Summary
Updated Aug 31, 2026
Thomas J. Fallon files SEC Form 4 reports at Hercules Capital, Inc. (HTGC). 5 SEC Form 4 filings on record going back to 2025, most recently on 30 March 2026. Most recent open-market trade: bought $104K of HTGC on 30 March 2026. Lifetime open-market purchases: $961K. Historical track record: 2/5 stars across 5 tracked purchases.
Recent Transactions
5Every recent SEC Form 4 transaction Thomas J. Fallon has reported, most recent first.
Track Record
InsiderAlpha computes a forward-return-based score for every insider with enough Form 4 purchase history. The metrics below reflect realized performance after each tracked open-market purchase.
| Metric | Value |
|---|---|
| InsiderAlpha rating | ★★☆☆☆ (2/5) |
| Total purchases tracked | 5 |
| Purchases with forward-return data | 5 |
| 30-day win rate | 40% |
| 90-day win rate | 80% |
| Avg 5-day return | +0.67% |
| Avg 30-day return | -0.58% |
| Avg 90-day return | +5.74% |
| Best 30-day return | +10.10% |
Trading Pattern
InsiderAlpha's records for Thomas J. Fallon go back to 2025: 5 primary Form 4 filings, an average of 2.5 per year. The typical open-market purchase is $192K (5 buys totaling $961K). The largest single buy on record is $318K of HTGC in 2026. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Other Insiders Active in the Same Stocks
Insiders who reported open-market trades in the last 12 months at the companies Thomas J. Fallon files at. Multiple unrelated insiders buying the same stock within a short window, cluster buying, has historically been one of the strongest Form 4 signals.
- Scott Bluestein - $553K of HTGC open-market activity in the last 12 months
- Gayle A. Crowell - $312K of HTGC open-market activity in the last 12 months
- Seth H. Meyer - $301K of HTGC open-market activity in the last 12 months
- Nikos Theodosopoulos - $240K of HTGC open-market activity in the last 12 months
- Robert P. Badavas - $199K of HTGC open-market activity in the last 12 months
- Wade Loo - $154K of HTGC open-market activity in the last 12 months
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
Frequently Asked Questions
Who is Thomas J. Fallon?
Thomas J. Fallon is a corporate insider of Hercules Capital, Inc. (HTGC). InsiderAlpha holds 5 primary Form 4 filings for them, the earliest from 2025, updated as new SEC EDGAR filings are processed.
When did Thomas J. Fallon last file a Form 4?
The most recent primary Form 4 on record is dated 30 March 2026, one of 5 filings going back to 2025.
Has Thomas J. Fallon been buying or selling stock?
Recorded transactions: 5 open-market purchases ($961K) and 0 open-market sales across all tracked filings.
How accurate is Thomas J. Fallon's historical track record?
Across 5 tracked purchases, Thomas J. Fallon averaged -0.6% avg 30-day return with a 40% 30-day win rate. InsiderAlpha rates the track record at 2/5 stars.
Where can I see all of Thomas J. Fallon's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
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