NOMURA HOLDINGS INC (NMR)

Data as of Sep 29, 2026, from SEC Form 4 filings.

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Masahiro Ishizuka - Director
Grant or award$2K
Sep 25, 2026
Akio Hori - Officer
Grant or award$616
Sep 25, 2026
Akihito Tobari - Officer

About NOMURA HOLDINGS INC (NMR)

Nomura Holdings Inc is a financial services group in Japan and operates offices in countries and regions world-wide, including Japan, the U.S., the U.K., Singapore, and the Hong Kong Special Administrative Region ("Hong Kong") through its subsidiaries. The company's clients include individuals, corporations, financial institutions, governments, and governmental agencies. The company's business consists of Wealth Management*, Investment Management, and Wholesale. The company generates the majority of its revenue from the wholesale segment. The Wholesale Division consists of two businesses, Global Markets, which is mainly engaged in the trading, sales, and structuring of financial products, and Investment Banking, which is engaged in advisory, financing, and solutions businesses.

Employees: 28,677
Listed: 1995
Exchange: XNYS
Sector: Financials

https://www.nomuraholdings.com SEC filings for NMR on EDGAR

NMR Form 4 activity by transaction type, last 90 days

Form 4 transaction type	Transactions	Shares	Total value
Grant or award	18	2,281

Dollar totals cover purchases and sales only (codes P and S). Grants, option exercises, gifts and tax withholding are counted in shares, because none of them is a trade at a market price.

NMR insider transactions (Form 4)

129

66 Form 4 filings on record, the earliest from Mar 26, 2026, newest first. Filing history page 2 of 3.

Date	Insider	Transaction	Security	Shares	Price	Value
May 25, 2026	Takako Mori - Officer	Grant or award	Restricted Stock Units	1,400	$0.00	-
May 25, 2026	Takako Mori - Officer	Grant or award	Restricted Stock Units	1,400	$0.00	-
May 25, 2026	Takako Mori - Officer	Grant or award	Restricted Stock Units	1,300	$0.00	-
May 25, 2026	Akio Hori - Officer	Grant or award	Common Stock	764.79	$8.21^{footnote F1}	$6K
May 25, 2026	Akio Hori - Officer	Grant or award	Restricted Stock Units	800	$0.00	-
May 25, 2026	Akio Hori - Officer	Grant or award	Restricted Stock Units	800	$0.00	-
May 25, 2026	Akio Hori - Officer	Grant or award	Restricted Stock Units	800	$0.00	-
Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.
May 25, 2026	Akihito Tobari - Officer	Grant or award	Common Stock	764.79	$8.21^{footnote F1}	$6K
May 25, 2026	Akihito Tobari - Officer	Grant or award	Restricted Stock Units	3,200	$0.00	-
May 25, 2026	Akihito Tobari - Officer	Grant or award	Restricted Stock Units	3,200	$0.00	-
May 25, 2026	Akihito Tobari - Officer	Grant or award	Restricted Stock Units	3,200	$0.00	-
Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.
May 25, 2026	Hiroyasu Koike - Officer	Grant or award	Common Stock	772.71	$8.21^{footnote F1}	$6K
May 25, 2026	Hiroyasu Koike - Officer	Grant or award	Restricted Stock Units	800	$0.00	-
May 25, 2026	Hiroyasu Koike - Officer	Grant or award	Restricted Stock Units	800	$0.00	-
May 25, 2026	Hiroyasu Koike - Officer	Grant or award	Restricted Stock Units	800	$0.00	-
Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91= US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.
May 25, 2026	Hiroyuki Moriuchi - Officer	Grant or award	Restricted Stock Units	16,200	$0.00	-
May 25, 2026	Hiroyuki Moriuchi - Officer	Grant or award	Restricted Stock Units	16,200	$0.00	-
May 25, 2026	Hiroyuki Moriuchi - Officer	Grant or award	Notional Stock Units	16,168	$0.00	-
May 25, 2026	Hiroyuki Moriuchi - Officer	Grant or award	Notional Stock Units	16,168	$0.00	-
May 25, 2026	Hiroyuki Moriuchi - Officer	Grant or award	Notional Stock Units	16,168	$0.00	-
May 25, 2026	Hiroyuki Moriuchi - Officer	Grant or award	Restricted Stock Units	16,200	$0.00	-
May 25, 2026	Masahiro Goto - Officer	Grant or award	Restricted Stock Units	12,100	$0.00	-
May 25, 2026	Masahiro Goto - Officer	Grant or award	Restricted Stock Units	12,100	$0.00	-
May 25, 2026	Masahiro Goto - Officer	Grant or award	Restricted Stock Units	12,100	$0.00	-
May 25, 2026	Kentaro Okuda - Officer	Grant or award	Notional Stock Units	158,429	$0.00	-
May 25, 2026	Kentaro Okuda - Officer	Grant or award	Notional Stock Units	158,429	$0.00	-
May 25, 2026	Kentaro Okuda - Officer	Grant or award	Notional Stock Units	158,429	$0.00	-
May 25, 2026	Kentaro Okuda - Officer	Grant or award	Performance Share Units	349,000	$0.00	-
May 25, 2026	Naotaka Minami - Officer	Grant or award	Restricted Stock Units	700	$0.00	-
May 25, 2026	Naotaka Minami - Officer	Grant or award	Restricted Stock Units	600	$0.00	-
May 25, 2026	Naotaka Minami - Officer	Grant or award	Restricted Stock Units	600	$0.00	-
May 25, 2026	Go Sugiyama - Officer	Grant or award	Notional Stock Units	6,584	$0.00	-
May 25, 2026	Go Sugiyama - Officer	Grant or award	Notional Stock Units	6,584	$0.00	-
May 25, 2026	Go Sugiyama - Officer	Grant or award	Notional Stock Units	6,583	$0.00	-
May 25, 2026	Go Sugiyama - Officer	Grant or award	Restricted Stock Units	6,600	$0.00	-
May 25, 2026	Go Sugiyama - Officer	Grant or award	Restricted Stock Units	6,600	$0.00	-
May 25, 2026	Go Sugiyama - Officer	Grant or award	Restricted Stock Units	6,600	$0.00	-
May 25, 2026	Yukiko Ozaki - Officer	Grant or award	Common Stock	84.18	$8.21^{footnote F1}	$691
May 25, 2026	Yukiko Ozaki - Officer	Grant or award	Notional Stock Units	1,344	$0.00	-
May 25, 2026	Yukiko Ozaki - Officer	Grant or award	Notional Stock Units	1,344	$0.00	-
May 25, 2026	Yukiko Ozaki - Officer	Grant or award	Notional Stock Units	1,343	$0.00	-
Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.
May 25, 2026	Yutaka Nakajima - Officer	Grant or award	Notional Stock Units	87,138	$0.00	-
May 25, 2026	Yutaka Nakajima - Officer	Grant or award	Notional Stock Units	87,138	$0.00	-
May 25, 2026	Yutaka Nakajima - Officer	Grant or award	Notional Stock Units	87,138	$0.00	-
May 25, 2026	Yutaka Nakajima - Officer	Grant or award	Performance Share Units	192,000	$0.00	-
May 25, 2026	Shoji Ogawa	Grant or award	Common Stock	236.8	$8.21^{footnote F1}	$2K
Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.
May 25, 2026	Yuko Horiuchi - Officer	Grant or award	Restricted Stock Units	700	$0.00	-
May 25, 2026	Yuko Horiuchi - Officer	Grant or award	Restricted Stock Units	700	$0.00	-
May 25, 2026	Yuko Horiuchi - Officer	Grant or award	Restricted Stock Units	600	$0.00	-
May 25, 2026	Koji Nagai	Grant or award	Notional Stock Units	95,055	$0.00	-
May 25, 2026	Koji Nagai	Grant or award	Notional Stock Units	95,055	$0.00	-
May 25, 2026	Koji Nagai	Grant or award	Notional Stock Units	95,055	$0.00	-
Apr 24, 2026	Christopher Paul Willcox - Officer	Option exercise	Common Stock	1,361,548	-^{footnote F2}	-
Apr 24, 2026	Christopher Paul Willcox - Officer	Derivative	Common Stock	1,361,548	$8.21^{footnote F3}	$11.18M
Apr 27, 2026	Christopher Paul Willcox - Officer	Option exercise	Common Stock	9,900	$0.00	-
Apr 27, 2026	Christopher Paul Willcox - Officer	Tax withholding / forfeiture	Common Stock	5,054	$7.71^{footnote F6}	$39K
Apr 24, 2026	Christopher Paul Willcox - Officer	Option exercise	Notional Stock Units	1,361,548	$0.00	-
Apr 27, 2026	Christopher Paul Willcox - Officer	Option exercise	Restricted Stock Units	9,900	$0.00	-
Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026. Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.
Apr 24, 2026	Yutaka Nakajima - Officer	Option exercise	Common Stock	193,024	-^{footnote F2}	-
Apr 24, 2026	Yutaka Nakajima - Officer	Derivative	Common Stock	193,024	$8.21^{footnote F3}	$1.58M
Apr 27, 2026	Yutaka Nakajima - Officer	Option exercise	Common Stock	9,900	$0.00	-
Apr 27, 2026	Yutaka Nakajima - Officer	Tax withholding / forfeiture	Common Stock	4,697	$7.71^{footnote F6}	$36K
Apr 24, 2026	Yutaka Nakajima - Officer	Option exercise	Notional Stock Units	193,024	$0.00	-
Apr 27, 2026	Yutaka Nakajima - Officer	Option exercise	Restricted Stock Units	9,900	$0.00	-
Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026. Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.
Apr 24, 2026	Kentaro Okuda - Officer	Option exercise	Common Stock	325,484	-^{footnote F2}	-
Apr 24, 2026	Kentaro Okuda - Officer	Derivative	Common Stock	325,484	$8.21^{footnote F3}	$2.67M
Apr 27, 2026	Kentaro Okuda - Officer	Option exercise	Common Stock	57,800	$0.00	-
Apr 27, 2026	Kentaro Okuda - Officer	Tax withholding / forfeiture	Common Stock	26,705	$7.71^{footnote F6}	$206K
Apr 24, 2026	Kentaro Okuda - Officer	Option exercise	Notional Stock Units	325,484	$0.00	-
Apr 27, 2026	Kentaro Okuda - Officer	Option exercise	Restricted Stock Units	57,800	$0.00	-
Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026. Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.
Apr 27, 2026	Yukiko Ozaki - Officer	Option exercise	Common Stock	4,900	$0.00	-
Apr 24, 2026	Yukiko Ozaki - Officer	Option exercise	Common Stock	2,896	-^{footnote F2}	-
Apr 24, 2026	Yukiko Ozaki - Officer	Derivative	Common Stock	2,896	$8.21^{footnote F3}	$24K
Apr 27, 2026	Yukiko Ozaki - Officer	Tax withholding / forfeiture	Common Stock	1,467	$7.71^{footnote F6}	$11K
Apr 24, 2026	Yukiko Ozaki - Officer	Grant or award	Common Stock	7.37	$8.41^{footnote F3}	$62
Apr 24, 2026	Yukiko Ozaki - Officer	Option exercise	Notional Stock Units	2,896	$0.00	-
Apr 27, 2026	Yukiko Ozaki - Officer	Option exercise	Restricted Stock Units	4,900	$0.00	-
Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026. Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.
Apr 24, 2026	Takumi Kitamura - Officer	Option exercise	Common Stock	85,906	-^{footnote F2}	-
Apr 24, 2026	Takumi Kitamura - Officer	Derivative	Common Stock	85,906	$8.21^{footnote F3}	$705K
Apr 27, 2026	Takumi Kitamura - Officer	Option exercise	Common Stock	9,100	$0.00	-
Apr 27, 2026	Takumi Kitamura - Officer	Tax withholding / forfeiture	Common Stock	4,329	$7.71^{footnote F6}	$33K
Apr 24, 2026	Takumi Kitamura - Officer	Option exercise	Notional Stock Units	85,906	$0.00	-
Apr 27, 2026	Takumi Kitamura - Officer	Option exercise	Restricted Stock Units	9,100	$0.00	-
Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026. Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.
Apr 24, 2026	Go Sugiyama - Officer	Option exercise	Common Stock	42,060	-^{footnote F2}	-
Apr 24, 2026	Go Sugiyama - Officer	Derivative	Common Stock	42,060	$8.21^{footnote F3}	$345K
Apr 27, 2026	Go Sugiyama - Officer	Option exercise	Common Stock	27,800	$0.00	-
Apr 27, 2026	Go Sugiyama - Officer	Tax withholding / forfeiture	Common Stock	12,922	$7.71^{footnote F6}	$100K
Apr 24, 2026	Go Sugiyama - Officer	Option exercise	Notional Stock Units	42,060	$0.00	-
Apr 27, 2026	Go Sugiyama - Officer	Option exercise	Restricted Stock Units	27,800	$0.00	-
Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026. Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.
Apr 24, 2026	Naotaka Minami - Officer	Option exercise	Common Stock	503	-^{footnote F2}	-
Apr 24, 2026	Naotaka Minami - Officer	Derivative	Common Stock	503	$8.21^{footnote F3}	$4K
Apr 27, 2026	Naotaka Minami - Officer	Option exercise	Common Stock	4,000	$0.00	-
Apr 27, 2026	Naotaka Minami - Officer	Tax withholding / forfeiture	Common Stock	1,987	$7.71^{footnote F6}	$15K
Apr 24, 2026	Naotaka Minami - Officer	Option exercise	Notional Stock Units	503	$0.00	-
Apr 27, 2026	Naotaka Minami - Officer	Option exercise	Restricted Stock Units	4,000	$0.00	-
Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026. Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.
Apr 24, 2026	Koji Nagai	Option exercise	Common Stock	220,643	-^{footnote F2}	-
Apr 24, 2026	Koji Nagai	Derivative	Common Stock	220,643	$159.84^{footnote F3}	$35.27M
Apr 24, 2026	Koji Nagai	Option exercise	Notional Stock Units	220,643	$0.00	-
Footnote F2 (price): No separate Expiration Date. Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.
Apr 24, 2026	Toshiyasu Iiyama - Officer	Option exercise	Common Stock	60,745	-^{footnote F2}	-
Apr 24, 2026	Toshiyasu Iiyama - Officer	Derivative	Common Stock	60,745	$8.21^{footnote F3}	$499K
Apr 27, 2026	Toshiyasu Iiyama - Officer	Option exercise	Common Stock	107,300	$0.00	-
Apr 27, 2026	Toshiyasu Iiyama - Officer	Tax withholding / forfeiture	Common Stock	49,450	$7.71^{footnote F6}	$381K
Apr 24, 2026	Toshiyasu Iiyama - Officer	Option exercise	Notional Stock Units	60,745	$0.00	-
Apr 27, 2026	Toshiyasu Iiyama - Officer	Option exercise	Restricted Stock Units	107,300	$0.00	-
Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY 159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026. Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.
Apr 24, 2026	Sotaro Kato - Officer	Option exercise	Common Stock	35,736	-^{footnote F2}	-
Apr 24, 2026	Sotaro Kato - Officer	Derivative	Common Stock	35,736	$8.21^{footnote F3}	$293K
Apr 27, 2026	Sotaro Kato - Officer	Option exercise	Common Stock	42,300	$0.00	-
Apr 27, 2026	Sotaro Kato - Officer	Tax withholding / forfeiture	Common Stock	22,483	$7.71^{footnote F6}	$173K
Apr 24, 2026	Sotaro Kato - Officer	Option exercise	Notional Stock Units	35,736	$0.00	-
Apr 27, 2026	Sotaro Kato - Officer	Option exercise	Restricted Stock Units	42,300	$0.00	-
Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026. Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.
Apr 24, 2026	Akihito Tobari - Officer	Grant or award	Common Stock	73.68	$8.41^{footnote F1}	$620
Apr 27, 2026	Akihito Tobari - Officer	Option exercise	Common Stock	17,100	$0.00	-
Apr 27, 2026	Akihito Tobari - Officer	Tax withholding / forfeiture	Common Stock	6,602	$7.71^{footnote F4}	$51K
Apr 27, 2026	Akihito Tobari - Officer	Option exercise	Restricted Stock Units	17,100	$0.00	-
Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026. Footnote F4 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.
Apr 24, 2026	Hiroyasu Koike - Officer	Grant or award	Common Stock	294.73	$8.41^{footnote F1}	$2K
Apr 27, 2026	Hiroyasu Koike - Officer	Option exercise	Common Stock	10,000	$0.00	-
Apr 27, 2026	Hiroyasu Koike - Officer	Tax withholding / forfeiture	Common Stock	4,744	$7.71^{footnote F4}	$37K
Apr 27, 2026	Hiroyasu Koike - Officer	Option exercise	Restricted Stock Units	10,000	$0.00	-
Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026. Footnote F4 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.
Apr 24, 2026	Shoji Ogawa	Grant or award	Common Stock	221.05	$8.41^{footnote F1}	$2K
Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.
Apr 27, 2026	Takako Mori - Officer	Option exercise	Common Stock	7,900	$0.00	-
Apr 27, 2026	Takako Mori - Officer	Tax withholding / forfeiture	Common Stock	3,779	$7.71^{footnote F3}	$29K
Apr 27, 2026	Takako Mori - Officer	Option exercise	Restricted Stock Units	7,900	$0.00	-
Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.
Apr 24, 2026	Akio Hori - Officer	Grant or award	Common Stock	73.68	$8.41^{footnote F1}	$620
Apr 27, 2026	Akio Hori - Officer	Option exercise	Common Stock	6,100	$0.00	-
Apr 27, 2026	Akio Hori - Officer	Tax withholding / forfeiture	Common Stock	2,952	$7.71^{footnote F4}	$23K
Apr 27, 2026	Akio Hori - Officer	Option exercise	Restricted Stock Units	6,100	$0.00	-
Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026. Footnote F4 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.
Apr 27, 2026	Hiroyuki Moriuchi - Officer	Option exercise	Common Stock	9,200	$0.00	-
Apr 27, 2026	Hiroyuki Moriuchi - Officer	Tax withholding / forfeiture	Common Stock	4,376	$7.71^{footnote F3}	$34K
Apr 27, 2026	Hiroyuki Moriuchi - Officer	Option exercise	Restricted Stock Units	9,200	$0.00	-
Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.

NMR insider trading FAQ

What is the latest insider trade for NMR?

NOMURA HOLDINGS INC (NMR) had 18 insider filings in the last 90 days, with the most recent on 2026-09-29. The full record for NMR runs to 66 Form 4 filings, the earliest from 2026-03-26. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.

How many insiders are buying NMR stock?

No insider purchases of NMR were filed in the last 90 days. 3 purchases are on record for this company.

How many insiders are selling NMR stock?

No insider sales of NMR were filed in the last 90 days.

Where can I see NMR SEC filings (Form 4, 10-K, 10-Q, 8-K)?

This page collects NMR Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.

More Financials companies with insider activity

Recent insider filings

The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.

Sep 29, 2026 - Masahiro Ishizuka view on EDGAR
Sep 29, 2026 - Akio Hori view on EDGAR
Sep 28, 2026 - Akihito Tobari view on EDGAR
Sep 28, 2026 - Yukiko Ozaki view on EDGAR
Sep 28, 2026 - Hiroyasu Koike view on EDGAR
Sep 28, 2026 - Shoji Ogawa view on EDGAR
Aug 26, 2026 - Masahiro Ishizuka view on EDGAR
Aug 26, 2026 - Akihito Tobari view on EDGAR
Aug 26, 2026 - Yukiko Ozaki view on EDGAR

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Learn more

What the Form 4 transaction codes mean: Grants, option exercises, gifts and tax withholding are not trades on the market. The codes say which is which.
Insider activity in Financials: Where NMR's peers are being bought and sold.
Every recent Form 4: The market-wide feed, updated as filings arrive from SEC EDGAR.

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Form 4 transaction type

Transactions

Total value

Grant or award

2,281

Date

Insider

Transaction

Security

Price

Value

May 25, 2026

Takako Mori - Officer

Grant or award

Restricted Stock Units

1,400

$0.00

May 25, 2026

Takako Mori - Officer

Grant or award

Restricted Stock Units

1,400

$0.00

May 25, 2026

Takako Mori - Officer

Grant or award

Restricted Stock Units

1,300

$0.00

May 25, 2026

Akio Hori - Officer

Grant or award

Common Stock

764.79

$8.21^{footnote F1}

$6K

May 25, 2026

Akio Hori - Officer

Grant or award

Restricted Stock Units

800

$0.00

May 25, 2026

Akio Hori - Officer

Grant or award

Restricted Stock Units

800

$0.00

May 25, 2026

Akio Hori - Officer

Grant or award

Restricted Stock Units

800

$0.00

Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.

May 25, 2026

Akihito Tobari - Officer

Grant or award

Common Stock

764.79

$8.21^{footnote F1}

$6K

May 25, 2026

Akihito Tobari - Officer

Grant or award

Restricted Stock Units

3,200

$0.00

May 25, 2026

Akihito Tobari - Officer

Grant or award

Restricted Stock Units

3,200

$0.00

May 25, 2026

Akihito Tobari - Officer

Grant or award

Restricted Stock Units

3,200

$0.00

Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.

May 25, 2026

Hiroyasu Koike - Officer

Grant or award

Common Stock

772.71

$8.21^{footnote F1}

$6K

May 25, 2026

Hiroyasu Koike - Officer

Grant or award

Restricted Stock Units

800

$0.00

May 25, 2026

Hiroyasu Koike - Officer

Grant or award

Restricted Stock Units

800

$0.00

May 25, 2026

Hiroyasu Koike - Officer

Grant or award

Restricted Stock Units

800

$0.00

Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91= US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.

May 25, 2026

Hiroyuki Moriuchi - Officer

Grant or award

Restricted Stock Units

16,200

$0.00

May 25, 2026

Hiroyuki Moriuchi - Officer

Grant or award

Restricted Stock Units

16,200

$0.00

May 25, 2026

Hiroyuki Moriuchi - Officer

Grant or award

Notional Stock Units

16,168

$0.00

May 25, 2026

Hiroyuki Moriuchi - Officer

Grant or award

Notional Stock Units

16,168

$0.00

May 25, 2026

Hiroyuki Moriuchi - Officer

Grant or award

Notional Stock Units

16,168

$0.00

May 25, 2026

Hiroyuki Moriuchi - Officer

Grant or award

Restricted Stock Units

16,200

$0.00

May 25, 2026

Masahiro Goto - Officer

Grant or award

Restricted Stock Units

12,100

$0.00

May 25, 2026

Masahiro Goto - Officer

Grant or award

Restricted Stock Units

12,100

$0.00

May 25, 2026

Masahiro Goto - Officer

Grant or award

Restricted Stock Units

12,100

$0.00

May 25, 2026

Kentaro Okuda - Officer

Grant or award

Notional Stock Units

158,429

$0.00

May 25, 2026

Kentaro Okuda - Officer

Grant or award

Notional Stock Units

158,429

$0.00

May 25, 2026

Kentaro Okuda - Officer

Grant or award

Notional Stock Units

158,429

$0.00

May 25, 2026

Kentaro Okuda - Officer

Grant or award

Performance Share Units

349,000

$0.00

May 25, 2026

Naotaka Minami - Officer

Grant or award

Restricted Stock Units

700

$0.00

May 25, 2026

Naotaka Minami - Officer

Grant or award

Restricted Stock Units

600

$0.00

May 25, 2026

Naotaka Minami - Officer

Grant or award

Restricted Stock Units

600

$0.00

May 25, 2026

Go Sugiyama - Officer

Grant or award

Notional Stock Units

6,584

$0.00

May 25, 2026

Go Sugiyama - Officer

Grant or award

Notional Stock Units

6,584

$0.00

May 25, 2026

Go Sugiyama - Officer

Grant or award

Notional Stock Units

6,583

$0.00

May 25, 2026

Go Sugiyama - Officer

Grant or award

Restricted Stock Units

6,600

$0.00

May 25, 2026

Go Sugiyama - Officer

Grant or award

Restricted Stock Units

6,600

$0.00

May 25, 2026

Go Sugiyama - Officer

Grant or award

Restricted Stock Units

6,600

$0.00

May 25, 2026

Yukiko Ozaki - Officer

Grant or award

Common Stock

84.18

$8.21^{footnote F1}

$691

May 25, 2026

Yukiko Ozaki - Officer

Grant or award

Notional Stock Units

1,344

$0.00

May 25, 2026

Yukiko Ozaki - Officer

Grant or award

Notional Stock Units

1,344

$0.00

May 25, 2026

Yukiko Ozaki - Officer

Grant or award

Notional Stock Units

1,343

$0.00

Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.

May 25, 2026

Yutaka Nakajima - Officer

Grant or award

Notional Stock Units

87,138

$0.00

May 25, 2026

Yutaka Nakajima - Officer

Grant or award

Notional Stock Units

87,138

$0.00

May 25, 2026

Yutaka Nakajima - Officer

Grant or award

Notional Stock Units

87,138

$0.00

May 25, 2026

Yutaka Nakajima - Officer

Grant or award

Performance Share Units

192,000

$0.00

May 25, 2026

Shoji Ogawa

Grant or award

Common Stock

236.8

$8.21^{footnote F1}

$2K

Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.

May 25, 2026

Yuko Horiuchi - Officer

Grant or award

Restricted Stock Units

700

$0.00

May 25, 2026

Yuko Horiuchi - Officer

Grant or award

Restricted Stock Units

700

$0.00

May 25, 2026

Yuko Horiuchi - Officer

Grant or award

Restricted Stock Units

600

$0.00

May 25, 2026

Koji Nagai

Grant or award

Notional Stock Units

95,055

$0.00

May 25, 2026

Koji Nagai

Grant or award

Notional Stock Units

95,055

$0.00

May 25, 2026

Koji Nagai

Grant or award

Notional Stock Units

95,055

$0.00

Apr 24, 2026

Christopher Paul Willcox - Officer

Option exercise

Common Stock

1,361,548

-^{footnote F2}

Apr 24, 2026

Christopher Paul Willcox - Officer

Derivative

Common Stock

1,361,548

$8.21^{footnote F3}

$11.18M

Apr 27, 2026

Christopher Paul Willcox - Officer

Option exercise

Common Stock

9,900

$0.00

Apr 27, 2026

Christopher Paul Willcox - Officer

Tax withholding / forfeiture

Common Stock

5,054

$7.71^{footnote F6}

$39K

Apr 24, 2026

Christopher Paul Willcox - Officer

Option exercise

Notional Stock Units

1,361,548

$0.00

Apr 27, 2026

Christopher Paul Willcox - Officer

Option exercise

Restricted Stock Units

9,900

$0.00

Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.
Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.

Apr 24, 2026

Yutaka Nakajima - Officer

Option exercise

Common Stock

193,024

-^{footnote F2}

Apr 24, 2026

Yutaka Nakajima - Officer

Derivative

Common Stock

193,024

$8.21^{footnote F3}

$1.58M

Apr 27, 2026

Yutaka Nakajima - Officer

Option exercise

Common Stock

9,900

$0.00

Apr 27, 2026

Yutaka Nakajima - Officer

Tax withholding / forfeiture

Common Stock

4,697

$7.71^{footnote F6}

$36K

Apr 24, 2026

Yutaka Nakajima - Officer

Option exercise

Notional Stock Units

193,024

$0.00

Apr 27, 2026

Yutaka Nakajima - Officer

Option exercise

Restricted Stock Units

9,900

$0.00

Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.
Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.

Apr 24, 2026

Kentaro Okuda - Officer

Option exercise

Common Stock

325,484

-^{footnote F2}

Apr 24, 2026

Kentaro Okuda - Officer

Derivative

Common Stock

325,484

$8.21^{footnote F3}

$2.67M

Apr 27, 2026

Kentaro Okuda - Officer

Option exercise

Common Stock

57,800

$0.00

Apr 27, 2026

Kentaro Okuda - Officer

Tax withholding / forfeiture

Common Stock

26,705

$7.71^{footnote F6}

$206K

Apr 24, 2026

Kentaro Okuda - Officer

Option exercise

Notional Stock Units

325,484

$0.00

Apr 27, 2026

Kentaro Okuda - Officer

Option exercise

Restricted Stock Units

57,800

$0.00

Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.
Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.

Apr 27, 2026

Yukiko Ozaki - Officer

Option exercise

Common Stock

4,900

$0.00

Apr 24, 2026

Yukiko Ozaki - Officer

Option exercise

Common Stock

2,896

-^{footnote F2}

Apr 24, 2026

Yukiko Ozaki - Officer

Derivative

Common Stock

2,896

$8.21^{footnote F3}

$24K

Apr 27, 2026

Yukiko Ozaki - Officer

Tax withholding / forfeiture

Common Stock

1,467

$7.71^{footnote F6}

$11K

Apr 24, 2026

Yukiko Ozaki - Officer

Grant or award

Common Stock

7.37

$8.41^{footnote F3}

$62

Apr 24, 2026

Yukiko Ozaki - Officer

Option exercise

Notional Stock Units

2,896

$0.00

Apr 27, 2026

Yukiko Ozaki - Officer

Option exercise

Restricted Stock Units

4,900

$0.00

Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.
Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.

Apr 24, 2026

Takumi Kitamura - Officer

Option exercise

Common Stock

85,906

-^{footnote F2}

Apr 24, 2026

Takumi Kitamura - Officer

Derivative

Common Stock

85,906

$8.21^{footnote F3}

$705K

Apr 27, 2026

Takumi Kitamura - Officer

Option exercise

Common Stock

9,100

$0.00

Apr 27, 2026

Takumi Kitamura - Officer

Tax withholding / forfeiture

Common Stock

4,329

$7.71^{footnote F6}

$33K

Apr 24, 2026

Takumi Kitamura - Officer

Option exercise

Notional Stock Units

85,906

$0.00

Apr 27, 2026

Takumi Kitamura - Officer

Option exercise

Restricted Stock Units

9,100

$0.00

Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.
Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.

Apr 24, 2026

Go Sugiyama - Officer

Option exercise

Common Stock

42,060

-^{footnote F2}

Apr 24, 2026

Go Sugiyama - Officer

Derivative

Common Stock

42,060

$8.21^{footnote F3}

$345K

Apr 27, 2026

Go Sugiyama - Officer

Option exercise

Common Stock

27,800

$0.00

Apr 27, 2026

Go Sugiyama - Officer

Tax withholding / forfeiture

Common Stock

12,922

$7.71^{footnote F6}

$100K

Apr 24, 2026

Go Sugiyama - Officer

Option exercise

Notional Stock Units

42,060

$0.00

Apr 27, 2026

Go Sugiyama - Officer

Option exercise

Restricted Stock Units

27,800

$0.00

Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.
Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.

Apr 24, 2026

Naotaka Minami - Officer

Option exercise

Common Stock

503

-^{footnote F2}

Apr 24, 2026

Naotaka Minami - Officer

Derivative

Common Stock

503

$8.21^{footnote F3}

$4K

Apr 27, 2026

Naotaka Minami - Officer

Option exercise

Common Stock

4,000

$0.00

Apr 27, 2026

Naotaka Minami - Officer

Tax withholding / forfeiture

Common Stock

1,987

$7.71^{footnote F6}

$15K

Apr 24, 2026

Naotaka Minami - Officer

Option exercise

Notional Stock Units

503

$0.00

Apr 27, 2026

Naotaka Minami - Officer

Option exercise

Restricted Stock Units

4,000

$0.00

Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.
Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.

Apr 24, 2026

Koji Nagai

Option exercise

Common Stock

220,643

-^{footnote F2}

Apr 24, 2026

Koji Nagai

Derivative

Common Stock

220,643

$159.84^{footnote F3}

$35.27M

Apr 24, 2026

Koji Nagai

Option exercise

Notional Stock Units

220,643

$0.00

Footnote F2 (price): No separate Expiration Date.
Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.

Apr 24, 2026

Toshiyasu Iiyama - Officer

Option exercise

Common Stock

60,745

-^{footnote F2}

Apr 24, 2026

Toshiyasu Iiyama - Officer

Derivative

Common Stock

60,745

$8.21^{footnote F3}

$499K

Apr 27, 2026

Toshiyasu Iiyama - Officer

Option exercise

Common Stock

107,300

$0.00

Apr 27, 2026

Toshiyasu Iiyama - Officer

Tax withholding / forfeiture

Common Stock

49,450

$7.71^{footnote F6}

$381K

Apr 24, 2026

Toshiyasu Iiyama - Officer

Option exercise

Notional Stock Units

60,745

$0.00

Apr 27, 2026

Toshiyasu Iiyama - Officer

Option exercise

Restricted Stock Units

107,300

$0.00

Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY 159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.
Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.

Apr 24, 2026

Sotaro Kato - Officer

Option exercise

Common Stock

35,736

-^{footnote F2}

Apr 24, 2026

Sotaro Kato - Officer

Derivative

Common Stock

35,736

$8.21^{footnote F3}

$293K

Apr 27, 2026

Sotaro Kato - Officer

Option exercise

Common Stock

42,300

$0.00

Apr 27, 2026

Sotaro Kato - Officer

Tax withholding / forfeiture

Common Stock

22,483

$7.71^{footnote F6}

$173K

Apr 24, 2026

Sotaro Kato - Officer

Option exercise

Notional Stock Units

35,736

$0.00

Apr 27, 2026

Sotaro Kato - Officer

Option exercise

Restricted Stock Units

42,300

$0.00

Footnote F2 (price): Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.
Footnote F6 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.

Apr 24, 2026

Akihito Tobari - Officer

Grant or award

Common Stock

73.68

$8.41^{footnote F1}

$620

Apr 27, 2026

Akihito Tobari - Officer

Option exercise

Common Stock

17,100

$0.00

Apr 27, 2026

Akihito Tobari - Officer

Tax withholding / forfeiture

Common Stock

6,602

$7.71^{footnote F4}

$51K

Apr 27, 2026

Akihito Tobari - Officer

Option exercise

Restricted Stock Units

17,100

$0.00

Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.
Footnote F4 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.

Apr 24, 2026

Hiroyasu Koike - Officer

Grant or award

Common Stock

294.73

$8.41^{footnote F1}

$2K

Apr 27, 2026

Hiroyasu Koike - Officer

Option exercise

Common Stock

10,000

$0.00

Apr 27, 2026

Hiroyasu Koike - Officer

Tax withholding / forfeiture

Common Stock

4,744

$7.71^{footnote F4}

$37K

Apr 27, 2026

Hiroyasu Koike - Officer

Option exercise

Restricted Stock Units

10,000

$0.00

Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.
Footnote F4 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.

Apr 24, 2026

Shoji Ogawa

Grant or award

Common Stock

221.05

$8.41^{footnote F1}

$2K

Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.

Apr 27, 2026

Takako Mori - Officer

Option exercise

Common Stock

7,900

$0.00

Apr 27, 2026

Takako Mori - Officer

Tax withholding / forfeiture

Common Stock

3,779

$7.71^{footnote F3}

$29K

Apr 27, 2026

Takako Mori - Officer

Option exercise

Restricted Stock Units

7,900

$0.00

Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.

Apr 24, 2026

Akio Hori - Officer

Grant or award

Common Stock

73.68

$8.41^{footnote F1}

$620

Apr 27, 2026

Akio Hori - Officer

Option exercise

Common Stock

6,100

$0.00

Apr 27, 2026

Akio Hori - Officer

Tax withholding / forfeiture

Common Stock

2,952

$7.71^{footnote F4}

$23K

Apr 27, 2026

Akio Hori - Officer

Option exercise

Restricted Stock Units

6,100

$0.00

Footnote F1 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.
Footnote F4 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.

Apr 27, 2026

Hiroyuki Moriuchi - Officer

Option exercise

Common Stock

9,200

$0.00

Apr 27, 2026

Hiroyuki Moriuchi - Officer

Tax withholding / forfeiture

Common Stock

4,376

$7.71^{footnote F3}

$34K

Apr 27, 2026

Hiroyuki Moriuchi - Officer

Option exercise

Restricted Stock Units

9,200

$0.00

Footnote F3 (price): The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.