Hercules Capital, Inc. (HTGC)
$17.52-$0.04 (-0.23%) Today
Paramjeet K. Randhawa
Nikos TheodosopoulosHercules Capital Inc is a specialty finance company focused on providing senior secured loans to high-growth, venture capital-backed, and institutional-backed companies in a variety of technology and life sciences industries. The company's primary business objectives are to increase its net income, net investment income, and net asset value (NAV) through its investments mainly in structured debt or senior secured debt instruments of venture capital-backed and institutional-backed companies across a variety of technology-related industries at attractive yields. It finances companies belonging to computer software and hardware, networking systems, semiconductors, medical devices, bio-pharmaceutical, and other related sectors.
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Grant or award | 1 | 3,873 | |
| Tax withholding / forfeiture | 9 | 31,639 |
Dollar totals are shown for open-market purchases and sales only. Grants, option exercises, gifts and tax withholding are reported by share count because they are not trades at a market price.
76 Form 4 filings on record, the earliest from Oct 15, 2024, newest first. Filing history page 1 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Christian Follmann - Officer | Tax withholding / forfeiture | Common Stock | 1,433 | $15.69 | $22K | |
| Christian Follmann - Officer | Tax withholding / forfeiture | Common Stock | 1,365 | $15.69 | $21K | |
 Seth H. Meyer - Officer | Tax withholding / forfeiture | Common Stock | 3,011 | $15.69 | $47K | |
| Seth H. Meyer - Officer | Tax withholding / forfeiture | Common Stock | 3,458 | $15.69 | $54K | |
| Scott Bluestein - Officer | Tax withholding / forfeiture | Common Stock | 9,741 | $15.69 | $153K | |
| Scott Bluestein - Officer | Tax withholding / forfeiture | Common Stock | 10,652 | $15.69 | $167K | |
 Kiersten Zaza Botelho - Officer | Tax withholding / forfeiture | Common Stock | 956 | $15.69 | $15K | |
| Kiersten Zaza Botelho - Officer | Tax withholding / forfeiture | Common Stock | 1,018 | $15.69 | $16K | |
| Robert P. Badavas | Grant or award | Common Stock | 3,873 | $15.49 | $60K | |
| Seth H. Meyer - Officer | Tax withholding / forfeiture | Common Stock | 5 | $15.45 | $77 | |
| Kiersten Zaza Botelho - Officer | Tax withholding / forfeiture | Common Stock | 956 | $14.74 | $14K | |
| Kiersten Zaza Botelho - Officer | Tax withholding / forfeiture | Common Stock | 1,018 | $14.74 | $15K | |
| Christian Follmann - Officer | Tax withholding / forfeiture | Common Stock | 1,365 | $14.74 | $20K | |
| Christian Follmann - Officer | Tax withholding / forfeiture | Common Stock | 1,433 | $14.74 | $21K | |
| Seth H. Meyer - Officer | Tax withholding / forfeiture | Common Stock | 3,458 | $14.74 | $51K | |
| Seth H. Meyer - Officer | Tax withholding / forfeiture | Common Stock | 3,011 | $14.74 | $44K | |
| Scott Bluestein - Officer | Tax withholding / forfeiture | Common Stock | 10,652 | $14.74 | $157K | |
| Scott Bluestein - Officer | Tax withholding / forfeiture | Common Stock | 9,741 | $14.74 | $144K | |
| Robert P. Badavas | Open-market purchase | Common Stock | 3,658 | $14.35 | $52K | |
| Wade Loo | Open-market purchase | Common Stock | 7,317 | $14.35 | $105K | |
| Thomas J. Fallon | Open-market purchase | Common Stock | 7,300 | $14.30 | $104K | |
| Deanne Aguirre | Open-market purchase | Common Stock | 7,317 | $14.35 | $105K | |
| Paramjeet K. Randhawa | Open-market purchase | Common Stock | 2,926 | $14.35 | $42K | |
| Gayle A. Crowell | Open-market purchase | Common Stock | 7,317 | $14.35 | $105K | |
| Nikos Theodosopoulos | Open-market purchase | Common Stock | 7,317 | $14.35 | $105K | |
| Seth H. Meyer - Officer | Tax withholding / forfeiture | Common Stock | 5 | $15.11 | $76 | |
| Christian Follmann - Officer | Open-market purchase | Common Stock | 5,000 | $14.68 | $73K | |
| Paramjeet K. Randhawa | Open-market purchase | Common Stock | 3,050 | $14.78 | $45K | |
| Seth H. Meyer - Officer | Open-market purchase | Common Stock | 14,000 | $14.33 | $201K | |
| Nikos Theodosopoulos | Open-market purchase | Common Stock | 2,600 | $14.21 | $37K | |
| Robert P. Badavas | Open-market purchase | Common Stock | 5,000 | $14.27 | $71K | |
| Kiersten Zaza Botelho - Officer | Open-market purchase | Common Stock | 1,300 | $14.21 | $18K | |
| Thomas J. Fallon | Open-market purchase | Common Stock | 20,000 | $14.20 | $284K | |
| Seth H. Meyer - Officer | Open-market purchase | Common Stock | 7,000 | $14.33 | $100K | |
| Scott Bluestein - Officer | Open-market purchase | Common Stock | 7,000 | $14.35 | $100K | |
| Wade Loo | Open-market purchase | Common Stock | 3,300 | $14.98 | $49K | |
| Robert P. Badavas | Open-market purchase | Common Stock | 5,000 | $15.01 | $75K | |
| Thomas J. Fallon | Open-market purchase | Common Stock | 10,000 | $14.98 | $150K |
Hercules Capital, Inc. (HTGC) had 6 insider filings in the last 90 days, with the most recent on 2026-07-13. The full record for HTGC runs to 76 Form 4 filings, the earliest from 2024-10-15. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
No insider purchases of HTGC were filed in the last 90 days. 31 purchases are on record for this company.
No insider sales of HTGC were filed in the last 90 days. 1 sale is on record for this company.
This page tracks HTGC Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Every Form 4 below links to the original document on SEC EDGAR, so the numbers on this page can be checked against the filing they came from.
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