PATRIOT NATIONAL BANCORP INC (PNBK)

Data as of Oct 2, 2026, from SEC Form 4 filings.

Net insider buying (90d)Watch PNBK

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Latest PNBK insider trades

Tomasi Mario de - Director
Open-market purchase$60K
Sep 8, 2026
Tomasi Mario de - Director
Open-market purchase$82K
May 27, 2026
Tomasi Mario de

About PATRIOT NATIONAL BANCORP INC (PNBK)

PATRIOT NATIONAL BANCORP INC is an SEC registrant, filing under CIK 0001098146, classified as national commercial banks. It is grouped with Financials companies on this site.

Sector: Financials

SEC filings for PNBK on EDGAR

PNBK Form 4 activity by transaction type, last 90 days

Form 4 transaction type	Transactions	Shares	Total value
Open-market purchase	1	63,000	$60K
Grant or award	5	360,717
Option exercise	2	2,294,062

PNBK insider transactions (Form 4)

31 Form 4 filings on record, the earliest from Apr 2, 2025, newest first. Filing history page 1 of 2.

Date	Insider	Transaction	Security	Shares	Price	Value
Oct 1, 2026	Steven Sugarman - Officer	Option exercise	Voting Common Stock	1,147,031	$0.00^{footnote F1}	-
Oct 1, 2026	Steven Sugarman - Officer	Tax withholding / forfeiture	Voting Common Stock	583,609	$1.00^{footnote F2}	$584K
Oct 1, 2026	Steven Sugarman - Officer	Option exercise	Restricted Stock Units	1,147,031	$0.00	-
Footnote F1 (price): On October 1, 2026, upon the expiration of the restricted period on 1,147,031 restricted stock units ("RSUs") granted to the reporting person pursuant to an award agreement effective October 1, 2025 (previously disclosed in a Form 4 filed on October 23, 2025), 1,147,031 RSUs… Full note on SEC EDGAR Footnote F2 (price): Represents 583,609 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.00 per share, representing the closing price of the Issuer's Common… Full note on SEC EDGAR
Sep 8, 2026	Tomasi Mario de - Director	Open-market purchase	Common Stock	63,000^{footnote F1}	$0.96^{footnote F1}	$60K
Footnote F1 (price, shares): On September 8, 2026, the Reporting Person purchased 63,000 shares of the Issuer's common stock on the open market at an average price of $0.96 per share.
Aug 26, 2026	Steven Sugarman - Officer	Grant or award	Restricted Stock Units	28,857	$0.00	-
Jul 29, 2026	Tomasi Mario de - Director	Grant or award	Restricted Stock Units	88,496	$0.00	-
Jul 29, 2026	Jonathan Paul Roth - Director	Grant or award	Restricted Stock Units	66,372	$0.00	-
Jul 29, 2026	Edward N. Constantino - Director	Grant or award	Restricted Stock Units	88,496	$0.00	-
Jul 29, 2026	Anahit Magzanyan - Director	Grant or award	Restricted Stock Units	88,496	$0.00	-
Jul 1, 2026	Steven Sugarman - Officer	Option exercise	Voting Common Stock	552,927	$0.00^{footnote F1}	-
Jul 1, 2026	Steven Sugarman - Officer	Tax withholding / forfeiture	Voting Common Stock	303,861	$1.20^{footnote F2}	$365K
Jul 1, 2026	Steven Sugarman - Officer	Option exercise	Restricted Stock Units	552,927	$0.00	-
Footnote F1 (price): On July 1, 2026, upon the expiration of the restricted period on 552,927 restricted stock units ("RSUs") granted to the reporting person pursuant to an award agreement effective July 1, 2025 (previously disclosed in a Form 4 filed on August 14, 2025), 552,927 RSUS settled and… Full note on SEC EDGAR Footnote F2 (price): Represents 303,861 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.20 per share, representing the closing price of the Issuer's Common… Full note on SEC EDGAR
Jul 1, 2026	Tomasi Mario de - Director	Option exercise	Common Stock	22,222	$0.00^{footnote F1}	-
Jul 1, 2026	Tomasi Mario de - Director	Option exercise	Restricted Stock Units	22,222	$0.00	-
Footnote F1 (price): On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1… Full note on SEC EDGAR
Jul 1, 2026	Jonathan Paul Roth - Director	Option exercise	Common Stock	12,575	$0.00^{footnote F1}	-
Jul 1, 2026	Jonathan Paul Roth - Director	Option exercise	Restricted Stock Units	12,575	$0.00	-
Footnote F1 (price): On November 19, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 37,727 shares of Common Stock of the Issuer, which will vest over three years (12,575 shares, 12,575 shares, and 12,576 shares respectively as of July 1, 2026, 2027 and 2028). On July… Full note on SEC EDGAR
Jul 1, 2026	Jeffrey T. Seabold - Director	Option exercise	Common Stock	133,333	$0.00^{footnote F1}	-
Jul 1, 2026	Jeffrey T. Seabold - Director	Option exercise	Restricted Stock Units	133,333	$0.00	-
Footnote F1 (price): On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 400,000 shares of Common Stock of the Issuer, which will vest over three years (133,333 shares, 133,333 shares, and 133,334 shares respectively as of July 1, 2026, 2027 and 2028). On July… Full note on SEC EDGAR
Jul 1, 2026	Edward N. Constantino - Director	Option exercise	Common Stock	22,222	$0.00^{footnote F1}	-
Jul 1, 2026	Edward N. Constantino - Director	Option exercise	Restricted Stock Units	22,222	$0.00	-
Footnote F1 (price): On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1… Full note on SEC EDGAR
Jul 1, 2026	Anahit Magzanyan - Director	Option exercise	Common Stock	22,222	$0.00^{footnote F1}	-
Jul 1, 2026	Anahit Magzanyan - Director	Option exercise	Restricted Stock Units	22,222	$0.00	-
Footnote F1 (price): On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1… Full note on SEC EDGAR
May 20, 2026	Steven Sugarman - Officer	Grant or award	Restricted Stock Units	104,452	$0.00	-
May 20, 2026	Steven Sugarman - Officer	Grant or award	Restricted Stock Units	575	$0.00	-
May 27, 2026	Tomasi Mario de - Director	Open-market purchase	Common Stock	85,000^{footnote F1}	$0.96^{footnote F1}	$82K
Footnote F1 (price, shares): On May 27, 2026, the Reporting Person purchased 85,000 shares of the Issuer's common stock on the open market at an average price of $0.96 per share.
May 20, 2026	William Paul Simmons - Officer	Grant or award	Restricted Stock Units	74,983	$0.00	-
May 20, 2026	Carlos P. Salas - Officer	Grant or award	Restricted Stock Units	74,983	$0.00	-
May 20, 2026	Tomasi Mario de - Director	Open-market purchase	Common Stock	87,719^{footnote F1}	$1.15^{footnote F1}	$101K
Jul 1, 2025	Tomasi Mario de - Director	Grant or award	Restricted Stock Units	66,667^{footnote F2}	$0.00	-
Footnote F1 (price, shares): On May 20, 2026, the Reporting Person purchased 87,719 shares of the Issuer's common stock on the open market at an average price of $1.15 per share. Footnote F2 (shares): On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over 3 years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028).
Apr 30, 2026	Carlos P. Salas - Officer	Option exercise	Common Stock	333,333	$0.00	-
Apr 30, 2026	Carlos P. Salas - Officer	Tax withholding / forfeiture	Common Stock	123,683	$1.23	$152K
Apr 30, 2026	Carlos P. Salas - Officer	Option exercise	Restricted Stock Units	333,333	$0.00	-
Apr 30, 2026	Carlos P. Salas - Officer	Option exercise	Common Stock	333,333	$0.00^{footnote F1}	-
Apr 30, 2026	Carlos P. Salas - Officer	Tax withholding / forfeiture	Common Stock	121,776	$1.23^{footnote F2}	$150K
Apr 30, 2026	Carlos P. Salas - Officer	Option exercise	Restricted Stock Units	333,333	$0.00	-
Footnote F1 (price): On April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock of the Issuer, which will vest over three years (333,333 shares, 333,333 shares, and 333,334 shares respectively as of April 30, 2026, 2027 and 2028). On… Full note on SEC EDGAR Footnote F2 (price): Represents 121,776 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common… Full note on SEC EDGAR
Apr 30, 2026	William Paul Simmons - Officer	Option exercise	Common Stock	333,333	$0.00^{footnote F1}	-
Apr 30, 2026	William Paul Simmons - Officer	Tax withholding / forfeiture	Common Stock	121,776	$1.23^{footnote F2}	$150K
Apr 30, 2026	William Paul Simmons - Officer	Option exercise	Restricted Stock Units	333,333	$0.00	-
Footnote F1 (price): On August 13, 2025, pursuant to an award agreement effective as of April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of… Full note on SEC EDGAR Footnote F2 (price): Represents 121,776 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common… Full note on SEC EDGAR
Apr 30, 2026	Angie Miranda - Officer	Option exercise	Common Stock	150,000	$0.00^{footnote F1}	-
Apr 30, 2026	Angie Miranda - Officer	Tax withholding / forfeiture	Common Stock	56,718	$1.23^{footnote F2}	$70K
Apr 30, 2026	Angie Miranda - Officer	Option exercise	Restricted Stock Units	150,000	$0.00	-
Footnote F1 (price): On August 7, 2025, pursuant to an award agreement effective as of April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 450,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the… Full note on SEC EDGAR Footnote F2 (price): Represents 56,718 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common… Full note on SEC EDGAR
Jul 17, 2025	Anahit Magzanyan - Director	Open-market purchase	Common Stock	375	-^{footnote F1}	-
Jul 24, 2025	Anahit Magzanyan - Director	Open-market purchase	Common Stock	175	-^{footnote F2}	-
Aug 19, 2025	Anahit Magzanyan - Director	Open-market purchase	Common Stock	500	-^{footnote F3}	-
Mar 3, 2026	Anahit Magzanyan - Director	Open-market purchase	Common Stock	400	-^{footnote F4}	-
Footnote F1 (price): On July 17, 2025, the Reporting Person purchased 375 shares of the Issuer's common stock on the open market at an average price of $1.44 per share. Footnote F2 (price): On July 24, 2025, the Reporting Person purchased 175 shares of the Issuer's common stock on the open market at an average price of $1.55 per share. Footnote F3 (price): On August 19, 2025, the Reporting Person purchased 500 shares of the Issuer's common stock on the open market at an average price of $1.59 per share. Footnote F4 (price): On March 3, 2026, the Reporting Person purchased 400 shares of the Issuer's common stock on the open market at an average price of $1.32 per share.
Mar 25, 2026	Steven Sugarman - Officer	Option exercise	Voting Common Stock	2,089,043	-^{footnote F1}	-
Mar 25, 2026	Steven Sugarman - Officer	Option exercise	Restricted Stock Units	4,049,593	$0.00	-
Footnote F1 (price): On March 25, 2026, upon the expiration of the restricted period on 4,049,593 restricted stock units ("RSUs") granted to the reporting person on March 20, 2025 (previously disclosed in a Form 4 filed on April 1, 2025), 2,089,043 shares of the issuer's common stock were delivered… Full note on SEC EDGAR
Oct 20, 2025	Steven Sugarman - Officer	Grant or award	Restricted Stock Units	1,147,031^{footnote F2}	$0.00	-
Oct 16, 2025	Steven Sugarman - Officer	Option exercise	Non-Voting Common Stock	2,000,000	-^{footnote F1}	-
Oct 16, 2025	Steven Sugarman - Officer	Option exercise	Voting Common Stock	2,000,000	-^{footnote F1}	-
Footnote F1 (price): Represents the conversion of 2,000,000 shares of Patriot National Bancorp, Inc.'s (the "Issuer") non-voting common stock into 2,000,000 shares of the Issuer's voting common stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. No consideration was… Full note on SEC EDGAR Footnote F2 (shares): The Trust is a revocable living trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are the trustees of the Trust.
Aug 13, 2025	William Paul Simmons - Officer	Grant or award	Common Stock	1,000,000	-	-
Aug 13, 2025	Steven Sugarman - Officer	Grant or award	Common Stock	552,927	-	-
Aug 7, 2025	Angie Miranda - Officer	Grant or award	Common Stock	450,000	-	-
Jul 3, 2025	Steven Sugarman - Officer	Option exercise	Non-Voting Common Stock	1,533,333	-	-
Jul 3, 2025	Steven Sugarman - Officer	Option exercise	Non-Voting Common Stock	466,667	-	-
Jul 3, 2025	Steven Sugarman - Officer	Other	Series A Preferred Stock	19,167	-	-
Jul 3, 2025	Steven Sugarman - Officer	Other	Series A Preferred Stock	5,833	-	-
May 13, 2025	Michael A. Carrazza - Officer	Open-market purchase	Common Stock	865,990	$0.75	$649K

Recent PNBK Form 8-K filings

Read PNBK company news

Sep 24, 2026Item 1.01, 9.01

Read the filing on SEC EDGAR

Sep 23, 2026Item 1.01, 2.03, 9.01

Read the filing on SEC EDGAR

Aug 17, 2026Item 7.01, 9.01

Read the filing on SEC EDGAR

Jul 31, 2026Item 7.01, 9.01

PNBK insider trading FAQ

What is the latest insider trade for PNBK?

PATRIOT NATIONAL BANCORP INC (PNBK) had 7 insider filings in the last 90 days, with the most recent on 2026-10-02. The full record for PNBK runs to 31 Form 4 filings, the earliest from 2025-04-02. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.

How many insiders are buying PNBK stock?

1 insider purchase of PNBK was filed in the last 90 days, totaling $60K.

How many insiders are selling PNBK stock?

No insider sales of PNBK were filed in the last 90 days.

Where can I see PNBK SEC filings (Form 4, 10-K, 10-Q, 8-K)?

This page collects PNBK Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.

More Financials companies with insider activity

Recent insider filings

The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.

Oct 2, 2026 - Steven Sugarman view on EDGAR
Sep 10, 2026 - Tomasi Mario de view on EDGAR
Aug 27, 2026 - Steven Sugarman view on EDGAR
Jul 31, 2026 - Tomasi Mario de view on EDGAR
Jul 31, 2026 - Jonathan Paul Roth view on EDGAR
Jul 31, 2026 - Edward N. Constantino view on EDGAR
Jul 31, 2026 - Anahit Magzanyan view on EDGAR
Jul 2, 2026 - Steven Sugarman view on EDGAR
Jul 2, 2026 - Tomasi Mario de view on EDGAR

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Learn more

How to read insider buying signals: What an open-market purchase by an insider can and cannot tell you.
Insider activity in Financials: Where PNBK's peers are being bought and sold.
Every recent Form 4: The market-wide feed, updated as filings arrive from SEC EDGAR.

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Form 4 transaction type

Transactions

Total value

Open-market purchase

63,000

$60K

Grant or award

360,717

Option exercise

2,294,062

Date

Insider

Transaction

Security

Price

Value

Oct 1, 2026

Steven Sugarman - Officer

Option exercise

Voting Common Stock

1,147,031

$0.00^{footnote F1}

Oct 1, 2026

Steven Sugarman - Officer

Tax withholding / forfeiture

Voting Common Stock

583,609

$1.00^{footnote F2}

$584K

Oct 1, 2026

Steven Sugarman - Officer

Option exercise

Restricted Stock Units

1,147,031

$0.00

Footnote F1 (price): On October 1, 2026, upon the expiration of the restricted period on 1,147,031 restricted stock units ("RSUs") granted to the reporting person pursuant to an award agreement effective October 1, 2025 (previously disclosed in a Form 4 filed on October 23, 2025), 1,147,031 RSUs… Full note on SEC EDGAR
Footnote F2 (price): Represents 583,609 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.00 per share, representing the closing price of the Issuer's Common… Full note on SEC EDGAR

Sep 8, 2026

Tomasi Mario de - Director

Open-market purchase

Common Stock

63,000^{footnote F1}

$0.96^{footnote F1}

$60K

Footnote F1 (price, shares): On September 8, 2026, the Reporting Person purchased 63,000 shares of the Issuer's common stock on the open market at an average price of $0.96 per share.

Aug 26, 2026

Steven Sugarman - Officer

Grant or award

Restricted Stock Units

28,857

$0.00

Jul 29, 2026

Tomasi Mario de - Director

Grant or award

Restricted Stock Units

88,496

$0.00

Jul 29, 2026

Jonathan Paul Roth - Director

Grant or award

Restricted Stock Units

66,372

$0.00

Jul 29, 2026

Edward N. Constantino - Director

Grant or award

Restricted Stock Units

88,496

$0.00

Jul 29, 2026

Anahit Magzanyan - Director

Grant or award

Restricted Stock Units

88,496

$0.00

Jul 1, 2026

Steven Sugarman - Officer

Option exercise

Voting Common Stock

552,927

$0.00^{footnote F1}

Jul 1, 2026

Steven Sugarman - Officer

Tax withholding / forfeiture

Voting Common Stock

303,861

$1.20^{footnote F2}

$365K

Jul 1, 2026

Steven Sugarman - Officer

Option exercise

Restricted Stock Units

552,927

$0.00

Footnote F1 (price): On July 1, 2026, upon the expiration of the restricted period on 552,927 restricted stock units ("RSUs") granted to the reporting person pursuant to an award agreement effective July 1, 2025 (previously disclosed in a Form 4 filed on August 14, 2025), 552,927 RSUS settled and… Full note on SEC EDGAR
Footnote F2 (price): Represents 303,861 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.20 per share, representing the closing price of the Issuer's Common… Full note on SEC EDGAR

Jul 1, 2026

Tomasi Mario de - Director

Option exercise

Common Stock

22,222

$0.00^{footnote F1}

Jul 1, 2026

Tomasi Mario de - Director

Option exercise

Restricted Stock Units

22,222

$0.00

Footnote F1 (price): On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1… Full note on SEC EDGAR

Jul 1, 2026

Jonathan Paul Roth - Director

Option exercise

Common Stock

12,575

$0.00^{footnote F1}

Jul 1, 2026

Jonathan Paul Roth - Director

Option exercise

Restricted Stock Units

12,575

$0.00

Footnote F1 (price): On November 19, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 37,727 shares of Common Stock of the Issuer, which will vest over three years (12,575 shares, 12,575 shares, and 12,576 shares respectively as of July 1, 2026, 2027 and 2028). On July… Full note on SEC EDGAR

Jul 1, 2026

Jeffrey T. Seabold - Director

Option exercise

Common Stock

133,333

$0.00^{footnote F1}

Jul 1, 2026

Jeffrey T. Seabold - Director

Option exercise

Restricted Stock Units

133,333

$0.00

Footnote F1 (price): On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 400,000 shares of Common Stock of the Issuer, which will vest over three years (133,333 shares, 133,333 shares, and 133,334 shares respectively as of July 1, 2026, 2027 and 2028). On July… Full note on SEC EDGAR

Jul 1, 2026

Edward N. Constantino - Director

Option exercise

Common Stock

22,222

$0.00^{footnote F1}

Jul 1, 2026

Edward N. Constantino - Director

Option exercise

Restricted Stock Units

22,222

$0.00

Footnote F1 (price): On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1… Full note on SEC EDGAR

Jul 1, 2026

Anahit Magzanyan - Director

Option exercise

Common Stock

22,222

$0.00^{footnote F1}

Jul 1, 2026

Anahit Magzanyan - Director

Option exercise

Restricted Stock Units

22,222

$0.00

Footnote F1 (price): On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1… Full note on SEC EDGAR

May 20, 2026

Steven Sugarman - Officer

Grant or award

Restricted Stock Units

104,452

$0.00

May 20, 2026

Steven Sugarman - Officer

Grant or award

Restricted Stock Units

575

$0.00

May 27, 2026

Tomasi Mario de - Director

Open-market purchase

Common Stock

85,000^{footnote F1}

$0.96^{footnote F1}

$82K

Footnote F1 (price, shares): On May 27, 2026, the Reporting Person purchased 85,000 shares of the Issuer's common stock on the open market at an average price of $0.96 per share.

May 20, 2026

William Paul Simmons - Officer

Grant or award

Restricted Stock Units

74,983

$0.00

May 20, 2026

Carlos P. Salas - Officer

Grant or award

Restricted Stock Units

74,983

$0.00

May 20, 2026

Tomasi Mario de - Director

Open-market purchase

Common Stock

87,719^{footnote F1}

$1.15^{footnote F1}

$101K

Jul 1, 2025

Tomasi Mario de - Director

Grant or award

Restricted Stock Units

66,667^{footnote F2}

$0.00

Footnote F1 (price, shares): On May 20, 2026, the Reporting Person purchased 87,719 shares of the Issuer's common stock on the open market at an average price of $1.15 per share.
Footnote F2 (shares): On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over 3 years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028).

Apr 30, 2026

Carlos P. Salas - Officer

Option exercise

Common Stock

333,333

$0.00

Apr 30, 2026

Carlos P. Salas - Officer

Tax withholding / forfeiture

Common Stock

123,683

$1.23

$152K

Apr 30, 2026

Carlos P. Salas - Officer

Option exercise

Restricted Stock Units

333,333

$0.00

Apr 30, 2026

Carlos P. Salas - Officer

Option exercise

Common Stock

333,333

$0.00^{footnote F1}

Apr 30, 2026

Carlos P. Salas - Officer

Tax withholding / forfeiture

Common Stock

121,776

$1.23^{footnote F2}

$150K

Apr 30, 2026

Carlos P. Salas - Officer

Option exercise

Restricted Stock Units

333,333

$0.00

Footnote F1 (price): On April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock of the Issuer, which will vest over three years (333,333 shares, 333,333 shares, and 333,334 shares respectively as of April 30, 2026, 2027 and 2028). On… Full note on SEC EDGAR
Footnote F2 (price): Represents 121,776 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common… Full note on SEC EDGAR

Apr 30, 2026

William Paul Simmons - Officer

Option exercise

Common Stock

333,333

$0.00^{footnote F1}

Apr 30, 2026

William Paul Simmons - Officer

Tax withholding / forfeiture

Common Stock

121,776

$1.23^{footnote F2}

$150K

Apr 30, 2026

William Paul Simmons - Officer

Option exercise

Restricted Stock Units

333,333

$0.00

Footnote F1 (price): On August 13, 2025, pursuant to an award agreement effective as of April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of… Full note on SEC EDGAR
Footnote F2 (price): Represents 121,776 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common… Full note on SEC EDGAR

Apr 30, 2026

Angie Miranda - Officer

Option exercise

Common Stock

150,000

$0.00^{footnote F1}

Apr 30, 2026

Angie Miranda - Officer

Tax withholding / forfeiture

Common Stock

56,718

$1.23^{footnote F2}

$70K

Apr 30, 2026

Angie Miranda - Officer

Option exercise

Restricted Stock Units

150,000

$0.00

Footnote F1 (price): On August 7, 2025, pursuant to an award agreement effective as of April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 450,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the… Full note on SEC EDGAR
Footnote F2 (price): Represents 56,718 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common… Full note on SEC EDGAR

Jul 17, 2025

Anahit Magzanyan - Director

Open-market purchase

Common Stock

375

-^{footnote F1}

Jul 24, 2025

Anahit Magzanyan - Director

Open-market purchase

Common Stock

175

-^{footnote F2}

Aug 19, 2025

Anahit Magzanyan - Director

Open-market purchase

Common Stock

500

-^{footnote F3}

Mar 3, 2026

Anahit Magzanyan - Director

Open-market purchase

Common Stock

400

-^{footnote F4}

Footnote F1 (price): On July 17, 2025, the Reporting Person purchased 375 shares of the Issuer's common stock on the open market at an average price of $1.44 per share.
Footnote F2 (price): On July 24, 2025, the Reporting Person purchased 175 shares of the Issuer's common stock on the open market at an average price of $1.55 per share.
Footnote F3 (price): On August 19, 2025, the Reporting Person purchased 500 shares of the Issuer's common stock on the open market at an average price of $1.59 per share.
Footnote F4 (price): On March 3, 2026, the Reporting Person purchased 400 shares of the Issuer's common stock on the open market at an average price of $1.32 per share.

Mar 25, 2026

Steven Sugarman - Officer

Option exercise

Voting Common Stock

2,089,043

-^{footnote F1}

Mar 25, 2026

Steven Sugarman - Officer

Option exercise

Restricted Stock Units

4,049,593

$0.00

Footnote F1 (price): On March 25, 2026, upon the expiration of the restricted period on 4,049,593 restricted stock units ("RSUs") granted to the reporting person on March 20, 2025 (previously disclosed in a Form 4 filed on April 1, 2025), 2,089,043 shares of the issuer's common stock were delivered… Full note on SEC EDGAR

Oct 20, 2025

Steven Sugarman - Officer

Grant or award

Restricted Stock Units

1,147,031^{footnote F2}

$0.00

Oct 16, 2025

Steven Sugarman - Officer

Option exercise

Non-Voting Common Stock

2,000,000

-^{footnote F1}

Oct 16, 2025

Steven Sugarman - Officer

Option exercise

Voting Common Stock

2,000,000

-^{footnote F1}

Footnote F1 (price): Represents the conversion of 2,000,000 shares of Patriot National Bancorp, Inc.'s (the "Issuer") non-voting common stock into 2,000,000 shares of the Issuer's voting common stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. No consideration was… Full note on SEC EDGAR
Footnote F2 (shares): The Trust is a revocable living trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are the trustees of the Trust.

Aug 13, 2025

William Paul Simmons - Officer

Grant or award

Common Stock

1,000,000

Aug 13, 2025

Steven Sugarman - Officer

Grant or award

Common Stock

552,927

Aug 7, 2025

Angie Miranda - Officer