Alan Yu - SEC Form 4 Insider Trading Activity
Summary
Updated Aug 3, 2026
Alan Yu has filed 1 SEC Form 4 filing across 1 company in the last 90 days - selling. Lifetime open-market sales: $3.04M.
Profile
Alan Yu serves as Chief Executive Officer of Karat Packaging Inc. (KRT). Yu has reported 3 insider filings with the SEC since 2025. The most recent filing was in May 2026.
| Role | Chief Executive Officer, Director, 10% Owner |
|---|---|
| Notability | 50/100 |
Board memberships
- Karat Packaging Inc.
Reported roles
- Chief Executive Officer
Trading Pattern
InsiderAlpha's records for Alan Yu go back to 2025: 2 primary Form 4 filings, an average of 1.0 per year. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Career & Filing History
Every role Alan Yu has reported on a Form 4, reconstructed from the filings themselves - reporting insiders must state their relationship to the issuer (officer title, director seat, or 10% ownership) on every filing.
- Chief Executive Officer, Director, 10% Owner at Karat Packaging Inc. (KRT) - 2 filings, 2025 to 2026
Recent Transactions
| Date | Ticker | Company | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2026-05-15 | KRT | Karat Packaging Inc. | M - Option exercise | 8.0K | - | |
| 2025-06-27 | KRT | Karat Packaging Inc. | S - Open-market sale | 112.5K | $27.00 | $3.04M |
Companies - Last 90 Days
- Karat Packaging Inc. (KRT) - 1 filing, last 2026-05-15
Other Insiders Active in the Same Stocks
Insiders who reported open-market trades at the companies Alan Yu has recently filed at. Multiple unrelated insiders buying the same stock within a short window - cluster buying - has historically been one of the strongest Form 4 signals.
- Jian Guo - $30K of KRT open-market activity in the last 12 months
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
- Amwal Investments LLC
- Apollo Principal Holdings B GP, LLC
- Apollo Principal Holdings B, L.P.
- ARCH Venture Partners XII, LLC
- ARCH Venture Partners XIII, LLC
- Audax Private Credit Business, LP
- Milton C. Ault III
- BAIN CAPITAL INVESTORS LLC
Frequently Asked Questions
Who is Alan Yu?
Alan Yu serves as Chief Executive Officer of Karat Packaging Inc. (KRT). Yu has reported 3 insider filings with the SEC since 2025. The most recent filing was in May 2026.…
How many SEC Form 4 filings has Alan Yu submitted recently?
1 primary Form 4 filing in the last 90 days, covering 1 company.
Has Alan Yu been buying or selling stock?
Recorded transactions: 0 open-market purchases and 1 open-market sale ($3.04M) across all tracked filings.
Where can I see all of Alan Yu's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
Learn More
Open the live Alan Yu profile on InsiderAlpha for real-time alerts, AI-scored trade ideas, and full transaction history.