Cohen & Co Inc. (COHN)
$11.17+$0.27 (+2.44%) Today
Cohen & Co Inc is a United States company that delivers financial services in fixed-income markets. It is focused on small-cap banking institutions and has grown to provide an expanding range of capital markets and asset management services. It has three business segments. The Capital Markets segment, which is the key revenue driver, consists of fixed-income sales, trading, matched book repo financing, new issue placements in corporate and securitized products, and advisory services. The Asset Management segment manages assets within collateralized debt obligations, managed accounts, joint ventures, and investment funds. The Principal Investing segment is comprised of investments to earn return rather than to support trading, matched book repo, or other Capital Markets segment activities.
https://www.cohenandcompany.comSEC filings for COHN on EDGAR
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 2 | 8,795 | $103K |
| Bona-fide gift | 1 | 17,600 |
Dollar totals are shown for open-market purchases and sales only. Grants, option exercises, gifts and tax withholding are reported by share count because they are not trades at a market price.
21 Form 4 filings on record, the earliest from Dec 20, 2024, newest first.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Joseph W. Pooler Jr. - Officer | Open-market sale | Common Stock, par value $0.01 per share | 7,295 | $11.75 | $86K | |
| Joseph W. Pooler Jr. - Officer | Open-market sale | Common Stock, par value $0.01 per share | 1,500 | $11.50 | $17K | |
| Daniel G. Cohen - Officer | Gift | Common Stock, par value $0.01 per share | 17,600 | $0.00 | - | |
| Daniel G. Cohen - Officer | Gift | Common Stock, par value $0.01 per share | 8,000 | $0.00 | - | |
| Daniel G. Cohen - Officer | Gift | Common Stock, par value $0.01 per share | 20,000 | $0.00 | - | |
| Joseph W. Pooler Jr. - Officer | Open-market sale | Common Stock, par value $0.01 per share | 6,113 | $17.15 | $105K | |
| Joseph W. Pooler Jr. - Officer | Open-market sale | Common Stock, par value $0.01 per share | 705 | $15.58 | $11K | |
| Joseph W. Pooler Jr. - Officer | Grant or award | Cohen & Company, LLC LTIP Units | 160,000 | $0.00 | - | |
| Lester Raymond Brafman - Officer | Grant or award | Cohen & Company, LLC LTIP Units | 1,605,000 | $0.00 | - | |
| Daniel G. Cohen - Officer | Grant or award | Cohen & Company, LLC LTIP Units | 2,888,000 | $0.00 | - | |
| Douglas Listman - Officer | Tax withholding / forfeiture | Common Stock, par value $0.01 per share | 3,252 | $18.69 | $61K | |
| Joseph W. Pooler Jr. - Officer | Tax withholding / forfeiture | Common Stock, par value $0.01 per share | 7,051 | $18.69 | $132K | |
| Daniel G. Cohen - Officer | Option exercise | Cohen & Company, LLC Membership Units | 463,915 | $1.95 | $905K | |
| Lester Raymond Brafman - Officer | Option exercise | Cohen & Company, LLC Membership Units | 501,455 | $1.95 | $978K | |
 Jack J. Dimaio Jr. - Director | Grant or award | Common Stock, par value $0.01 per share | 2,300 | $0.00 | - | |
| G. Steven Dawson - Director | Grant or award | Common Stock, par value $0.01 per share | 1,100 | $0.00 | - | |
| Jack Haraburda - Director | Grant or award | Common Stock, par value $0.01 per share | 1,100 | $0.00 | - | |
| Joseph W. Pooler Jr. - Officer | Grant or award | Common Stock, par value $0.01 per share | 15,500 | $0.00 | - | |
| Diana Louise Liberto - Director | Grant or award | Common Stock, par value $0.01 per share | 1,100 | $0.00 | - | |
| Douglas Listman - Officer | Grant or award | Common Stock, par value $0.01 per share | 10,000 | $0.00 | - | |
| Lester Raymond Brafman - Officer | Grant or award | Cohen & Company, LLC Membership Units | 211,000 | $0.00 | - | |
| Jack Dimaio - Director | Grant or award | Common Stock, par value $0.01 per share | 1,100 | $0.00 | - | |
| Daniel G. Cohen - Officer | Grant or award | Cohen & Company, LLC Membership Units | 211,000 | $0.00 | - |
A Form 144 is notice of an INTENDED sale, not a completed one. It often precedes the Form 4 that reports the trade actually happening.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| Pooler Joseph W. Jr. | Officer | 1,500 | $17K | View on EDGAR | |
| Pooler Joseph W. Jr. | Officer | 7,295 | $84K | View on EDGAR |
Cohen & Co Inc. (COHN) had 2 insider filings in the last 90 days, with the most recent on 2026-08-07. The full record for COHN runs to 21 Form 4 filings, the earliest from 2024-12-20. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
No insider purchases of COHN were filed in the last 90 days.
2 insider sales of COHN were filed in the last 90 days, totaling $103K.
This page tracks COHN Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Every Form 4 below links to the original document on SEC EDGAR, so the numbers on this page can be checked against the filing they came from.
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