Summary
Updated Aug 30, 2026
Nicholas Baes is Chief Operating Officer of Bakkt, Inc. (BKKT). 9 SEC Form 4 filings on record going back to 2024, most recently on 29 June 2026. Most recent open-market trade: sold $12K of BKKT on 29 June 2026. Lifetime open-market sales: $39K.
Recent Transactions
8Every recent SEC Form 4 transaction Nicholas Baes has reported, most recent first.
Trading Pattern
InsiderAlpha's records for Nicholas Baes go back to 2024: 9 primary Form 4 filings, an average of 3.0 per year. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Other Insiders Active in the Same Stocks
Insiders who reported open-market trades in the last 12 months at the companies Nicholas Baes files at. Multiple unrelated insiders buying the same stock within a short window, cluster buying, has historically been one of the strongest Form 4 signals.
- Michael Alfred - $9.13M of BKKT open-market activity in the last 12 months
- Marc D'Annunzio - $197K of BKKT open-market activity in the last 12 months
- Karen Alexander - $63K of BKKT open-market activity in the last 12 months
- Joseph Sean-Walsh Henderson - $9K of BKKT open-market activity in the last 12 months
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
Frequently Asked Questions
Who is Nicholas Baes?
Nicholas Baes is a corporate insider, tracked as Chief Operating Officer of Bakkt, Inc. (BKKT). InsiderAlpha holds 9 primary Form 4 filings for them, the earliest from 2024, updated as new SEC EDGAR filings are processed.
How many SEC Form 4 filings has Nicholas Baes submitted recently?
1 primary Form 4 filing in the last 90 days, covering 1 company.
Has Nicholas Baes been buying or selling stock?
Recorded transactions: 0 open-market purchases and 3 open-market sales ($39K) across all tracked filings.
Where can I see all of Nicholas Baes's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
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