CAPITAL SOUTHWEST CORP (CSWC)
Data as of , from SEC Form 4 filings.
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William R. Thomas III - DirectorOpen-market purchase$50K
Ramona Lynn Rogers-Windsor - DirectorOpen-market purchase
About CAPITAL SOUTHWEST CORP (CSWC)
Capital Southwest Corp is a U.S.-based investment company that specializes in providing customized financing to middle market companies across various industries. The company's investment objective is to produce attractive risk-adjusted returns by generating current income from debt investments and capital appreciation from equity and equity related investments. It focuses on providing flexible financing solutions through partnerships with business owners, management teams, and financial sponsors. The company's portfolio may include senior debt, second lien, and subordinated debt, preferred stocks, common stocks, and warrants. The primary source of revenue comprises interest income and dividend income from investments made as well as management fees.
- DALLAS, TX
- 36
- 1990
- XNAS
https://www.capitalsouthwest.comSEC filings for CSWC on EDGAR
CSWC Form 4 activity by transaction type, last 90 days
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market purchase | 1 | 2,170 | $50K |
| Grant or award | 5 | 9,945 |
Dollar totals cover purchases and sales only (codes P and S). Grants, option exercises, gifts and tax withholding are counted in shares, because none of them is a trade at a market price.
CSWC insider transactions (Form 4)
3225 Form 4 filings on record, the earliest from Nov 7, 2024, newest first.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| William R. Thomas III - Director | Open-market purchase | Common Stock | 2,170 | $23.04 footnote F1 | $50K | |
| ||||||
| William R. Thomas III - Director | Grant or award | Common Stock | 1,989 | $0.00 | - | |
| Jack D. Furst - Director | Grant or award | Common Stock | 1,989 | $0.00 | - | |
| Ramona Lynn Rogers-Windsor - Director | Grant or award | Common Stock | 1,989 | $0.00 | - | |
| David R. Brooks - Director | Grant or award | Common Stock | 1,989 | $0.00 | - | |
| Christine Battist - Director | Grant or award | Common Stock | 1,989 | $0.00 | - | |
| Ramona Lynn Rogers-Windsor - Director | Open-market purchase | Common Stock | 210.96 | $23.70 | $5K | |
| Christine Battist - Director | Open-market purchase | Common Stock | 860 | $23.23 | $20K | |
 Joshua S. Weinstein - Officer | Grant or award | Common Stock | 100,000 | $0.00 | - | |
| Joshua S. Weinstein - Officer | Tax withholding / forfeiture | Common Stock | 9,588 | $23.54 | $226K | |
| Joshua S. Weinstein - Officer | Tax withholding / forfeiture | Common Stock | 11,349 | $23.28 | $264K | |
 Michael Scott Sarner - Officer | Tax withholding / forfeiture | Common Stock | 11,705 | $23.54 | $276K | |
| Michael Scott Sarner - Officer | Tax withholding / forfeiture | Common Stock | 13,765 | $23.28 | $320K | |
| Michael Scott Sarner - Officer | Grant or award | Common Stock | 140,000 | $0.00 | - | |
 Chris Rehberger - Officer | Tax withholding / forfeiture | Common Stock | 4,492 | $23.28 | $105K | |
| Chris Rehberger - Officer | Grant or award | Common Stock | 75,000 | $0.00 | - | |
| Chris Rehberger - Officer | Tax withholding / forfeiture | Common Stock | 3,688 | $23.54 | $87K | |
| William R. Thomas III - Director | Open-market purchase | Common Stock | 5,000 | $23.40 | $117K | |
| William R. Thomas III - Director | Open-market sale | Common Stock | 4,661 | $23.29 footnote F1 | $109K | |
| ||||||
| Ramona Lynn Rogers-Windsor - Director | Open-market purchase | Common Stock | 213 | $23.42 | $5K | |
| Michael Scott Sarner - Officer | Open-market purchase | Common Stock | 2,695 | $21.90 | $59K | |
| Christine Battist - Director | Open-market purchase | Common Stock | 600 | $23.16 | $14K | |
| Ramona Lynn Rogers-Windsor - Director | Open-market purchase | Common Stock | 463 | $21.55 | $10K | |
| Christine Battist - Director | Open-market purchase | Common Stock | 667 | $22.45 | $15K | |
| Ramona Lynn Rogers-Windsor - Director | Grant or award | Common Stock | 2,193 | $0.00 | - | |
| David R. Brooks - Director | Grant or award | Common Stock | 2,193 | $0.00 | - | |
| Christine Battist - Director | Grant or award | Common Stock | 2,193 | $0.00 | - | |
| William R. Thomas III - Director | Grant or award | Common Stock | 2,193 | $0.00 | - | |
| Jack D. Furst - Director | Grant or award | Common Stock | 2,193 | $0.00 | - | |
| Ramona Lynn Rogers-Windsor - Director | Open-market purchase | Common Stock | 250 | $22.67 | $6K | |
| Christine Battist - Director | Open-market purchase | Common Stock | 256 | $23.13 | $6K | |
| Ramona Lynn Rogers-Windsor - Director | Open-market purchase | Common Stock | 500 | $23.07 | $12K | |
Recent CSWC Form 144 notices of proposed sale
1An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| - | - | - | - | View on EDGAR |
CSWC insider trading FAQ
What is the latest insider trade for CSWC?
CAPITAL SOUTHWEST CORP (CSWC) had 6 insider filings in the last 90 days, with the most recent on 2026-10-01. The full record for CSWC runs to 25 Form 4 filings, the earliest from 2024-11-07. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
How many insiders are buying CSWC stock?
1 insider purchase of CSWC was filed in the last 90 days, totaling $50K.
How many insiders are selling CSWC stock?
No insider sales of CSWC were filed in the last 90 days. 1 sale is on record for this company.
Where can I see CSWC SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page collects CSWC Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
More companies with insider activity
Recent insider filings
10The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
- - William R. Thomas III view on EDGAR
- - William R. Thomas III view on EDGAR
- - Jack D. Furst view on EDGAR
- - Ramona Lynn Rogers-Windsor view on EDGAR
- - David R. Brooks view on EDGAR
- - Christine Battist view on EDGAR
- - Ramona Lynn Rogers-Windsor view on EDGAR
- - Christine Battist view on EDGAR
- - Joshua S. Weinstein view on EDGAR
Learn more
- How to read insider buying signals
- What an open-market purchase by an insider can and cannot tell you.
- Form 144 vs Form 4
- A Form 144 announces a planned sale; the Form 4 reports it after it happens.
- Insider activity by sector
- Where insider buying and selling is concentrated across the eleven GICS sectors.
- Every recent Form 4
- The market-wide feed, updated as filings arrive from SEC EDGAR.
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- CSWC on your watchlist
- Every CSWC Form 4 filing on record
- Up to 3 months of CSWC price history
- The daily trading plan of ranked insider buys, on a delay, with the plan archive
