Updated Jul 16, 2026 · Last SEC filing 2026-07-01
ROCKWELL AUTOMATION, INC (ROK) has filed 9 SEC Form 4 insider transactions in the last 90 days, with the most recent on 2026-07-01. 1 Form 8-K material event filings were reported by ROK in the last 90 days. 7 Form 144 notices of proposed sale were filed for ROK stock. InsiderAlpha tracks every ROK SEC filing — Form 4, Form 144, and 8-K — in real time, including Rule 10b5-1 plan detection.
| SIC classification | Measuring & Controlling Devices, NEC (SIC 3829) |
|---|---|
| SEC CIK | 0001024478 |
| Form 4 filings (90d) | 9 |
|---|---|
| Form 8-K filings (90d) | 1 |
| Form 144 notices (90d) | 7 |
| Latest Form 4 filing | 2026-07-01 |
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Fordenwalt Matthew W. | SVP Lifecycle Services | S — Open-market sale | 377 | $460.51 | $174K | SEC | |
| Fordenwalt Matthew W. | SVP Lifecycle Services | S — Open-market sale | 218 | $456.34 | $99K | SEC | |
| Fordenwalt Matthew W. | SVP Lifecycle Services | M — Option exercise | 595 | $0.00 | — | SEC | |
| MILLER JOHN M | VP and Chief IP Counsel | S — Open-market sale | 354 | $426.02 | $151K | SEC | |
| MILLER JOHN M | VP and Chief IP Counsel | S — Open-market sale | 700 | $426.02 | $298K | SEC | |
| MILLER JOHN M | VP and Chief IP Counsel | M — Option exercise | 700 | $136.40 | $95K | SEC | |
| Riesterer Terry L. | Vice President and Controller | M — Option exercise | 500 | $196.43 | $98K | SEC | |
| Riesterer Terry L. | Vice President and Controller | M — Option exercise | 400 | $246.77 | $99K | SEC | |
| Riesterer Terry L. | Vice President and Controller | M — Option exercise | 778 | $279.50 | $217K | SEC | |
| Riesterer Terry L. | Vice President and Controller | M — Option exercise | 1.2K | $259.81 | $324K | SEC | |
| Riesterer Terry L. | Vice President and Controller | S — Open-market sale | 1.1K | $451.83 | $497K | SEC | |
| Riesterer Terry L. | Vice President and Controller | S — Open-market sale | 2.9K | $452.02 | $1.32M | SEC | |
| Riesterer Terry L. | Vice President and Controller | M — Option exercise | 900 | $246.77 | $222K | SEC | |
| Nardecchia Christopher | SVP, Chief Information Officer | M — Option exercise | 2.5K | $350.76 | $890K | SEC | |
| Fordenwalt Matthew W. | SVP Lifecycle Services | S — Open-market sale | 460 | $449.98 | $207K | SEC |
All transactions sourced from SEC EDGAR Form 4 filings for ROCKWELL AUTOMATION, INC (ROK). Updated in real time as new filings are submitted to the SEC.
| Insider | Form 4 filings | Total transaction value |
|---|---|---|
| Riesterer Terry L. | 12 | $2.78M |
| Fordenwalt Matthew W. | 8 | $691K |
| Nardecchia Christopher | 5 | $2.02M |
| MILLER JOHN M | 4 | $545K |
| Gipson William P | 1 | — |
Form 144 must be filed before insiders sell restricted or control stock above SEC thresholds. A cluster of Form 144 notices often precedes a wave of insider distribution.
SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in ROK insider filings:
| P | Open-market purchase by the insider |
|---|---|
| S | Open-market sale by the insider |
| A | Grant, award, or other acquisition from the issuer |
| M | Exercise or conversion of derivative security (e.g. options) |
| F | Payment of exercise price or tax liability via share withholding |
| G | Bona-fide gift of securities |
| D | Disposition to the issuer (e.g. share buyback participation) |
| J | Other acquisition or disposition |
| X | Exercise of in-the-money or at-the-money derivative security |
| C | Conversion of derivative security |
| V | Transaction voluntarily reported earlier than required |
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