BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
Data as of , from SEC Form 4 filings.
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About BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
Broadridge Financial Solutions, which was spun off from Automatic Data Processing in 2007, is a leading provider of investor communication and technology-driven solutions to banks, broker/dealers, traditional and alternative-asset managers, wealth managers, and corporate issuers. Broadridge is composed of two operating segments: investor communication solutions and global technology and operations.
- LAKE SUCCESS, NY
- 16,000
- 2007
- XNYS
BR Form 4 activity by transaction type, last 90 days
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 2 | 2,754 | $448K |
| Grant or award | 23 | 53,850 | |
| Option exercise | 2 | 812 | |
BR insider transactions (Form 4)
42135 Form 4 filings on record, the earliest from Oct 7, 2024, newest first. Filing history page 2 of 3.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Eileen K. Murray - Director | Grant or award | Common Stock | 20 footnote F1 | $0.00 | - | |
| Eileen K. Murray - Director | Grant or award | Common Stock | 18 footnote F2 | $0.00 | - | |
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| Annette L. Nazareth - Director | Grant or award | Common Stock | 21 footnote F1 | $0.00 | - | |
| Annette L. Nazareth - Director | Grant or award | Common Stock | 18 footnote F2 | $0.00 | - | |
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| Amit Zavery - Director | Grant or award | Common Stock | 33 footnote F1 | $0.00 | - | |
| Amit Zavery - Director | Grant or award | Common Stock | 27 footnote F2 | $0.00 | - | |
| ||||||
 Ashima Ghei - Officer | Option exercise | Common Stock | 2,509 | $0.00 footnote F1 | - | |
| Ashima Ghei - Officer | Tax withholding / forfeiture | Common Stock | 905 | $137.93 footnote F2 | $125K | |
| Ashima Ghei - Officer | Option exercise | FY2024 RSUs June 2024 | 2,509 | $0.00 footnote F1 | - | |
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| Patricia Ann Mosconi - Director | Grant or award | Common Stock | 206 footnote F1 | $0.00 | - | |
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 Maura A. Markus - Director | Grant or award | Common Stock | 239 footnote F1 | $0.00 | - | |
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| Amit Zavery - Director | Grant or award | Common Stock | 206 footnote F1 | $0.00 | - | |
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| Annette L. Nazareth - Director | Grant or award | Common Stock | 206 footnote F1 | $0.00 | - | |
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| Eileen K. Murray - Director | Grant or award | Common Stock | 445 footnote F1 | $0.00 | - | |
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| Hope M. Jarkowski - Officer | Open-market sale | Common Stock | 1,966 | $155.00 | $305K | |
| Amit Zavery - Director | Grant or award | Common Stock | 27 footnote F1 | $0.00 | - | |
| Amit Zavery - Director | Grant or award | Common Stock | 24 footnote F2 | $0.00 | - | |
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| Annette L. Nazareth - Director | Grant or award | Common Stock | 17 footnote F1 | $0.00 | - | |
| Annette L. Nazareth - Director | Grant or award | Common Stock | 16 footnote F2 | $0.00 | - | |
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| Eileen K. Murray - Director | Grant or award | Common Stock | 16 footnote F1 | $0.00 | - | |
| Eileen K. Murray - Director | Grant or award | Common Stock | 13 footnote F2 | $0.00 | - | |
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| Patricia Ann Mosconi - Director | Grant or award | Common Stock | 2 footnote F1 | $0.00 | - | |
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| Maura A. Markus - Director | Grant or award | Common Stock | 87 footnote F1 | $0.00 | - | |
| Maura A. Markus - Director | Grant or award | Common Stock | 29 footnote F2 | $0.00 | - | |
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 Brett Keller - Director | Grant or award | Common Stock | 54 footnote F1 | $0.00 | - | |
| Brett Keller - Director | Grant or award | Common Stock | 26 footnote F2 | $0.00 | - | |
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 Melvin L. Flowers - Director | Grant or award | Common Stock | 16 footnote F1 | $0.00 | - | |
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| Robert N. Duelks - Director | Grant or award | Common Stock | 127 footnote F1 | $0.00 | - | |
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| Maura A. Markus - Director | Grant or award | Common Stock | 206 footnote F1 | $0.00 | - | |
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| Amit Zavery - Director | Grant or award | Common Stock | 177 footnote F1 | $0.00 | - | |
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| Annette L. Nazareth - Director | Grant or award | Common Stock | 177 footnote F1 | $0.00 | - | |
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| Eileen K. Murray - Director | Grant or award | Common Stock | 384 footnote F1 | $0.00 | - | |
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| Brett Keller - Director | Grant or award | Common Stock | 177 footnote F1 | $0.00 | - | |
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| Hope M. Jarkowski - Officer | Tax withholding / forfeiture | Common Stock | 913 | $159.98 | $146K | |
| Hope M. Jarkowski - Officer | Option exercise | Common Stock | 2,879 | $0.00 footnote F1 | - | |
| Hope M. Jarkowski - Officer | Option exercise | Restricted Stock Unit | 2,879 | $0.00 footnote F1 | - | |
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| Timothy C. Gokey - Officer | Open-market purchase | Common Stock | 5,300 | $194.49 footnote F1 | $1.03M | |
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| Richard John Stingi - Officer | Grant or award | Stock Option (Right to Buy) | 10,039 | $0.00 | - | |
| Christopher John Perry - Officer | Grant or award | Stock Option (Right to Buy) | 51,047 | $0.00 | - | |
| Hope M. Jarkowski - Officer | Grant or award | Stock Option (Right to Buy) | 20,872 | $0.00 | - | |
| Timothy C. Gokey - Officer | Grant or award | Stock Option (Right to Buy) | 170,667 | $0.00 | - | |
| Ashima Ghei - Officer | Grant or award | Stock Option (Right to Buy) | 23,254 | $0.00 | - | |
Item 2.02, 8.01
Item 5.02, 9.01
Item 8.01, 9.01
Item 1.01, 2.03, 8.01, 9.01
Recent BR Form 144 notices of proposed sale
1An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| - | - | - | - | View on EDGAR |
Stock trades in BR disclosed by members of the U.S. House in the last 12 months, newest first. Values are the ranges as filed.
| Member | Type | Traded | Disclosed | Value range | Owner | Days to disclose | Filing |
|---|---|---|---|---|---|---|---|
 Gilbert Ray Cisneros, Jr.Democrat, CA-31 | Purchase |
BR insider trading FAQ
What is the latest insider trade for BR?
BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) had 26 insider filings in the last 90 days, with the most recent on 2026-10-06. The full record for BR runs to 135 Form 4 filings, the earliest from 2024-10-07. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
How many insiders are buying BR stock?
No insider purchases of BR were filed in the last 90 days. 1 purchase is on record for this company.
How many insiders are selling BR stock?
2 insider sales of BR were filed in the last 90 days, totaling $448K.
Where can I see BR SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page collects BR Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Recent insider filings
10The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
- - Eileen K. Murray view on EDGAR
- - Patricia Ann Mosconi view on EDGAR
- - Amit Zavery view on EDGAR
- - Annette L. Nazareth view on EDGAR
- - Maura A. Markus view on EDGAR
- - Melvin L. Flowers view on EDGAR
- - Robert N. Duelks view on EDGAR
- - Thomas P. Carey view on EDGAR
- - Richard John Stingi view on EDGAR
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Learn more
- Insider selling: signal or noise?
- Why most insider sales are routine, and the few patterns worth a second look.
- Form 144 vs Form 4
- A Form 144 announces a planned sale; the Form 4 reports it after it happens.
- Insider activity in Information Technology
- Where BR's peers are being bought and sold.
- Every recent Form 4
- The market-wide feed, updated as filings arrive from SEC EDGAR.
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