CAPITAL SOUTHWEST CORP (CSWC)
$25.38-$0.02 (-0.09%) Today
Latest CSWC Insider Trades
Ramona Lynn Rogers-Windsor - DirectorOpen-market purchase
Ramona Lynn Rogers-Windsor - Director
William R. Thomas III - DirectorWilliam R. Thomas III - DirectorRamona Lynn Rogers-Windsor - Director
Michael Scott Sarner - OfficerRamona Lynn Rogers-Windsor - DirectorCapital Southwest Corp is a U.S.-based investment company that specializes in providing customized financing to middle market companies across various industries. The company's investment objective is to produce attractive risk-adjusted returns by generating current income from debt investments and capital appreciation from equity and equity related investments. It focuses on providing flexible financing solutions through partnerships with business owners, management teams, and financial sponsors. The company's portfolio may include senior debt, second lien, and subordinated debt, preferred stocks, common stocks, and warrants. The primary source of revenue comprises interest income and dividend income from investments made as well as management fees.
https://www.capitalsouthwest.comSEC filings for CSWC on EDGAR
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market purchase | 4 | 6,284 | $147K |
| Open-market sale | 1 | 4,661 | $109K |
| Grant or award | 8 | 324,945 | |
| Tax withholding / forfeiture | 6 | 54,587 |
Dollar totals are shown for open-market purchases and sales only. Grants, option exercises, gifts and tax withholding are reported by share count because they are not trades at a market price.
24 Form 4 filings on record, the earliest from Nov 7, 2024, newest first.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| William R. Thomas III - Director | Grant or award | Common Stock | 1,989 | $0.00 | - | |
| Jack D. Furst - Director | Grant or award | Common Stock | 1,989 | $0.00 | - | |
| Ramona Lynn Rogers-Windsor - Director | Grant or award | Common Stock | 1,989 | $0.00 | - | |
| David R. Brooks - Director | Grant or award | Common Stock | 1,989 | $0.00 | - | |
| Christine Battist - Director | Grant or award | Common Stock | 1,989 | $0.00 | - | |
| Ramona Lynn Rogers-Windsor - Director | Open-market purchase | Common Stock | 210.96 | $23.70 | $5K | |
| Christine Battist - Director | Open-market purchase | Common Stock | 860 | $23.23 | $20K | |
 Joshua S. Weinstein - Officer | Grant or award | Common Stock | 100,000 | $0.00 | - | |
| Joshua S. Weinstein - Officer | Tax withholding / forfeiture | Common Stock | 9,588 | $23.54 | $226K | |
| Joshua S. Weinstein - Officer | Tax withholding / forfeiture | Common Stock | 11,349 | $23.28 | $264K | |
| Michael Scott Sarner - Officer | Tax withholding / forfeiture | Common Stock | 11,705 | $23.54 | $276K | |
| Michael Scott Sarner - Officer | Tax withholding / forfeiture | Common Stock | 13,765 | $23.28 | $320K | |
| Michael Scott Sarner - Officer | Grant or award | Common Stock | 140,000 | $0.00 | - | |
 Chris Rehberger - Officer | Tax withholding / forfeiture | Common Stock | 4,492 | $23.28 | $105K | |
| Chris Rehberger - Officer | Grant or award | Common Stock | 75,000 | $0.00 | - | |
| Chris Rehberger - Officer | Tax withholding / forfeiture | Common Stock | 3,688 | $23.54 | $87K | |
| William R. Thomas III - Director | Open-market purchase | Common Stock | 5,000 | $23.40 | $117K | |
| William R. Thomas III - Director | Open-market sale | Common Stock | 4,661 | $23.29 | $109K | |
| Ramona Lynn Rogers-Windsor - Director | Open-market purchase | Common Stock | 213 | $23.42 | $5K | |
| Michael Scott Sarner - Officer | Open-market purchase | Common Stock | 2,695 | $21.90 | $59K | |
| Christine Battist - Director | Open-market purchase | Common Stock | 600 | $23.16 | $14K | |
| Ramona Lynn Rogers-Windsor - Director | Open-market purchase | Common Stock | 463 | $21.55 | $10K | |
| Christine Battist - Director | Open-market purchase | Common Stock | 667 | $22.45 | $15K | |
| Jack D. Furst - Director | Grant or award | Common Stock | 2,193 | $0.00 | - | |
| David R. Brooks - Director | Grant or award | Common Stock | 2,193 | $0.00 | - | |
| Christine Battist - Director | Grant or award | Common Stock | 2,193 | $0.00 | - | |
| William R. Thomas III - Director | Grant or award | Common Stock | 2,193 | $0.00 | - | |
| Ramona Lynn Rogers-Windsor - Director | Grant or award | Common Stock | 2,193 | $0.00 | - | |
| Ramona Lynn Rogers-Windsor - Director | Open-market purchase | Common Stock | 250 | $22.67 | $6K | |
| Christine Battist - Director | Open-market purchase | Common Stock | 256 | $23.13 | $6K | |
| Ramona Lynn Rogers-Windsor - Director | Open-market purchase | Common Stock | 500 | $23.07 | $12K |
A Form 144 is notice of an INTENDED sale, not a completed one. It often precedes the Form 4 that reports the trade actually happening.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| - | - | - | - | View on EDGAR |
CAPITAL SOUTHWEST CORP (CSWC) had 12 insider filings in the last 90 days, with the most recent on 2026-08-12. The full record for CSWC runs to 24 Form 4 filings, the earliest from 2024-11-07. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
4 insider purchases of CSWC were filed in the last 90 days, totaling $147K.
1 insider sale of CSWC was filed in the last 90 days, totaling $109K.
This page tracks CSWC Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Every Form 4 below links to the original document on SEC EDGAR, so the numbers on this page can be checked against the filing they came from.
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