HERITAGE COMMERCE CORP (HTBK)

Data as of Apr 17, 2026, from SEC Form 4 filings.

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Latest HTBK insider trades

Thomas A. Sa - Officer
Derivative37,576 sh
Apr 17, 2026
Thomas A. Sa - Officer
Derivative58,325 sh
Apr 17, 2026
Thomas A. Sa - Officer
Derivative

About HERITAGE COMMERCE CORP (HTBK)

HERITAGE COMMERCE CORP files with the SEC under CIK 0001053352 and is classified as state commercial banks. We track it alongside the rest of the Financials sector.

Sector: Financials

SEC filings for HTBK on EDGAR

HTBK Form 4 activity by transaction type, last 90 days

No Form 4 activity for HTBK in the last 90 days.

HTBK insider transactions (Form 4)

49 Form 4 filings on record, the earliest from Nov 20, 2024, newest first. Filing history page 1 of 2.

Date	Insider	Transaction	Security	Shares	Price	Value
Apr 17, 2026	Thomas A. Sa - Officer	Derivative	Common Stock, No Par Value	37,576^{footnote F1}	$0.00	-
Apr 17, 2026	Thomas A. Sa - Officer	Derivative	Restricted Stock Unit	58,325	$0.00	-
Apr 17, 2026	Thomas A. Sa - Officer	Derivative	Performance-Based Restricted Stock Unit	13,831	$0.00	-
Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR
Apr 17, 2026	Janisha Sabnani - Officer	Derivative	Common Stock, No Par Value	4,916^{footnote F1}	$0.00	-
Apr 17, 2026	Janisha Sabnani - Officer	Derivative	Restricted Stock Unit	31,059	$0.00	-
Apr 17, 2026	Janisha Sabnani - Officer	Derivative	Performance-Based Restricted Stock Unit	9,290	$0.00	-
Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR
Apr 17, 2026	Marina Park Sutton - Director	Derivative	Common Stock, No Par Value	123,994^{footnote F1,F2}	$0.00	-
Apr 17, 2026	Marina Park Sutton - Director	Derivative	Employee Stock Option (right to buy)	2,470	$12.53	$31K
Apr 17, 2026	Marina Park Sutton - Director	Derivative	Employee Stock Option (right to buy)	2,470	$12.53	$31K
Apr 17, 2026	Marina Park Sutton - Director	Derivative	Employee Stock Option (right to buy)	2,470	$12.53	$31K
Apr 17, 2026	Marina Park Sutton - Director	Derivative	Employee Stock Option (right to buy)	2,470	$12.53	$31K
Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration.
Apr 17, 2026	Jeannie Tam - Officer	Derivative	Common Stock, No Par Value	6,233^{footnote F1,F2}	$0.00	-
Apr 17, 2026	Jeannie Tam - Officer	Derivative	Restricted Stock Unit	9,299	$0.00	-
Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration, less applicable taxes.
Apr 17, 2026	Robertson Clay Jones Jr. - Officer	Derivative	Common Stock, No Par Value	296,959^{footnote F1}	$0.00	-
Apr 17, 2026	Robertson Clay Jones Jr. - Officer	Derivative	Restricted Stock Unit	48,300	$0.00	-
Apr 17, 2026	Robertson Clay Jones Jr. - Officer	Derivative	Restricted Stock Unit	50,030	$0.00	-
Apr 17, 2026	Robertson Clay Jones Jr. - Officer	Derivative	Performance-Based Restricted Stock Unit	113,367	$0.00	-
Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR
Apr 17, 2026	Susan Svensson Just - Officer	Derivative	Common Stock, No Par Value	13,736^{footnote F1}	$0.00	-
Apr 17, 2026	Susan Svensson Just - Officer	Derivative	Restricted Stock Unit	24,710	$0.00	-
Apr 17, 2026	Susan Svensson Just - Officer	Derivative	Performance-Based Restricted Stock Unit	22,883	$0.00	-
Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR
Apr 17, 2026	Seth Fonti - Officer	Derivative	Common Stock, No Par Value	32,188^{footnote F1,F2}	$0.00	-
Apr 17, 2026	Seth Fonti - Officer	Derivative	Restricted Stock Unit	19,654	$0.00	-
Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration, less applicable taxes.
Apr 17, 2026	Stephen G. Heitel - Director	Derivative	Common Stock, No Par Value	216,078^{footnote F1,F2}	$0.00	-
Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration.
Apr 17, 2026	Kamran F. Husain - Director	Derivative	Common Stock, No Par Value	28,084^{footnote F1,F2}	$0.00	-
Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration.
Apr 17, 2026	Jack W. Conner - Director	Derivative	Common Stock, No Par Value	165,361^{footnote F1,F2}	$0.00	-
Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration.
Apr 17, 2026	Christopher Edmonds-Waters - Officer	Derivative	Common Stock, No Par Value	9,639^{footnote F1}	$0.00	-
Apr 17, 2026	Christopher Edmonds-Waters - Officer	Derivative	Restricted Stock Unit	42,099	$0.00	-
Apr 17, 2026	Christopher Edmonds-Waters - Officer	Derivative	Performance-Based Restricted Stock Unit	8,898	$0.00	-
Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR
Apr 17, 2026	Komas Julianne M. Biagini - Director	Derivative	Common Stock, No Par Value	68,194^{footnote F1,F2}	$0.00	-
Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration.
Apr 17, 2026	Bruce H. Cabral - Director	Derivative	Common Stock, No Par Value	127,325^{footnote F1,F2}	$0.00	-
Apr 17, 2026	Bruce H. Cabral - Director	Derivative	Employee Stock Option (right to buy)	2,470	$12.53	$31K
Apr 17, 2026	Bruce H. Cabral - Director	Derivative	Employee Stock Option (right to buy)	2,470	$12.53	$31K
Apr 17, 2026	Bruce H. Cabral - Director	Derivative	Employee Stock Option (right to buy)	2,470	$12.53	$31K
Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration.
Apr 17, 2026	Christopher J. Abate - Director	Derivative	Common Stock, No Par Value	6,980^{footnote F1,F2}	$0.00	-
Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration.
Mar 5, 2026	Jack W. Conner	Grant or award	Common Stock, No Par Value	4,022	$0.00	-
Mar 10, 2026	Robertson Clay Jones Jr. - Officer	Option exercise	Common Stock, No Par Value	9,897	$0.00	-
Mar 10, 2026	Robertson Clay Jones Jr. - Officer	Grant or award	Common Stock, No Par Value	501^{footnote F1}	$0.00	-
Mar 10, 2026	Robertson Clay Jones Jr. - Officer	Option exercise	Restricted Stock Unit	9,897	$0.00	-
Footnote F1 (shares): The reporting person acquired 501 shares of the Company's Common Stock as a result of the stock dividends payable to the reporting person upon the partial vesting of the RSUs grant.
Mar 10, 2026	Janisha Sabnani - Officer	Option exercise	Common Stock, No Par Value	2,919	$0.00	-
Mar 10, 2026	Janisha Sabnani - Officer	Grant or award	Common Stock, No Par Value	146^{footnote F1}	$0.00	-
Mar 10, 2026	Janisha Sabnani - Officer	Tax withholding / forfeiture	Common Stock, No Par Value	1,090^{footnote F2}	$12.14	$13K
Mar 10, 2026	Janisha Sabnani - Officer	Option exercise	Restricted Stock Unit	2,919	$0.00	-
Footnote F1 (shares): The reporting person acquired 146 shares of the Company's Common Stock as a result of the stock dividends payable to the reporting person upon the partial vesting of the RSUs grant. Footnote F2 (shares): Represents RSUs withheld to satisfy tax withholding obligations in connection with the vesting of Restricted Stock, exempt under Rule 16b-3.
Mar 10, 2026	Christopher Edmonds-Waters - Officer	Option exercise	Common Stock, No Par Value	2,796	$0.00	-
Mar 10, 2026	Christopher Edmonds-Waters - Officer	Grant or award	Common Stock, No Par Value	139^{footnote F1}	$0.00	-
Mar 10, 2026	Christopher Edmonds-Waters - Officer	Option exercise	Restricted Stock Unit	2,796	$0.00	-
Footnote F1 (shares): The reporting person acquired 139 shares of the Company's Common Stock as a result of the stock dividends payable to the reporting person upon the partial vesting of the RSUs grant.
Mar 5, 2026	Jack W. Conner	Grant or award	Common Stock, No Par Value	4,022^{footnote F1}	$0.00	-
Footnote F1 (shares): Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the company.
Mar 5, 2026	Komas Julianne M. Biagini	Grant or award	Common Stock, No Par Value	6,838^{footnote F1}	$0.00	-
Footnote F1 (shares): Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the company.
Mar 5, 2026	Bruce H. Cabral	Grant or award	Common Stock, No Par Value	4,022^{footnote F1}	$0.00	-
Footnote F1 (shares): Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the company.
Mar 5, 2026	Christopher J. Abate	Grant or award	Common Stock, No Par Value	4,022^{footnote F1}	$0.00	-
Footnote F1 (shares): Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the company.
Mar 5, 2026	Stephen G. Heitel	Grant or award	Common Stock, No Par Value	4,022^{footnote F1}	$0.00	-
Footnote F1 (shares): Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the company.
Mar 5, 2026	Seth Fonti - Officer	Grant or award	Restricted Stock Unit	19,463	$0.00	-
Mar 5, 2026	Thomas A. Sa - Officer	Grant or award	Restricted Stock Unit	21,753	$0.00	-
Mar 5, 2026	Christopher Edmonds-Waters - Officer	Grant or award	Restricted Stock Unit	13,997	$0.00	-
Mar 5, 2026	Susan Svensson Just - Officer	Grant or award	Restricted Stock Unit	14,069	$0.00	-
Mar 5, 2026	Jeannie Tam - Officer	Grant or award	Restricted Stock Unit	9,209	$0.00	-
Mar 5, 2026	Kamran F. Husain	Grant or award	Common Stock, No Par Value	4,022^{footnote F1}	$0.00	-
Footnote F1 (shares): Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the company.
Mar 5, 2026	Janisha Sabnani - Officer	Grant or award	Restricted Stock Unit	14,613	$0.00	-

Recent HTBK Form 8-K filings

Read HTBK company news

Apr 21, 2026Item 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 9.01

Read the filing on SEC EDGAR

Apr 1, 2026Item 8.01

Read the filing on SEC EDGAR

Mar 27, 2026Item 5.07, 7.01, 9.01

Read the filing on SEC EDGAR

Mar 18, 2026Item 8.01

HTBK insider trading FAQ

What is the latest insider trade for HTBK?

HERITAGE COMMERCE CORP (HTBK) has filed no insider reports in the last 90 days. The most recent on record is dated 2026-04-17. The full record for HTBK runs to 49 Form 4 filings, the earliest from 2024-11-20. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.

How many insiders are buying HTBK stock?

No insider purchases of HTBK were filed in the last 90 days. 1 purchase is on record for this company.

How many insiders are selling HTBK stock?

No insider sales of HTBK were filed in the last 90 days. 1 sale is on record for this company.

Where can I see HTBK SEC filings (Form 4, 10-K, 10-Q, 8-K)?

This page collects HTBK Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.

More Financials companies with insider activity

Recent insider filings

The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.

Apr 17, 2026 - Thomas A. Sa view on EDGAR
Apr 17, 2026 - Janisha Sabnani view on EDGAR
Apr 17, 2026 - Marina Park Sutton view on EDGAR
Apr 17, 2026 - Jeannie Tam view on EDGAR
Apr 17, 2026 - Robertson Clay Jones Jr. view on EDGAR
Apr 17, 2026 - Susan Svensson Just view on EDGAR
Apr 17, 2026 - Seth Fonti view on EDGAR
Apr 17, 2026 - Stephen G. Heitel view on EDGAR
Apr 17, 2026 - Kamran F. Husain view on EDGAR

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Learn more

What the Form 4 transaction codes mean: Grants, option exercises, gifts and tax withholding are not trades on the market. The codes say which is which.
Insider activity in Financials: Where HTBK's peers are being bought and sold.
Every recent Form 4: The market-wide feed, updated as filings arrive from SEC EDGAR.

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Date

Insider

Transaction

Security

Price

Value

Apr 17, 2026

Thomas A. Sa - Officer

Derivative

Common Stock, No Par Value

37,576^{footnote F1}

$0.00

Apr 17, 2026

Thomas A. Sa - Officer

Derivative

Restricted Stock Unit

58,325

$0.00

Apr 17, 2026

Thomas A. Sa - Officer

Derivative

Performance-Based Restricted Stock Unit

13,831

$0.00

Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR

Apr 17, 2026

Janisha Sabnani - Officer

Derivative

Common Stock, No Par Value

4,916^{footnote F1}

$0.00

Apr 17, 2026

Janisha Sabnani - Officer

Derivative

Restricted Stock Unit

31,059

$0.00

Apr 17, 2026

Janisha Sabnani - Officer

Derivative

Performance-Based Restricted Stock Unit

9,290

$0.00

Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR

Apr 17, 2026

Marina Park Sutton - Director

Derivative

Common Stock, No Par Value

123,994^{footnote F1,F2}

$0.00

Apr 17, 2026

Marina Park Sutton - Director

Derivative

Employee Stock Option (right to buy)

2,470

$12.53

$31K

Apr 17, 2026

Marina Park Sutton - Director

Derivative

Employee Stock Option (right to buy)

2,470

$12.53

$31K

Apr 17, 2026

Marina Park Sutton - Director

Derivative

Employee Stock Option (right to buy)

2,470

$12.53

$31K

Apr 17, 2026

Marina Park Sutton - Director

Derivative

Employee Stock Option (right to buy)

2,470

$12.53

$31K

Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR
Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration.

Apr 17, 2026

Jeannie Tam - Officer

Derivative

Common Stock, No Par Value

6,233^{footnote F1,F2}

$0.00

Apr 17, 2026

Jeannie Tam - Officer

Derivative

Restricted Stock Unit

9,299

$0.00

Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR
Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration, less applicable taxes.

Apr 17, 2026

Robertson Clay Jones Jr. - Officer

Derivative

Common Stock, No Par Value

296,959^{footnote F1}

$0.00

Apr 17, 2026

Robertson Clay Jones Jr. - Officer

Derivative

Restricted Stock Unit

48,300

$0.00

Apr 17, 2026

Robertson Clay Jones Jr. - Officer

Derivative

Restricted Stock Unit

50,030

$0.00

Apr 17, 2026

Robertson Clay Jones Jr. - Officer

Derivative

Performance-Based Restricted Stock Unit

113,367

$0.00

Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR

Apr 17, 2026

Susan Svensson Just - Officer

Derivative

Common Stock, No Par Value

13,736^{footnote F1}

$0.00

Apr 17, 2026

Susan Svensson Just - Officer

Derivative

Restricted Stock Unit

24,710

$0.00

Apr 17, 2026

Susan Svensson Just - Officer

Derivative

Performance-Based Restricted Stock Unit

22,883

$0.00

Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR

Apr 17, 2026

Seth Fonti - Officer

Derivative

Common Stock, No Par Value

32,188^{footnote F1,F2}

$0.00

Apr 17, 2026

Seth Fonti - Officer

Derivative

Restricted Stock Unit

19,654

$0.00

Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR
Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration, less applicable taxes.

Apr 17, 2026

Stephen G. Heitel - Director

Derivative

Common Stock, No Par Value

216,078^{footnote F1,F2}

$0.00

Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR
Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration.

Apr 17, 2026

Kamran F. Husain - Director

Derivative

Common Stock, No Par Value

28,084^{footnote F1,F2}

$0.00

Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR
Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration.

Apr 17, 2026

Jack W. Conner - Director

Derivative

Common Stock, No Par Value

165,361^{footnote F1,F2}

$0.00

Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR
Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration.

Apr 17, 2026

Christopher Edmonds-Waters - Officer

Derivative

Common Stock, No Par Value

9,639^{footnote F1}

$0.00

Apr 17, 2026

Christopher Edmonds-Waters - Officer

Derivative

Restricted Stock Unit

42,099

$0.00

Apr 17, 2026

Christopher Edmonds-Waters - Officer

Derivative

Performance-Based Restricted Stock Unit

8,898

$0.00

Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR

Apr 17, 2026

Komas Julianne M. Biagini - Director

Derivative

Common Stock, No Par Value

68,194^{footnote F1,F2}

$0.00

Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR
Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration.

Apr 17, 2026

Bruce H. Cabral - Director

Derivative

Common Stock, No Par Value

127,325^{footnote F1,F2}

$0.00

Apr 17, 2026

Bruce H. Cabral - Director

Derivative

Employee Stock Option (right to buy)

2,470

$12.53

$31K

Apr 17, 2026

Bruce H. Cabral - Director

Derivative

Employee Stock Option (right to buy)

2,470

$12.53

$31K

Apr 17, 2026

Bruce H. Cabral - Director

Derivative

Employee Stock Option (right to buy)

2,470

$12.53

$31K

Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR
Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration.

Apr 17, 2026

Christopher J. Abate - Director

Derivative

Common Stock, No Par Value

6,980^{footnote F1,F2}

$0.00

Footnote F1 (shares): On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California… Full note on SEC EDGAR
Footnote F2 (shares): At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration.

Mar 5, 2026

Jack W. Conner

Grant or award

Common Stock, No Par Value

4,022

$0.00

Mar 10, 2026

Robertson Clay Jones Jr. - Officer

Option exercise

Common Stock, No Par Value

9,897

$0.00

Mar 10, 2026

Robertson Clay Jones Jr. - Officer

Grant or award

Common Stock, No Par Value

501^{footnote F1}

$0.00

Mar 10, 2026

Robertson Clay Jones Jr. - Officer

Option exercise

Restricted Stock Unit

9,897

$0.00

Footnote F1 (shares): The reporting person acquired 501 shares of the Company's Common Stock as a result of the stock dividends payable to the reporting person upon the partial vesting of the RSUs grant.

Mar 10, 2026

Janisha Sabnani - Officer

Option exercise

Common Stock, No Par Value

2,919

$0.00

Mar 10, 2026

Janisha Sabnani - Officer

Grant or award

Common Stock, No Par Value

146^{footnote F1}

$0.00

Mar 10, 2026

Janisha Sabnani - Officer

Tax withholding / forfeiture

Common Stock, No Par Value

1,090^{footnote F2}

$12.14

$13K

Mar 10, 2026

Janisha Sabnani - Officer

Option exercise

Restricted Stock Unit

2,919

$0.00

Footnote F1 (shares): The reporting person acquired 146 shares of the Company's Common Stock as a result of the stock dividends payable to the reporting person upon the partial vesting of the RSUs grant.
Footnote F2 (shares): Represents RSUs withheld to satisfy tax withholding obligations in connection with the vesting of Restricted Stock, exempt under Rule 16b-3.

Mar 10, 2026

Christopher Edmonds-Waters - Officer

Option exercise

Common Stock, No Par Value

2,796

$0.00

Mar 10, 2026

Christopher Edmonds-Waters - Officer

Grant or award

Common Stock, No Par Value

139^{footnote F1}

$0.00

Mar 10, 2026

Christopher Edmonds-Waters - Officer

Option exercise

Restricted Stock Unit

2,796

$0.00

Footnote F1 (shares): The reporting person acquired 139 shares of the Company's Common Stock as a result of the stock dividends payable to the reporting person upon the partial vesting of the RSUs grant.

Mar 5, 2026

Jack W. Conner

Grant or award

Common Stock, No Par Value

4,022^{footnote F1}

$0.00

Footnote F1 (shares): Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the company.

Mar 5, 2026

Komas Julianne M. Biagini

Grant or award

Common Stock, No Par Value

6,838^{footnote F1}

$0.00

Footnote F1 (shares): Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the company.

Mar 5, 2026

Bruce H. Cabral

Grant or award

Common Stock, No Par Value

4,022^{footnote F1}

$0.00

Footnote F1 (shares): Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the company.

Mar 5, 2026

Christopher J. Abate

Grant or award

Common Stock, No Par Value

4,022^{footnote F1}

$0.00

Footnote F1 (shares): Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the company.

Mar 5, 2026

Stephen G. Heitel

Grant or award

Common Stock, No Par Value

4,022^{footnote F1}

$0.00

Footnote F1 (shares): Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the company.

Mar 5, 2026

Seth Fonti - Officer

Grant or award

Restricted Stock Unit

19,463

$0.00

Mar 5, 2026

Thomas A. Sa - Officer

Grant or award

Restricted Stock Unit

21,753

$0.00

Mar 5, 2026

Christopher Edmonds-Waters - Officer

Grant or award

Restricted Stock Unit

13,997

$0.00

Mar 5, 2026

Susan Svensson Just - Officer

Grant or award

Restricted Stock Unit

14,069

$0.00

Mar 5, 2026

Jeannie Tam - Officer

Grant or award

Restricted Stock Unit

9,209

$0.00

Mar 5, 2026

Kamran F. Husain

Grant or award

Common Stock, No Par Value

4,022^{footnote F1}

$0.00

Footnote F1 (shares): Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the company.

Mar 5, 2026

Janisha Sabnani - Officer

Grant or award

Restricted Stock Unit

14,613

$0.00