Updated Jul 16, 2026 · Last SEC filing 2026-07-13
Hercules Capital, Inc. (HTGC) has filed 6 SEC Form 4 insider transactions in the last 90 days, with the most recent on 2026-07-13. 3 Form 8-K material event filings were reported by HTGC in the last 90 days. InsiderAlpha tracks every HTGC SEC filing — Form 4, Form 144, and 8-K — in real time, including Rule 10b5-1 plan detection.
| SEC CIK | 0001280784 |
|---|
| Form 4 filings (90d) | 6 |
|---|---|
| Form 8-K filings (90d) | 3 |
| Latest Form 4 filing | 2026-07-13 |
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Follmann Christian | Chief Operating Officer | F — Tax withholding / forfeiture | 1.4K | $15.69 | $22K | SEC | |
| Meyer Seth H | President | F — Tax withholding / forfeiture | 3.5K | $15.69 | $54K | SEC | |
| Bluestein Scott | Chief Executive Officer | F — Tax withholding / forfeiture | 10.7K | $15.69 | $167K | SEC | |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | F — Tax withholding / forfeiture | 956 | $15.69 | $15K | SEC | |
| Meyer Seth H | President | F — Tax withholding / forfeiture | 3.0K | $15.69 | $47K | SEC | |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | F — Tax withholding / forfeiture | 1.0K | $15.69 | $16K | SEC | |
| Follmann Christian | Chief Operating Officer | F — Tax withholding / forfeiture | 1.4K | $15.69 | $21K | SEC | |
| Bluestein Scott | Chief Executive Officer | F — Tax withholding / forfeiture | 9.7K | $15.69 | $153K | SEC | |
| BADAVAS ROBERT P | Insider | A — Grant or award | 3.9K | $15.49 | $60K | SEC | |
| Meyer Seth H | Chief Financial Officer | F — Tax withholding / forfeiture | 5 | $15.45 | $77 | SEC | |
| Follmann Christian | Chief Operating Officer | F — Tax withholding / forfeiture | 1.4K | $14.74 | $20K | SEC | |
| Meyer Seth H | Chief Financial Officer | F — Tax withholding / forfeiture | 3.0K | $14.74 | $44K | SEC | |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | F — Tax withholding / forfeiture | 1.0K | $14.74 | $15K | SEC | |
| Follmann Christian | Chief Operating Officer | F — Tax withholding / forfeiture | 1.4K | $14.74 | $21K | SEC | |
| Bluestein Scott | Chief Executive Officer | F — Tax withholding / forfeiture | 10.7K | $14.74 | $157K | SEC |
All transactions sourced from SEC EDGAR Form 4 filings for Hercules Capital, Inc. (HTGC). Updated in real time as new filings are submitted to the SEC.
| Insider | Form 4 filings | Total transaction value |
|---|---|---|
| Meyer Seth H | 3 | $102K |
| Bluestein Scott | 2 | $320K |
| Botelho Kiersten Zaza | 2 | $31K |
| Follmann Christian | 2 | $44K |
| BADAVAS ROBERT P | 1 | $60K |
SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in HTGC insider filings:
| P | Open-market purchase by the insider |
|---|---|
| S | Open-market sale by the insider |
| A | Grant, award, or other acquisition from the issuer |
| M | Exercise or conversion of derivative security (e.g. options) |
| F | Payment of exercise price or tax liability via share withholding |
| G | Bona-fide gift of securities |
| D | Disposition to the issuer (e.g. share buyback participation) |
| J | Other acquisition or disposition |
| X | Exercise of in-the-money or at-the-money derivative security |
| C | Conversion of derivative security |
| V | Transaction voluntarily reported earlier than required |
Open the live HTGC dashboard on InsiderAlpha for real-time alerts, charting, and full historical filing search.