Baes - Officer

Open-market sale

Class A Common Stock

2,352^{footnote F1}

$9.13

$21K

Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.

Apr 28, 2026

Marc D'Annunzio - Officer

Open-market sale

Class A Common Stock

3,789^{footnote F1}

$9.13

$35K

Apr 28, 2026

Marc D'Annunzio - Officer

Open-market sale

Class A Common Stock

3,991^{footnote F3}

$8.60^{footnote F4}

$34K

Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.
Footnote F3 (shares): The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/2025.
Footnote F4 (price): Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $8.51 to $8,60, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security… Full note on SEC EDGAR

Apr 6, 2026

Nicholas Baes - Officer

Open-market sale

Class A Common Stock

711^{footnote F1}

$7.56

$5K

Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.

Mar 27, 2026

Marc D'Annunzio - Officer

Open-market sale

Class A Common Stock

6,422^{footnote F1}

$8.55

$55K

Mar 30, 2026

Marc D'Annunzio - Officer

Open-market sale

Class A Common Stock

5,342^{footnote F4}

$7.08^{footnote F3}

$38K

Footnote F1 (shares): Represents sale to cover tax obligations associated with the vesting of restricted stock units.
Footnote F3 (price): Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $6.8900 to $7.8899, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any… Full note on SEC EDGAR
Footnote F4 (shares): The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/2025.

Feb 24, 2026

Marc D'Annunzio - Officer

Open-market sale

Class A Common Stock

785^{footnote F2}

$10.09^{footnote F3}

$8K

Footnote F2 (shares): The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/2025.
Footnote F3 (price): Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $10.0114 to $10.1200, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any… Full note on SEC EDGAR

Dec 3, 2025

Intercontinental Exchange, Inc. - 10% Owner

Other

Class A Common Stock

465,890

-^{footnote F1}

Dec 3, 2025

Intercontinental Exchange, Inc. - 10% Owner

Other

Preferred Stock

465,890

-^{footnote F1}

Footnote F1 (price): In connection with the Issuer's November 3, 2025 reorganization, pursuant to the TRA Amendment and the Contribution Agreement, as amended (both as defined in the Form 8K12B filed by the Issuer on November 3, 2025), ICEH contributed its rights under the TRA (as defined in such… Full note on SEC EDGAR

Nov 19, 2025

Michael Alfred - Director

Grant or award

Class A Common Stock

9,000^{footnote F1}

$0.00

Footnote F1 (shares): These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on November 9, 2026, provided that the reporting person continues to provide service to the issuer… Full note on SEC EDGAR

Filed

Filer

Relationship

Market value

Notice

Jul 16, 2026

View on EDGAR

Jun 26, 2026