ROCKWELL AUTOMATION, INC (ROK)
Data as of , from SEC Form 4 filings.
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Start 7-day demoData as of , from SEC Form 4 filings.
See up to 3 months of ROK. The 7-day demo opens the 1M and 3M ranges and puts ROK on your watchlist.
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Isaac Woods - OfficerIsaac Woods - OfficerWith roots tracing back to the early 1900s, Rockwell Automation is the successor to Rockwell International, which spun off its avionics segment in 2001. It is a pure-play industrial automation company that operates through three segments. Its largest segment by revenue, intelligent devices, sells factory floor-level devices such as motors, drives, sensors, relays, and actuators. Its software and control segment sells visualization, simulation, and human-machine interface software and control products such as programmable controllers, computers, and operator terminals. Its smallest segment, lifecycle services, offers digital consulting, engineered-to-order services, and other outsourced services such as remote monitoring, cybersecurity, and asset and plant maintenance and optimization.
https://www.rockwellautomation.comSEC filings for ROK on EDGAR
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 7 | 2,992 | $1.29M |
| Grant or award | 13 | 36,334 | |
| Option exercise | 6 | 4,862 |
Dollar totals cover purchases and sales only (codes P and S). Grants, option exercises, gifts and tax withholding are counted in shares, because none of them is a trade at a market price.
146 Form 4 filings on record, the earliest from Oct 2, 2024, newest first. Filing history page 1 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Jordan Canfield Reynolds - Officer | Grant or award | Performance Shares | 246 footnote F2 | $0.00 | - | |
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| John M. Miller - Officer | Grant or award | Performance Shares | 277 footnote F2 | $0.00 | - | |
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| Isaac Woods - Officer | Grant or award | Performance Shares | 614 footnote F2 | $0.00 | - | |
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| Terry L. Riesterer - Officer | Grant or award | Performance Shares | 645 footnote F2 | $0.00 | - | |
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| Christopher Nardecchia - Officer | Grant or award | Performance Shares | 1,533 footnote F2 | $0.00 | - | |
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| Matheus de A. G. Viera Bulho - Officer | Grant or award | Performance Shares | 1,533 footnote F2 | $0.00 | - | |
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| Cyril Perducat - Officer | Grant or award | Performance Shares | 1,993 footnote F2 | $0.00 | - | |
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| Robert L. Buttermore - Officer | Grant or award | Performance Shares | 2,453 footnote F2 | $0.00 | - | |
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| Matthew W. Fordenwalt - Officer | Grant or award | Performance Shares | 3,371 footnote F2 | $0.00 | - | |
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 Tessa M. Myers - Officer | Grant or award | Performance Shares | 3,371 footnote F2 | $0.00 | - | |
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 Rebecca W. House - Officer | Grant or award | Performance Shares | 3,371 footnote F2 | $0.00 | - | |
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 Blake D. Moret - Officer | Grant or award | Performance Shares | 16,852 footnote F2 | $0.00 | - | |
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 William P. Gipson - Director | Grant or award | Restricted Stock Units | 75 | $0.00 | - | |
| Isaac Woods - Officer | Option exercise | Common Stock | 325 | $0.00 | - | |
| Isaac Woods - Officer | Open-market sale | Common Stock | 44 | $432.11 | $19K | |
| Isaac Woods - Officer | Open-market sale | Common Stock | 110 | $432.83 | $48K | |
| Isaac Woods - Officer | Option exercise | Restricted Stock Units | 325 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 467 | $426.96 | $199K | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 400 | $420.14 | $168K | |
| Patricia A. Watson - Director | Open-market sale | Common Stock | 1,100 | $431.43 footnote F1 | $475K | |
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| Christian E. Rothe - Officer | Option exercise | Common Stock | 1,257 | $0.00 | - | |
| Christian E. Rothe - Officer | Open-market sale | Common Stock | 590 | $434.30 footnote F3 | $256K | |
| Christian E. Rothe - Officer | Option exercise | Restricted Stock Units | 1,257 | $0.00 | - | |
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| Terry L. Riesterer - Officer | Option exercise | Common Stock | 849 | $0.00 | - | |
| Terry L. Riesterer - Officer | Open-market sale | Common Stock | 281 | $453.24 | $127K | |
| Terry L. Riesterer - Officer | Option exercise | Restricted Stock Units | 849 | $0.00 | - | |
| William P. Gipson - Director | Grant or award | Restricted Stock Units | 69 | $0.00 | - | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 377 | $460.51 | $174K | |
| Matthew W. Fordenwalt - Officer | Option exercise | Common Stock | 595 | $0.00 | - | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 218 | $456.34 footnote F2 | $99K | |
| Matthew W. Fordenwalt - Officer | Option exercise | Restricted Stock Units | 595 | $0.00 | - | |
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| John M. Miller - Officer | Option exercise | Common Stock | 700 | $136.40 | $95K | |
| John M. Miller - Officer | Open-market sale | Common Stock | 700 | $426.02 | $298K | |
| John M. Miller - Officer | Open-market sale | Common Stock | 354 | $426.02 | $151K | |
| John M. Miller - Officer | Option exercise | Employee Stock Option (Right to Buy) | 700 | $0.00 | - | |
| Terry L. Riesterer - Officer | Option exercise | Common Stock | 900 | $246.77 | $222K | |
| Terry L. Riesterer - Officer | Option exercise | Common Stock | 1,246 | $259.81 | $324K | |
| Terry L. Riesterer - Officer | Option exercise | Common Stock | 778 | $279.50 | $217K | |
| Terry L. Riesterer - Officer | Open-market sale | Common Stock | 1,100 | $451.83 | $497K | |
| Terry L. Riesterer - Officer | Open-market sale | Common Stock | 2,924 | $452.02 | $1.32M | |
| Terry L. Riesterer - Officer | Option exercise | Common Stock | 500 | $196.43 | $98K | |
| Terry L. Riesterer - Officer | Option exercise | Common Stock | 400 | $246.77 | $99K | |
| Terry L. Riesterer - Officer | Option exercise | Employee Stock Option (Right to Buy) | 900 | $0.00 | - | |
| Terry L. Riesterer - Officer | Option exercise | Employee Stock Option (Right to Buy) | 1,246 | $0.00 | - | |
| Terry L. Riesterer - Officer | Option exercise | Employee Stock Option (Right to Buy) | 778 | $0.00 | - | |
| Terry L. Riesterer - Officer | Option exercise | Employee Stock Option (Right to Buy) | 500 | $0.00 | - | |
| Terry L. Riesterer - Officer | Option exercise | Employee Stock Option (Right to Buy) | 400 | $0.00 | - | |
| Matthew W. Fordenwalt - Officer | Option exercise | Common Stock | 600 | $246.77 | $148K | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 140 | $448.26 footnote F2 | $63K | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 460 | $449.98 footnote F3 | $207K | |
| Matthew W. Fordenwalt - Officer | Option exercise | Employee Stock Option (Right to Buy) | 600 | $0.00 | - | |
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| Christopher Nardecchia - Officer | Option exercise | Common Stock | 2,538 | $350.76 | $890K | |
| Christopher Nardecchia - Officer | Open-market sale | Common Stock | 586 | $440.82 footnote F2 | $258K | |
| Christopher Nardecchia - Officer | Open-market sale | Common Stock | 1,402 | $447.37 footnote F3 | $627K | |
| Christopher Nardecchia - Officer | Open-market sale | Common Stock | 550 | $450.04 | $248K | |
| Christopher Nardecchia - Officer | Option exercise | Employee Stock Option (Right to Buy) | 2,538 | $0.00 | - | |
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 Scott Genereux - Officer | Open-market sale | Common Stock | 550 | $447.73 | $246K | |
| David A. Zapico - Director | Grant or award | Common Stock | 229 | $0.00 | - | |
| Matthew W. Fordenwalt - Officer | Option exercise | Common Stock | 1,200 | $196.43 | $236K | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 1,200 | $400.00 | $480K | |
| Matthew W. Fordenwalt - Officer | Option exercise | Employee Stock Option (Right to Buy) | 1,200 | $0.00 | - | |
| Cyril Perducat - Officer | Option exercise | Common Stock | 581 | $0.00 | - | |
| Cyril Perducat - Officer | Open-market sale | Common Stock | 198 | $395.00 footnote F2 | $78K | |
| Cyril Perducat - Officer | Option exercise | Restricted Stock Units | 581 | $0.00 | - | |
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| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 1,250 | $387.50 | $484K | |
An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| PATRICIA A WATSON | BOARD MEMBER | 1,100 | $474K | View on EDGAR | |
| Woods Isaac | Officer | 154 | $67K | View on EDGAR | |
| Bulho Matheus De A G Viera | Officer | 400 | $168K | View on EDGAR |
Stock trades in ROK disclosed by members of the U.S. House in the last 12 months, newest first. Values are the ranges as filed.
| Member | Type | Traded | Disclosed | Value range | Owner | Days to disclose | Filing |
|---|---|---|---|---|---|---|---|
 Kevin HernRepublican, OK-01 | Sale (partial) | $15,001 to $50,000 | Joint | 26 days | Original filing | ||
| Kevin HernRepublican, OK-01 | Sale (partial) | $15,001 to $50,000 | Joint | 23 days | Original filing | ||
| Kevin HernRepublican, OK-01 | Sale (partial) | $15,001 to $50,000 | Joint | 11 days | Original filing |
House of Representatives Periodic Transaction Reports from 2024. Senate filings are not included yet. The full history of ROK beside its insider purchases is in the Congress Tracker.
ROCKWELL AUTOMATION, INC (ROK) had 18 insider filings in the last 90 days, with the most recent on 2026-10-05. The full record for ROK runs to 146 Form 4 filings, the earliest from 2024-10-02. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
No insider purchases of ROK were filed in the last 90 days. 2 purchases are on record for this company.
7 insider sales of ROK were filed in the last 90 days, totaling $1.29M.
This page collects ROK Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
