Updated Jul 16, 2026 · Last SEC filing 2026-06-30
CAPITAL SOUTHWEST CORP (CSWC) has filed 7 SEC Form 4 insider transactions in the last 90 days, with the most recent on 2026-06-30. 3 Form 8-K material event filings were reported by CSWC in the last 90 days. 1 Form 144 notices of proposed sale were filed for CSWC stock. InsiderAlpha tracks every CSWC SEC filing — Form 4, Form 144, and 8-K — in real time, including Rule 10b5-1 plan detection.
| SEC CIK | 0000017313 |
|---|
| Form 4 filings (90d) | 7 |
|---|---|
| Form 8-K filings (90d) | 3 |
| Form 144 notices (90d) | 1 |
| Latest Form 4 filing | 2026-06-30 |
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Rogers-Windsor Ramona Lynn | Director | P — Open-market purchase | 211 | $23.70 | $5K | SEC | |
| BATTIST CHRISTINE | Director | P — Open-market purchase | 860 | $23.23 | $20K | SEC | |
| Rehberger Chris | Chief Financial Officer | F — Tax withholding / forfeiture | 3.7K | $23.54 | $87K | SEC | |
| Weinstein Joshua S. | Senior Managing Director & CIO | F — Tax withholding / forfeiture | 9.6K | $23.54 | $226K | SEC | |
| Sarner Michael Scott | President and CEO | F — Tax withholding / forfeiture | 11.7K | $23.54 | $276K | SEC | |
| Sarner Michael Scott | President and CEO | F — Tax withholding / forfeiture | 13.8K | $23.28 | $320K | SEC | |
| Sarner Michael Scott | President and CEO | A — Grant or award | 140.0K | $0.00 | — | SEC | |
| Weinstein Joshua S. | Senior Managing Director & CIO | A — Grant or award | 100.0K | $0.00 | — | SEC | |
| Weinstein Joshua S. | Senior Managing Director & CIO | F — Tax withholding / forfeiture | 11.3K | $23.28 | $264K | SEC | |
| Rehberger Chris | Chief Financial Officer | A — Grant or award | 75.0K | $0.00 | — | SEC | |
| Rehberger Chris | Chief Financial Officer | F — Tax withholding / forfeiture | 4.5K | $23.28 | $105K | SEC | |
| Thomas William R III | Director | S — Open-market sale | 4.7K | $23.29 | $109K | SEC | |
| Thomas William R III | Director | P — Open-market purchase | 5.0K | $23.40 | $117K | SEC | |
| Rogers-Windsor Ramona Lynn | Director | P — Open-market purchase | 213 | $23.42 | $5K | SEC | |
| Sarner Michael Scott | President and CEO | P — Open-market purchase | 2.7K | $21.90 | $59K | SEC |
All transactions sourced from SEC EDGAR Form 4 filings for CAPITAL SOUTHWEST CORP (CSWC). Updated in real time as new filings are submitted to the SEC.
| Insider | Form 4 filings | Total transaction value |
|---|---|---|
| Sarner Michael Scott | 3 | $596K |
| Rehberger Chris | 3 | $191K |
| Weinstein Joshua S. | 3 | $490K |
| Rogers-Windsor Ramona Lynn | 2 | $10K |
| Thomas William R III | 2 | $226K |
Form 144 must be filed before insiders sell restricted or control stock above SEC thresholds. A cluster of Form 144 notices often precedes a wave of insider distribution.
SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in CSWC insider filings:
| P | Open-market purchase by the insider |
|---|---|
| S | Open-market sale by the insider |
| A | Grant, award, or other acquisition from the issuer |
| M | Exercise or conversion of derivative security (e.g. options) |
| F | Payment of exercise price or tax liability via share withholding |
| G | Bona-fide gift of securities |
| D | Disposition to the issuer (e.g. share buyback participation) |
| J | Other acquisition or disposition |
| X | Exercise of in-the-money or at-the-money derivative security |
| C | Conversion of derivative security |
| V | Transaction voluntarily reported earlier than required |
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