Eton Pharmaceuticals, Inc. (ETON)
Data as of , from SEC Form 4 filings.
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About Eton Pharmaceuticals, Inc. (ETON)
Eton Pharmaceuticals, Inc. is an SEC registrant, filing under CIK 0001710340, classified as pharmaceutical preparations. It is grouped with Health Care companies on this site.
ETON Form 4 activity by transaction type, last 90 days
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 16 | 285,796 | $15.98M |
| Grant or award | 8 | 410,216 | |
| Option exercise | 10 | 296,044 |
Dollar totals cover purchases and sales only (codes P and S). Grants, option exercises, gifts and tax withholding are counted in shares, because none of them is a trade at a market price.
ETON insider transactions (Form 4)
8536 Form 4 filings on record, the earliest from Oct 4, 2024, newest first. Filing history page 1 of 2.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| David Krempa - Officer | Option exercise | Common Stock | 10,522 | - footnote F3 | - | |
| David Krempa - Officer | Open-market sale | Common Stock | 4,166 | $55.07 footnote F1,F2 | $229K | |
| David Krempa - Officer | Option exercise | Restricted Stock Units | 10,522 | $0.00 | - | |
| ||||||
| Paul V. Maier - Director | Option exercise | Common Stock | 50,000 | $3.78 | $189K | |
| Paul V. Maier - Director | Open-market sale | Common Stock | 36,387 | $58.64 footnote F1,F2 | $2.13M | |
| Paul V. Maier - Director | Open-market sale | Common Stock | 13,485 | $60.21 footnote F1,F4 | $812K | |
| Paul V. Maier - Director | Open-market sale | Common Stock | 128 | $61.77 footnote F1,F5 | $8K | |
| Paul V. Maier - Director | Option exercise | Common Stock | 12,500 | $7.31 | $91K | |
| Paul V. Maier - Director | Option exercise | Employee Stock Option | 50,000 | $0.00 | - | |
| Paul V. Maier - Director | Option exercise | Employee Stock Option | 12,500 | $0.00 | - | |
| ||||||
| Paul V. Maier - Director | Option exercise | Common Stock | 50,000 | $3.78 | $189K | |
| Paul V. Maier - Director | Open-market sale | Common Stock | 36,387 | $58.64 footnote F1,F2 | $2.13M | |
| Paul V. Maier - Director | Open-market sale | Common Stock | 13,485 | $60.21 footnote F1,F4 | $812K | |
| Paul V. Maier - Director | Open-market sale | Common Stock | 128 | $61.77 footnote F1,F5 | $8K | |
| Paul V. Maier - Director | Option exercise | Employee Stock Option | 50,000 | $0.00 | - | |
| ||||||
| David Krempa - Officer | Option exercise | Common Stock | 25,000 | $7.31 | $183K | |
| David Krempa - Officer | Open-market sale | Common Stock | 25,000 | $65.07 footnote F1,F2 | $1.63M | |
| David Krempa - Officer | Option exercise | Employee Stock Option | 25,000 | $0.00 | - | |
| ||||||
| Open-market sale | Common Stock | 8,978 | $62.65 footnote F1,F2 | $562K | ||
| Open-market sale | Common Stock | 47,307 | $60.17 footnote F2,F3 | $2.85M | ||
| Open-market sale | Common Stock | 36,373 | $61.11 footnote F2,F4 | $2.22M | ||
| Open-market sale | Common Stock | 7,342 | $62.12 footnote F2,F5 | $456K | ||
| ||||||
| Charles J. Casamento - Director | Grant or award | Common Stock | 10,000 | $0.00 | - | |
| Judith M. Matthews - Officer | Grant or award | Common Stock | 32,246 | $0.00 | - | |
| Grant or award | Common Stock | 80,000 | $0.00 | - | ||
| Grant or award | Common Stock | 128,985 | $0.00 | - | ||
| David Krempa - Officer | Grant or award | Common Stock | 128,985 | $0.00 | - | |
| Paul V. Maier - Director | Grant or award | Common Stock | 10,000 | $0.00 | - | |
| Norbert G. Riedel - Director | Grant or award | Common Stock | 10,000 | $0.00 | - | |
| Jennifer McKie Adams - Director | Grant or award | Common Stock | 10,000 | $0.00 | - | |
| Opaleye Management Inc. - 10% Owner | Open-market sale | Common Stock, par value $0.001 per share | 15,000 | $37.54 | $563K | |
| Opaleye Management Inc. - 10% Owner | Open-market sale | Common Stock, par value $0.001 per share | 13,315 | $37.54 | $500K | |
| Opaleye Management Inc. - 10% Owner | Open-market sale | Common Stock, par value $0.001 per share | 15,000 | $37.54 footnote F3 | $563K | |
| Opaleye Management Inc. - 10% Owner | Open-market sale | Common Stock, par value $0.001 per share | 13,315 | $37.54 footnote F3 | $500K | |
| ||||||
| Option exercise | Common Stock | 200,000 | $1.37 | $274K | ||
| Option exercise | Common Stock | 27,500 | - footnote F1 | - | ||
| Option exercise | Restricted Stock Units | 27,500 | $0.00 | - | ||
| Option exercise | Employee Stock Option | 200,000 | $0.00 | - | ||
| ||||||
| David Krempa - Officer | Option exercise | Common Stock | 10,000 | - footnote F1 | - | |
| David Krempa - Officer | Option exercise | Restricted Stock Units | 10,000 | $0.00 | - | |
| ||||||
| Opaleye Management Inc. - 10% Owner | Open-market sale | Common Stock, par value $0.001 per share | 10,000 | $38.00 | $380K | |
| Opaleye Management Inc. - 10% Owner | Open-market sale | Common Stock, par value $0.001 per share | 65,000 | $37.39 footnote F3 | $2.43M | |
| Opaleye Management Inc. - 10% Owner | Open-market sale | Common Stock, par value $0.001 per share | 25,000 | $37.39 footnote F3 | $935K | |
| Opaleye Management Inc. - 10% Owner | Open-market sale | Common Stock, par value $0.001 per share | 20,000 | $38.37 footnote F4 | $767K | |
| Opaleye Management Inc. - 10% Owner | Open-market sale | Common Stock, par value $0.001 per share | 6,685 | $38.37 footnote F4 | $257K | |
| ||||||
| David Krempa - Officer | Grant or award | Restricted Stock Units | 10,000 | $0.00 | - | |
| Jennifer McKie Adams - Director | Option exercise | Common Stock | 50,000 | $3.78 | $189K | |
| Jennifer McKie Adams - Director | Open-market sale | Common Stock | 50,000 | $32.48 footnote F1,F3 | $1.62M | |
| Jennifer McKie Adams - Director | Option exercise | Employee Stock Option | 50,000 | $0.00 | - | |
| ||||||
| Open-market sale | Common Stock | 148 | $32.67 | $5K | ||
| Open-market sale | Common Stock | 119,852 | $31.88 footnote F1,F2 | $3.82M | ||
| ||||||
| David Krempa - Officer | Option exercise | Common Stock | 30,591 | $3.58 | $110K | |
| David Krempa - Officer | Open-market sale | Common Stock | 519 | $35.00 | $18K | |
| David Krempa - Officer | Option exercise | Common Stock | 25,000 | $1.38 | $35K | |
| David Krempa - Officer | Option exercise | Common Stock | 12,524 | $1.37 | $17K | |
| David Krempa - Officer | Option exercise | Common Stock | 12,476 | $1.37 | $17K | |
| David Krempa - Officer | Option exercise | Common Stock | 7,203 | $3.58 | $26K | |
| David Krempa - Officer | Open-market sale | Common Stock | 32,963 | $33.22 footnote F1,F7 | $1.10M | |
| David Krempa - Officer | Open-market sale | Common Stock | 9,315 | $33.88 footnote F1,F2 | $316K | |
| David Krempa - Officer | Open-market sale | Common Stock | 37,524 | $31.49 footnote F1,F3 | $1.18M | |
| David Krempa - Officer | Open-market sale | Common Stock | 19,679 | $31.47 footnote F1,F5 | $619K | |
| David Krempa - Officer | Option exercise | Employee Stock Option | 30,591 | $0.00 | - | |
| David Krempa - Officer | Option exercise | Employee Stock Option | 25,000 | $0.00 | - | |
| David Krempa - Officer | Option exercise | Employee Stock Option | 12,524 | $0.00 | - | |
| David Krempa - Officer | Option exercise | Employee Stock Option | 12,476 | $0.00 | - | |
| David Krempa - Officer | Option exercise | Employee Stock Option | 7,203 | $0.00 | - | |
| ||||||
| Norbert G. Riedel - Director | Option exercise | Common Stock | 12,500 | $7.31 | $91K | |
| Norbert G. Riedel - Director | Option exercise | Common Stock | 19,655 | $8.61 | $169K | |
| Norbert G. Riedel - Director | Option exercise | Employee Stock Option (Right to Buy) | 12,500 | $0.00 | - | |
| Norbert G. Riedel - Director | Option exercise | Employee Stock Option (Right to Buy) | 19,655 | $0.00 | - | |
| Norbert G. Riedel - Director | Other | Common Stock | 30,000 | $4.42 | $133K | |
| Norbert G. Riedel - Director | Other | Employee Stock Option (Right to Buy) | 30,000 | $0.00 | - | |
| Norbert G. Riedel - Director | Grant or award | Employee Stock Option (Right to Buy) | 12,196 | $0.00 | - | |
| Norbert G. Riedel - Director | Grant or award | Restricted Stock Units | 7,757 | $0.00 | - | |
| Jennifer McKie Adams - Director | Grant or award | Employee Stock Option (Right to Buy) | 12,196 | $0.00 | - | |
| Jennifer McKie Adams - Director | Grant or award | Restricted Stock Units | 7,757 | $0.00 | - | |
| Charles J. Casamento - Director | Grant or award | Employee Stock Option (Right to Buy) | 12,196 | $0.00 | - | |
| Charles J. Casamento - Director | Grant or award | Restricted Stock Units | 7,757 | $0.00 | - | |
| Paul V. Maier - Director | Grant or award | Employee Stock Option (Right to Buy) | 12,196 | $0.00 | - | |
| Paul V. Maier - Director | Grant or award | Restricted Stock Units | 7,757 | $0.00 | - | |
| Grant or award | Employee Stock Option (Right to Buy) | 40,655 | $0.00 | - | ||
| Grant or award | Restricted Stock Units | 25,856 | $0.00 | - | ||
| Tax withholding / forfeiture | Common Stock | 5,015 footnote F1 | $15.39 footnote F2,F3 | $77K | ||
| Grant or award | Employee Stock Option (Right to Buy) | 158,046 | $0.00 | - | ||
| Grant or award | Restricted Stock Units | 100,517 | $0.00 | - | ||
| ||||||
Recent ETON Form 144 notices of proposed sale
3An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| Krempa David | Officer | 4,166 | $229K | View on EDGAR | |
| MAIER PAUL V | Director | 50,000 |
ETON insider trading FAQ
What is the latest insider trade for ETON?
Eton Pharmaceuticals, Inc. (ETON) had 15 insider filings in the last 90 days, with the most recent on 2026-10-06. The full record for ETON runs to 36 Form 4 filings, the earliest from 2024-10-04. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
How many insiders are buying ETON stock?
No insider purchases of ETON were filed in the last 90 days. 7 purchases are on record for this company.
How many insiders are selling ETON stock?
16 insider sales of ETON were filed in the last 90 days, totaling $15.98M.
Where can I see ETON SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page collects ETON Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
More Health Care companies with insider activity
Recent insider filings
10The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
- - David Krempa view on EDGAR
- - Paul V. Maier view on EDGAR
- - Paul V. Maier view on EDGAR
- - David Krempa view on EDGAR
- - Sean Brynjelsen view on EDGAR
- - Charles J. Casamento view on EDGAR
- - Judith M. Matthews view on EDGAR
- - Ipek Erdogan-Trinkaus view on EDGAR
- - Sean Brynjelsen view on EDGAR
Related companies with recent insider activity
Learn more
- Insider selling: signal or noise?
- Why most insider sales are routine, and the few patterns worth a second look.
- Form 144 vs Form 4
- A Form 144 announces a planned sale; the Form 4 reports it after it happens.
- Insider activity in Health Care
- Where ETON's peers are being bought and sold.
- Every recent Form 4
- The market-wide feed, updated as filings arrive from SEC EDGAR.
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