Updated Jul 16, 2026 · Last SEC filing 2026-06-29
Bakkt, Inc. (BKKT) has filed 14 SEC Form 4 insider transactions in the last 90 days, with the most recent on 2026-06-29. 5 Form 8-K material event filings were reported by BKKT in the last 90 days. 2 Form 144 notices of proposed sale were filed for BKKT stock. InsiderAlpha tracks every BKKT SEC filing — Form 4, Form 144, and 8-K — in real time, including Rule 10b5-1 plan detection.
| SEC CIK | 0001820302 |
|---|
| Form 4 filings (90d) | 14 |
|---|---|
| Form 8-K filings (90d) | 5 |
| Form 144 notices (90d) | 2 |
| Latest Form 4 filing | 2026-06-29 |
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| D'Annunzio Marc | General Counsel & Secretary | S — Open-market sale | 1.4K | $7.71 | $10K | SEC | |
| D'Annunzio Marc | General Counsel & Secretary | S — Open-market sale | 1.6K | $7.93 | $12K | SEC | |
| Henderson Joseph Sean-Walsh | Chief Accounting Officer | S — Open-market sale | 349 | $7.93 | $3K | SEC | |
| Baes Nicholas | Chief Operating Officer | S — Open-market sale | 1.6K | $7.93 | $12K | SEC | |
| Alexander Karen | Chief Financial Officer | S — Open-market sale | 1.9K | $7.93 | $15K | SEC | |
| ALFRED MICHAEL | Director | P — Open-market purchase | 100.0K | $7.83 | $783K | SEC | |
| ALFRED MICHAEL | Director | P — Open-market purchase | 180.0K | $7.71 | $1.39M | SEC | |
| ALFRED MICHAEL | Director | P — Open-market purchase | 220.0K | $8.20 | $1.80M | SEC | |
| D'Annunzio Marc | General Counsel & Secretary | M — Option exercise | 1.7K | $10.00 | $17K | SEC | |
| Baes Nicholas | Chief Operating Officer | M — Option exercise | 671 | $10.00 | $7K | SEC | |
| Naheta Akshay Sudhir | Chief Executive Officer | M — Option exercise | 33.6K | $10.00 | $336K | SEC | |
| ALFRED MICHAEL | Director | P — Open-market purchase | 365.0K | $8.34 | $3.04M | SEC | |
| Alexander Karen | Chief Financial Officer | M — Option exercise | 335 | $10.00 | $3K | SEC | |
| Naheta Akshay Sudhir | CEO and President | A — Grant or award | 7.93M | — | — | SEC | |
| Alexander Karen | Chief Financial Officer | S — Open-market sale | 4.7K | $9.13 | $43K | SEC |
All transactions sourced from SEC EDGAR Form 4 filings for Bakkt, Inc. (BKKT). Updated in real time as new filings are submitted to the SEC.
| Insider | Form 4 filings | Total transaction value |
|---|---|---|
| D'Annunzio Marc | 6 | $109K |
| ALFRED MICHAEL | 4 | $7.02M |
| Alexander Karen | 4 | $61K |
| Baes Nicholas | 4 | $41K |
| Naheta Akshay Sudhir | 3 | $336K |
Form 144 must be filed before insiders sell restricted or control stock above SEC thresholds. A cluster of Form 144 notices often precedes a wave of insider distribution.
SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in BKKT insider filings:
| P | Open-market purchase by the insider |
|---|---|
| S | Open-market sale by the insider |
| A | Grant, award, or other acquisition from the issuer |
| M | Exercise or conversion of derivative security (e.g. options) |
| F | Payment of exercise price or tax liability via share withholding |
| G | Bona-fide gift of securities |
| D | Disposition to the issuer (e.g. share buyback participation) |
| J | Other acquisition or disposition |
| X | Exercise of in-the-money or at-the-money derivative security |
| C | Conversion of derivative security |
| V | Transaction voluntarily reported earlier than required |
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