ROCKWELL AUTOMATION, INC (ROK)
$430.86-$2.14 (-0.49%) Today
With roots tracing back to the early 1900s, Rockwell Automation is the successor to Rockwell International, which spun off its avionics segment in 2001. It is a pure-play industrial automation company that operates through three segments. Its largest segment by revenue, intelligent devices, sells factory floor-level devices such as motors, drives, sensors, relays, and actuators. Its software and control segment sells visualization, simulation, and human-machine interface software and control products such as programmable controllers, computers, and operator terminals. Its smallest segment, lifecycle services, offers digital consulting, engineered-to-order services, and other outsourced services such as remote monitoring, cybersecurity, and asset and plant maintenance and optimization.
https://www.rockwellautomation.comSEC filings for ROK on EDGAR
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 5 | 2,566 | $1.13M |
| Grant or award | 1 | 69 | |
| Option exercise | 6 | 5,402 |
Dollar totals are shown for open-market purchases and sales only. Grants, option exercises, gifts and tax withholding are reported by share count because they are not trades at a market price.
131 Form 4 filings on record, the earliest from Oct 2, 2024, newest first. Filing history page 3 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
 Isaac Woods - Officer | Option exercise | Common Stock | 365 | $196.43 | $72K | |
| Isaac Woods - Officer | Open-market sale | Common Stock | 365 | $348.44 | $127K | |
| Isaac Woods - Officer | Option exercise | Employee Stock Option (Right to Buy) | 365 | $196.43 | $72K | |
| Donald R. Parfet - Director | Gift | Common Stock | 1,070 | $0.00 | - | |
| James P. Keane - Director | Open-market sale | Common Stock | 2,795 | $356.05 | $995K | |
| James P. Keane - Director | Open-market sale | Common Stock | 100 | $356.32 | $36K | |
| James P. Keane - Director | Open-market sale | Common Stock | 105 | $356.20 | $37K | |
| Christian E. Rothe - Officer | Option exercise | Common Stock | 1,257 | $0.00 | - | |
| Christian E. Rothe - Officer | Option exercise | Restricted Stock Units | 1,257 | $0.00 | - | |
 Rebecca W. House - Officer | Gift | Common Stock | 815 | $0.00 | - | |
| Terry L. Riesterer - Officer | Option exercise | Common Stock | 2,100 | $171.46 | $360K | |
| Terry L. Riesterer - Officer | Open-market sale | Common Stock | 2,100 | $350.08 | $735K | |
| Terry L. Riesterer - Officer | Option exercise | Common Stock | 849 | $0.00 | - | |
| Terry L. Riesterer - Officer | Open-market sale | Common Stock | 269 | $355.26 | $96K | |
| Terry L. Riesterer - Officer | Option exercise | Employee Stock Option (Right to Buy) | 2,100 | $171.46 | $360K | |
| Terry L. Riesterer - Officer | Option exercise | Restricted Stock Units | 849 | $0.00 | - | |
 William P. Gipson - Director | Grant or award | Restricted Stock Units | 98 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 526 | $325.35 | $171K | |
| Matthew W. Fordenwalt - Officer | Option exercise | Common Stock | 776 | $0.00 | - | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 289 | $326.33 | $94K | |
| Matthew W. Fordenwalt - Officer | Option exercise | Restricted Stock Units | 776 | $0.00 | - | |
| Isaac Woods - Officer | Option exercise | Common Stock | 931 | $0.00 | - | |
| Isaac Woods - Officer | Open-market sale | Common Stock | 297 | $326.31 | $97K | |
| Isaac Woods - Officer | Option exercise | Restricted Stock Units | 931 | $0.00 | - | |
 Tessa M. Myers - Officer | Option exercise | Common Stock | 776 | $0.00 | - | |
| Tessa M. Myers - Officer | Open-market sale | Common Stock | 363 | $326.32 | $118K | |
| Tessa M. Myers - Officer | Option exercise | Restricted Stock Units | 776 | $0.00 | - | |
| Robert L. Buttermore - Officer | Option exercise | Common Stock | 1,552 | $0.00 | - | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 494 | $326.31 | $161K | |
| Robert L. Buttermore - Officer | Option exercise | Restricted Stock Units | 1,552 | $0.00 | - | |
| Christopher Nardecchia - Officer | Option exercise | Common Stock | 1,552 | $0.00 | - | |
| Christopher Nardecchia - Officer | Open-market sale | Common Stock | 551 | $326.31 | $180K | |
| Christopher Nardecchia - Officer | Option exercise | Restricted Stock Units | 1,552 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Common Stock | 776 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 250 | $326.33 | $82K | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Restricted Stock Units | 776 | $0.00 | - | |
| Matthew W. Fordenwalt - Officer | Option exercise | Common Stock | 594 | $0.00 | - | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 223 | $313.97 | $70K | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 500 | $320.02 | $160K | |
| Matthew W. Fordenwalt - Officer | Option exercise | Restricted Stock Units | 594 | $0.00 | - | |
| Matthew W. Fordenwalt - Officer | Option exercise | Common Stock | 450 | $171.46 | $77K | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 450 | $315.02 | $142K | |
| Matthew W. Fordenwalt - Officer | Option exercise | Employee Stock Option (Right to Buy) | 450 | $0.00 | - | |
| John M. Miller - Officer | Option exercise | Common Stock | 1,800 | $136.40 | $246K | |
| John M. Miller - Officer | Open-market sale | Common Stock | 1,800 | $310.02 | $558K | |
| John M. Miller - Officer | Option exercise | Employee Stock Option (Right to Buy) | 1,800 | $0.00 | - | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 1,704 | $304.37 | $519K | |
| Terry L. Riesterer - Officer | Option exercise | Common Stock | 1,900 | $196.43 | $373K | |
| Terry L. Riesterer - Officer | Open-market sale | Common Stock | 1,900 | $304.13 | $578K | |
| Terry L. Riesterer - Officer | Open-market sale | Common Stock | 600 | $304.12 | $182K | |
| Terry L. Riesterer - Officer | Option exercise | Employee Stock Option (Right to Buy) | 1,900 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 939 | $304.24 | $286K | |
| Rebecca W. House - Officer | Option exercise | Common Stock | 4,700 | $192.86 | $906K | |
| Rebecca W. House - Officer | Open-market sale | Common Stock | 4,700 | $304.04 | $1.43M | |
| Rebecca W. House - Officer | Option exercise | Common Stock | 500 | $192.86 | $96K | |
| Rebecca W. House - Officer | Open-market sale | Common Stock | 500 | $305.47 | $153K | |
| Rebecca W. House - Officer | Option exercise | Employee Stock Option (Right to Buy) | 4,700 | $0.00 | - | |
| Rebecca W. House - Officer | Option exercise | Employee Stock Option (Right to Buy) | 500 | $0.00 | - | |
| Rebecca W. House - Officer | Option exercise | Common Stock | 5,000 | $192.86 | $964K | |
| Rebecca W. House - Officer | Open-market sale | Common Stock | 5,000 | $295.01 | $1.48M | |
| Rebecca W. House - Officer | Option exercise | Employee Stock Option (Right to Buy) | 5,000 | $0.00 | - | |
| Matthew W. Fordenwalt - Officer | Option exercise | Common Stock | 500 | $171.46 | $86K | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 500 | $295.01 | $148K | |
| Matthew W. Fordenwalt - Officer | Option exercise | Employee Stock Option (Right to Buy) | 500 | $0.00 | - | |
| William P. Gipson - Director | Grant or award | Restricted Stock Units | 129 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Common Stock | 882 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 293 | $257.68 | $75K | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Restricted Stock Units | 882 | $0.00 | - | |
| Isaac Woods - Officer | Option exercise | Common Stock | 86 | $0.00 | - | |
| Isaac Woods - Officer | Open-market sale | Common Stock | 1 | $298.95 | $299 | |
| Isaac Woods - Officer | Open-market sale | Common Stock | 26 | $302.00 | $8K | |
| Isaac Woods - Officer | Option exercise | Common Stock | 154 | $0.00 | - | |
| Isaac Woods - Officer | Open-market sale | Common Stock | 9 | $295.17 | $3K | |
| Isaac Woods - Officer | Open-market sale | Common Stock | 22 | $296.67 | $7K | |
| Isaac Woods - Officer | Open-market sale | Common Stock | 11 | $297.61 | $3K | |
| Isaac Woods - Officer | Open-market sale | Common Stock | 8 | $298.25 | $2K | |
| Isaac Woods - Officer | Option exercise | Restricted Stock Units | 86 | $0.00 | - | |
| Isaac Woods - Officer | Option exercise | Restricted Stock Units | 154 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Common Stock | 69 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 27 | $302.06 | $8K | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Common Stock | 385 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 25 | $295.23 | $7K | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 53 | $296.43 | $16K | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 51 | $297.38 | $15K | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 24 | $298.20 | $7K | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Common Stock | 1,288 | $259.81 | $335K | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 1,288 | $300.00 | $386K | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Restricted Stock Units | 69 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Restricted Stock Units | 385 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Employee Stock Option (Right to Buy) | 1,288 | $259.81 | $335K | |
| John M. Miller - Officer | Option exercise | Common Stock | 46 | $0.00 | - | |
| John M. Miller - Officer | Open-market sale | Common Stock | 14 | $302.01 | $4K | |
| John M. Miller - Officer | Option exercise | Common Stock | 62 | $0.00 | - | |
| John M. Miller - Officer | Open-market sale | Common Stock | 6 | $295.89 | $2K | |
| John M. Miller - Officer | Open-market sale | Common Stock | 8 | $296.75 | $2K | |
| John M. Miller - Officer | Open-market sale | Common Stock | 5 | $297.92 | $1K | |
| John M. Miller - Officer | Option exercise | Restricted Stock Units | 46 | $0.00 | - | |
| John M. Miller - Officer | Option exercise | Restricted Stock Units | 62 | $0.00 | - | |
 Scott Genereux - Officer | Option exercise | Common Stock | 571 | $0.00 | - | |
| Scott Genereux - Officer | Open-market sale | Common Stock | 26 | $301.80 | $8K | |
| Scott Genereux - Officer | Open-market sale | Common Stock | 252 | $302.06 | $76K | |
| Scott Genereux - Officer | Option exercise | Common Stock | 962 | $0.00 | - | |
| Scott Genereux - Officer | Open-market sale | Common Stock | 80 | $295.29 | $24K | |
| Scott Genereux - Officer | Open-market sale | Common Stock | 181 | $296.64 | $54K | |
| Scott Genereux - Officer | Open-market sale | Common Stock | 164 | $297.55 | $49K | |
| Scott Genereux - Officer | Open-market sale | Common Stock | 66 | $298.41 | $20K | |
| Scott Genereux - Officer | Option exercise | Restricted Stock Units | 571 | $0.00 | - | |
| Scott Genereux - Officer | Option exercise | Restricted Stock Units | 962 | $0.00 | - | |
| Robert L. Buttermore - Officer | Option exercise | Common Stock | 69 | $0.00 | - | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 22 | $302.02 | $7K | |
| Robert L. Buttermore - Officer | Option exercise | Common Stock | 154 | $0.00 | - | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 6 | $294.85 | $2K | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 15 | $296.09 | $4K | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 13 | $297.09 | $4K | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 15 | $297.90 | $4K | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 1 | $298.90 | $299 | |
| Robert L. Buttermore - Officer | Option exercise | Restricted Stock Units | 69 | $0.00 | - | |
| Robert L. Buttermore - Officer | Option exercise | Restricted Stock Units | 154 | $0.00 | - |
This is as far as the anonymous view goes. Create a free account for all 131 ROK filings on record.
A Form 144 is notice of an INTENDED sale, not a completed one. It often precedes the Form 4 that reports the trade actually happening.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| Rothe Christian E | Officer | 590 | $256K | View on EDGAR | |
| - | - | - | - | View on EDGAR | |
| - | - | - | - | View on EDGAR |
ROCKWELL AUTOMATION, INC (ROK) had 6 insider filings in the last 90 days, with the most recent on 2026-08-28. The full record for ROK runs to 131 Form 4 filings, the earliest from 2024-10-02. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
No insider purchases of ROK were filed in the last 90 days. 2 purchases are on record for this company.
5 insider sales of ROK were filed in the last 90 days, totaling $1.13M.
This page tracks ROK Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Every Form 4 below links to the original document on SEC EDGAR, so the numbers on this page can be checked against the filing they came from.
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