ENTERPRISE FINANCIAL SERVICES CORP (EFSC) Insider Trading & SEC Filings
Last SEC filing
ENTERPRISE FINANCIAL SERVICES CORP (EFSC) has filed 7 SEC Form 4 insider transactions in the last 90 days, with the most recent on 2026-07-08. 5 Form 8-K material event filings were reported by EFSC in the last 90 days. InsiderAlpha tracks every EFSC SEC filing - Form 4, Form 144, and 8-K - in real time, including Rule 10b5-1 plan detection.
About ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
ENTERPRISE FINANCIAL SERVICES CORP trades under the ticker EFSC. InsiderAlpha tracks 66 primary SEC Form 4 filings from 19 reporting insiders for EFSC since 2024, sourced directly from SEC EDGAR.
| Sector | Financials insider trading |
|---|---|
| SIC classification | State Commercial Banks (SIC 6022) |
| SEC CIK | 0001025835 |
90-Day SEC Filing Activity
| Form 4 filings (90d) | 7 |
|---|---|
| Form 8-K filings (90d) | 5 |
| Latest Form 4 filing | 2026-07-08 |
Recent EFSC Insider Transactions (Form 4)
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Mark G. Ponder | SEVP, Chief Admin. Officer | J - Other acquisition / disposition | 462 | $45.94 | $21K | SEC | |
| S. Turner Keene | SEVP, Chief Financial Officer | J - Other acquisition / disposition | 462 | $45.94 | $21K | SEC | |
| Nicole M. Iannacone | SEVP, Chief Legal Officer | J - Other acquisition / disposition | 462 | $45.94 | $21K | SEC | |
| Douglas Bauche | SEVP, Chief Banking Officer | J - Other acquisition / disposition | 453 | $45.94 | $21K | SEC | |
| James Brian Lally | CEO | J - Other acquisition / disposition | 462 | $45.94 | $21K | SEC | |
| Troy Dumlao | EVP, Chief Accounting Officer | J - Other acquisition / disposition | 462 | $45.94 | $21K | SEC | |
| Bridget Huffman | SEVP, Chief Risk Officer | J - Other acquisition / disposition | 267 | $45.94 | $12K | SEC | |
| Mark G. Ponder | SEVP, Chief Admin. Officer | S - Open-market sale | 625 | $60.20 | $38K | SEC | |
| Mark G. Ponder | SEVP, Chief Admin. Officer | S - Open-market sale | 625 | $60.90 | $38K | SEC | |
| Mark G. Ponder | SEVP, Chief Admin. Officer | G - Bona-fide gift | 1.2K | $0.00 | - | SEC | |
| Mark G. Ponder | SEVP, Chief Admin. Officer | G - Bona-fide gift | 200 | $0.00 | - | SEC | |
| Mark G. Ponder | SEVP, Chief Admin. Officer | G - Bona-fide gift | 1.2K | $0.00 | - | SEC | |
| Troy Dumlao | EVP, Chief Accounting Officer | F - Tax withholding / forfeiture | 168 | $58.30 | $10K | SEC | |
| Kevin L. Handley | Chief Credit Officer | M - Option exercise | 380 | $0.00 | - | SEC | |
| Kevin L. Handley | Chief Credit Officer | F - Tax withholding / forfeiture | 160 | $58.30 | $9K | SEC |
All transactions sourced from SEC EDGAR Form 4 filings for ENTERPRISE FINANCIAL SERVICES CORP (EFSC). Updated in real time as new filings are submitted to the SEC.
Most-Active EFSC Insiders - Last 90 Days
| Insider | Form 4 filings | Total transaction value |
|---|---|---|
| Douglas Bauche | 1 | $21K |
| Bridget Huffman | 1 | $12K |
| Troy Dumlao | 1 | $21K |
| Nicole M. Iannacone | 1 | $21K |
| James Brian Lally | 1 | $21K |
Recent EFSC Form 8-K Material Events
- - Item 7.01, 9.01 [SEC]
- - Item 2.02, 8.01, 9.01 [SEC]
- - Item 1.01, 2.03, 9.01 [SEC]
- - Item 8.01, 9.01 [SEC]
- - Item 5.07 [SEC]
Recent EFSC Form 144 Notices of Proposed Sale
- - - [SEC]
Form 144 must be filed before insiders sell restricted or control stock above SEC thresholds. A cluster of Form 144 notices often precedes a wave of insider distribution.
Recent Insider Filings
- - S. Turner Keene (SEVP, Chief Financial Officer)
- - Mark G. Ponder (SEVP, Chief Admin. Officer)
- - Bridget Huffman (SEVP, Chief Risk Officer)
- - Nicole M. Iannacone (SEVP, Chief Legal Officer)
- - James Brian Lally (CEO)
Form 4 Transaction Code Reference
SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in EFSC insider filings:
| P | Open-market purchase by the insider |
|---|---|
| S | Open-market sale by the insider |
| A | Grant, award, or other acquisition from the issuer |
| M | Exercise or conversion of derivative security (e.g. options) |
| F | Payment of exercise price or tax liability via share withholding |
| G | Bona-fide gift of securities |
| D | Disposition to the issuer (e.g. share buyback participation) |
| J | Other acquisition or disposition |
| X | Exercise of in-the-money or at-the-money derivative security |
| C | Conversion of derivative security |
| V | Transaction voluntarily reported earlier than required |
EFSC Insider Trading - FAQ
- What is the latest insider trade for EFSC?
- ENTERPRISE FINANCIAL SERVICES CORP (EFSC) had 7 insider filings in the last 90 days, with the most recent on 2026-07-08. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
- How many insiders are buying EFSC stock?
- 0 insider purchases of EFSC were filed in the last 90 days.
- How many insiders are selling EFSC stock?
- 0 insider sales of EFSC were filed in the last 90 days.
- Where can I see EFSC SEC filings (Form 4, 10-K, 10-Q, 8-K)?
- This page tracks EFSC Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Learn More
- What is SEC Form 4?
- How to read insider buying signals
- Rule 10b5-1 trading plans explained
- The cluster buying signal
Open the live EFSC dashboard on InsiderAlpha for real-time alerts, charting, and full historical filing search.