ROCKWELL AUTOMATION, INC (ROK)
$430.86-$2.14 (-0.49%) Today
With roots tracing back to the early 1900s, Rockwell Automation is the successor to Rockwell International, which spun off its avionics segment in 2001. It is a pure-play industrial automation company that operates through three segments. Its largest segment by revenue, intelligent devices, sells factory floor-level devices such as motors, drives, sensors, relays, and actuators. Its software and control segment sells visualization, simulation, and human-machine interface software and control products such as programmable controllers, computers, and operator terminals. Its smallest segment, lifecycle services, offers digital consulting, engineered-to-order services, and other outsourced services such as remote monitoring, cybersecurity, and asset and plant maintenance and optimization.
https://www.rockwellautomation.comSEC filings for ROK on EDGAR
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 5 | 2,566 | $1.13M |
| Grant or award | 1 | 69 | |
| Option exercise | 6 | 5,402 |
Dollar totals are shown for open-market purchases and sales only. Grants, option exercises, gifts and tax withholding are reported by share count because they are not trades at a market price.
131 Form 4 filings on record, the earliest from Oct 2, 2024, newest first. Filing history page 1 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Patricia A. Watson - Director | Open-market sale | Common Stock | 1,100 | $431.43 | $475K | |
| Christian E. Rothe - Officer | Option exercise | Common Stock | 1,257 | $0.00 | - | |
| Christian E. Rothe - Officer | Open-market sale | Common Stock | 590 | $434.30 | $256K | |
| Christian E. Rothe - Officer | Option exercise | Restricted Stock Units | 1,257 | $0.00 | - | |
| Terry L. Riesterer - Officer | Option exercise | Common Stock | 849 | $0.00 | - | |
| Terry L. Riesterer - Officer | Open-market sale | Common Stock | 281 | $453.24 | $127K | |
| Terry L. Riesterer - Officer | Option exercise | Restricted Stock Units | 849 | $0.00 | - | |
 William P. Gipson - Director | Grant or award | Restricted Stock Units | 69 | $0.00 | - | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 377 | $460.51 | $174K | |
| Matthew W. Fordenwalt - Officer | Option exercise | Common Stock | 595 | $0.00 | - | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 218 | $456.34 | $99K | |
| Matthew W. Fordenwalt - Officer | Option exercise | Restricted Stock Units | 595 | $0.00 | - | |
| John M. Miller - Officer | Option exercise | Common Stock | 700 | $136.40 | $95K | |
| John M. Miller - Officer | Open-market sale | Common Stock | 700 | $426.02 | $298K | |
| John M. Miller - Officer | Open-market sale | Common Stock | 354 | $426.02 | $151K | |
| John M. Miller - Officer | Option exercise | Employee Stock Option (Right to Buy) | 700 | $0.00 | - | |
| Terry L. Riesterer - Officer | Option exercise | Common Stock | 900 | $246.77 | $222K | |
| Terry L. Riesterer - Officer | Option exercise | Common Stock | 1,246 | $259.81 | $324K | |
| Terry L. Riesterer - Officer | Option exercise | Common Stock | 778 | $279.50 | $217K | |
| Terry L. Riesterer - Officer | Open-market sale | Common Stock | 1,100 | $451.83 | $497K | |
| Terry L. Riesterer - Officer | Open-market sale | Common Stock | 2,924 | $452.02 | $1.32M | |
| Terry L. Riesterer - Officer | Option exercise | Common Stock | 500 | $196.43 | $98K | |
| Terry L. Riesterer - Officer | Option exercise | Common Stock | 400 | $246.77 | $99K | |
| Terry L. Riesterer - Officer | Option exercise | Employee Stock Option (Right to Buy) | 900 | $0.00 | - | |
| Terry L. Riesterer - Officer | Option exercise | Employee Stock Option (Right to Buy) | 1,246 | $0.00 | - | |
| Terry L. Riesterer - Officer | Option exercise | Employee Stock Option (Right to Buy) | 778 | $0.00 | - | |
| Terry L. Riesterer - Officer | Option exercise | Employee Stock Option (Right to Buy) | 500 | $0.00 | - | |
| Terry L. Riesterer - Officer | Option exercise | Employee Stock Option (Right to Buy) | 400 | $0.00 | - | |
| Matthew W. Fordenwalt - Officer | Option exercise | Common Stock | 600 | $246.77 | $148K | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 140 | $448.26 | $63K | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 460 | $449.98 | $207K | |
| Matthew W. Fordenwalt - Officer | Option exercise | Employee Stock Option (Right to Buy) | 600 | $0.00 | - | |
| Christopher Nardecchia - Officer | Option exercise | Common Stock | 2,538 | $350.76 | $890K | |
| Christopher Nardecchia - Officer | Open-market sale | Common Stock | 586 | $440.82 | $258K | |
| Christopher Nardecchia - Officer | Open-market sale | Common Stock | 1,402 | $447.37 | $627K | |
| Christopher Nardecchia - Officer | Open-market sale | Common Stock | 550 | $450.04 | $248K | |
| Christopher Nardecchia - Officer | Option exercise | Employee Stock Option (Right to Buy) | 2,538 | $0.00 | - | |
 Scott Genereux - Officer | Open-market sale | Common Stock | 550 | $447.73 | $246K | |
| David A. Zapico - Director | Grant or award | Common Stock | 229 | $0.00 | - | |
| Matthew W. Fordenwalt - Officer | Option exercise | Common Stock | 1,200 | $196.43 | $236K | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 1,200 | $400.00 | $480K | |
| Matthew W. Fordenwalt - Officer | Option exercise | Employee Stock Option (Right to Buy) | 1,200 | $0.00 | - | |
| Cyril Perducat - Officer | Option exercise | Common Stock | 581 | $0.00 | - | |
| Cyril Perducat - Officer | Open-market sale | Common Stock | 198 | $395.00 | $78K | |
| Cyril Perducat - Officer | Option exercise | Restricted Stock Units | 581 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 1,250 | $387.50 | $484K | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Common Stock | 882 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 299 | $359.00 | $107K | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Restricted Stock Units | 882 | $0.00 | - | |
| William P. Gipson - Director | Grant or award | Restricted Stock Units | 90 | $0.00 | - | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 3,427 | $399.63 | $1.37M | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 1,084 | $400.67 | $434K | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 410 | $402.25 | $165K | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 400 | $397.83 | $159K | |
| Robert L. Buttermore - Officer | Option exercise | Employee Stock Option (Right to Buy) | 800 | $0.00 | - | |
| Robert L. Buttermore - Officer | Option exercise | Employee Stock Option (Right to Buy) | 1,050 | $0.00 | - | |
| Robert L. Buttermore - Officer | Option exercise | Employee Stock Option (Right to Buy) | 1,546 | $0.00 | - | |
| Robert L. Buttermore - Officer | Option exercise | Employee Stock Option (Right to Buy) | 3,525 | $0.00 | - | |
| Robert L. Buttermore - Officer | Option exercise | Employee Stock Option (Right to Buy) | 1,611 | $0.00 | - | |
| Robert L. Buttermore - Officer | Option exercise | Common Stock | 800 | $196.43 | $157K | |
| Robert L. Buttermore - Officer | Option exercise | Common Stock | 1,050 | $246.77 | $259K | |
| Robert L. Buttermore - Officer | Option exercise | Common Stock | 1,546 | $259.81 | $402K | |
| Robert L. Buttermore - Officer | Option exercise | Common Stock | 3,525 | $279.50 | $985K | |
| Robert L. Buttermore - Officer | Option exercise | Common Stock | 1,611 | $297.10 | $479K | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 979 | $396.18 | $388K | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 960 | $397.23 | $381K | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 1,672 | $398.34 | $666K | |
 Isaac Woods - Officer | Option exercise | Common Stock | 400 | $246.77 | $99K | |
| Isaac Woods - Officer | Option exercise | Common Stock | 500 | $259.81 | $130K | |
| Isaac Woods - Officer | Open-market sale | Common Stock | 220 | $402.35 | $89K | |
| Isaac Woods - Officer | Open-market sale | Common Stock | 360 | $404.06 | $145K | |
| Isaac Woods - Officer | Open-market sale | Common Stock | 280 | $405.35 | $113K | |
| Isaac Woods - Officer | Open-market sale | Common Stock | 40 | $406.87 | $16K | |
| Isaac Woods - Officer | Open-market sale | Common Stock | 371 | $409.37 | $152K | |
| Isaac Woods - Officer | Option exercise | Employee Stock Option (Right to Buy) | 500 | $0.00 | - | |
| Isaac Woods - Officer | Option exercise | Employee Stock Option (Right to Buy) | 400 | $0.00 | - | |
| Scott Genereux - Officer | Option exercise | Common Stock | 6,844 | $350.76 | $2.40M | |
| Scott Genereux - Officer | Option exercise | Common Stock | 9,363 | $259.81 | $2.43M | |
| Scott Genereux - Officer | Open-market sale | Common Stock | 2,942 | $402.16 | $1.18M | |
| Scott Genereux - Officer | Open-market sale | Common Stock | 2,584 | $403.10 | $1.04M | |
| Scott Genereux - Officer | Open-market sale | Common Stock | 4,861 | $404.24 | $1.97M | |
| Scott Genereux - Officer | Open-market sale | Common Stock | 3,899 | $405.47 | $1.58M | |
| Scott Genereux - Officer | Open-market sale | Common Stock | 1,381 | $406.42 | $561K | |
| Scott Genereux - Officer | Open-market sale | Common Stock | 460 | $407.04 | $187K | |
| Scott Genereux - Officer | Open-market sale | Common Stock | 80 | $408.00 | $33K | |
| Scott Genereux - Officer | Open-market sale | Common Stock | 1,200 | $409.37 | $491K | |
| Scott Genereux - Officer | Option exercise | Employee Stock Option (Right to Buy) | 6,844 | $0.00 | - | |
| Scott Genereux - Officer | Option exercise | Employee Stock Option (Right to Buy) | 9,363 | $0.00 | - | |
 Rebecca W. House - Officer | Option exercise | Common Stock | 12,100 | $196.43 | $2.38M | |
| Rebecca W. House - Officer | Open-market sale | Common Stock | 1,736 | $401.96 | $698K | |
| Rebecca W. House - Officer | Open-market sale | Common Stock | 1,996 | $402.94 | $804K | |
| Rebecca W. House - Officer | Open-market sale | Common Stock | 3,536 | $404.11 | $1.43M | |
| Rebecca W. House - Officer | Open-market sale | Common Stock | 3,455 | $405.41 | $1.40M | |
| Rebecca W. House - Officer | Open-market sale | Common Stock | 677 | $406.37 | $275K | |
| Rebecca W. House - Officer | Open-market sale | Common Stock | 620 | $406.92 | $252K | |
| Rebecca W. House - Officer | Open-market sale | Common Stock | 80 | $408.00 | $33K | |
| Rebecca W. House - Officer | Option exercise | Employee Stock Option (Right to Buy) | 12,100 | $0.00 | - | |
 Tessa M. Myers - Officer | Open-market sale | Common Stock | 1,985 | $409.37 | $813K | |
| Matthew W. Fordenwalt - Officer | Option exercise | Common Stock | 1,200 | $196.43 | $236K | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 155 | $402.11 | $62K | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 280 | $403.21 | $113K | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 405 | $404.16 | $164K | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 280 | $405.60 | $114K | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 40 | $406.42 | $16K | |
| Matthew W. Fordenwalt - Officer | Open-market sale | Common Stock | 40 | $407.90 | $16K | |
| Matthew W. Fordenwalt - Officer | Option exercise | Employee Stock Option (Right to Buy) | 1,200 | $0.00 | - | |
| Christopher Nardecchia - Officer | Option exercise | Common Stock | 500 | $192.86 | $96K | |
| Christopher Nardecchia - Officer | Option exercise | Common Stock | 7,000 | $171.46 | $1.20M | |
| Christopher Nardecchia - Officer | Option exercise | Common Stock | 3,400 | $246.77 | $839K | |
| Christopher Nardecchia - Officer | Option exercise | Common Stock | 3,565 | $259.81 | $926K | |
| Christopher Nardecchia - Officer | Open-market sale | Common Stock | 14,465 | $410.01 | $5.93M | |
| Christopher Nardecchia - Officer | Option exercise | Employee Stock Option (Right to Buy) | 500 | $0.00 | - | |
| Christopher Nardecchia - Officer | Option exercise | Employee Stock Option (Right to Buy) | 7,000 | $0.00 | - | |
| Christopher Nardecchia - Officer | Option exercise | Employee Stock Option (Right to Buy) | 3,400 | $0.00 | - | |
| Christopher Nardecchia - Officer | Option exercise | Employee Stock Option (Right to Buy) | 3,565 | $0.00 | - | |
| Robert L. Buttermore - Officer | Option exercise | Common Stock | 568 | $0.00 | - | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 204 | $380.14 | $78K | |
| Robert L. Buttermore - Officer | Option exercise | Restricted Stock Units | 568 | $0.00 | - | |
| Donald R. Parfet - Director | Option exercise | Common Stock | 1,508 | $0.00 | - | |
| Donald R. Parfet - Director | Option exercise | Common Stock | 154 | $0.00 | - | |
| Donald R. Parfet - Director | Option exercise | Common Stock | 500 | $0.00 | - | |
| Donald R. Parfet - Director | Option exercise | Restricted Stock Units | 1,508 | $0.00 | - | |
| Donald R. Parfet - Director | Option exercise | Restricted Stock Units | 154 | $0.00 | - | |
| Donald R. Parfet - Director | Option exercise | Restricted Stock Units | 500 | $0.00 | - | |
| Robert L. Buttermore - Officer | Option exercise | Common Stock | 573 | $0.00 | - | |
| Robert L. Buttermore - Officer | Option exercise | Common Stock | 538 | $0.00 | - | |
| Robert L. Buttermore - Officer | Open-market sale | Common Stock | 184 | $402.86 | $74K | |
| Robert L. Buttermore - Officer | Option exercise | Restricted Stock Units | 573 | $0.00 | - | |
| Robert L. Buttermore - Officer | Option exercise | Restricted Stock Units | 538 | $0.00 | - | |
| Tessa M. Myers - Officer | Option exercise | Common Stock | 787 | $0.00 | - | |
| Tessa M. Myers - Officer | Option exercise | Common Stock | 740 | $0.00 | - | |
| Tessa M. Myers - Officer | Open-market sale | Common Stock | 336 | $402.89 | $135K | |
| Tessa M. Myers - Officer | Open-market sale | Common Stock | 35 | $403.33 | $14K | |
| Tessa M. Myers - Officer | Option exercise | Restricted Stock Units | 787 | $0.00 | - | |
| Tessa M. Myers - Officer | Option exercise | Restricted Stock Units | 740 | $0.00 | - | |
| Christian E. Rothe - Officer | Option exercise | Common Stock | 1,077 | $0.00 | - | |
| Christian E. Rothe - Officer | Option exercise | Restricted Stock Units | 1,077 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Common Stock | 358 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Common Stock | 1,164 | $279.50 | $325K | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Common Stock | 2,253 | $297.10 | $669K | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Common Stock | 740 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 239 | $400.31 | $96K | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 238 | $401.81 | $96K | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 485 | $402.75 | $195K | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 202 | $403.71 | $82K | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 809 | $402.84 | $326K | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 1,174 | $403.67 | $474K | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 270 | $404.46 | $109K | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 95 | $402.92 | $38K | |
| Matheus de A. G. Viera Bulho - Officer | Open-market sale | Common Stock | 22 | $403.50 | $9K | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Employee Stock Option (Right to Buy) | 1,164 | $279.50 | $325K | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Restricted Stock Units | 358 | $0.00 | - | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Employee Stock Option (Right to Buy) | 2,253 | $297.10 | $669K | |
| Matheus de A. G. Viera Bulho - Officer | Option exercise | Restricted Stock Units | 740 | $0.00 | - |
A Form 144 is notice of an INTENDED sale, not a completed one. It often precedes the Form 4 that reports the trade actually happening.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| Rothe Christian E | Officer | 590 | $256K | View on EDGAR | |
| - | - | - | - | View on EDGAR | |
| - | - | - | - | View on EDGAR |
ROCKWELL AUTOMATION, INC (ROK) had 6 insider filings in the last 90 days, with the most recent on 2026-08-28. The full record for ROK runs to 131 Form 4 filings, the earliest from 2024-10-02. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
No insider purchases of ROK were filed in the last 90 days. 2 purchases are on record for this company.
5 insider sales of ROK were filed in the last 90 days, totaling $1.13M.
This page tracks ROK Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Every Form 4 below links to the original document on SEC EDGAR, so the numbers on this page can be checked against the filing they came from.
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