Richard Windes - SEC Form 4 Insider Trading Activity
Summary
Updated Aug 3, 2026
Richard Windes has filed 3 SEC Form 4 filings across 1 company in the last 90 days - selling. Lifetime open-market sales: $276K.
Profile
Richard Windes is a corporate insider at SOUTHERN MISSOURI BANCORP, INC. (SMBC). Windes has reported 5 insider filings with the SEC since 2026. The most recent filing was in June 2026.
| Role | EVP-CHIEF LENDING OFFICER |
|---|---|
| Notability | 20/100 |
Board memberships
- SOUTHERN MISSOURI BANCORP, INC.
Trading Pattern
InsiderAlpha's records for Richard Windes go back to 2026: 5 primary Form 4 filings, an average of 5.0 per year. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Career & Filing History
Every role Richard Windes has reported on a Form 4, reconstructed from the filings themselves - reporting insiders must state their relationship to the issuer (officer title, director seat, or 10% ownership) on every filing.
- EVP-CHIEF LENDING OFFICER at SOUTHERN MISSOURI BANCORP, INC. (SMBC) - 5 filings, 2026
Recent Transactions
| Date | Ticker | Company | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2026-06-09 | SMBC | SOUTHERN MISSOURI BANCORP, INC. | S - Open-market sale | 2.0K | $69.70 | $139K |
| 2026-05-29 | SMBC | SOUTHERN MISSOURI BANCORP, INC. | M - Option exercise | 2.0K | $37.40 | $75K |
| 2026-05-22 | SMBC | SOUTHERN MISSOURI BANCORP, INC. | S - Open-market sale | 2.0K | $68.47 | $137K |
| 2026-05-05 | SMBC | SOUTHERN MISSOURI BANCORP, INC. | M - Option exercise | 2.0K | $34.35 | $69K |
| 2026-02-26 | SMBC | SOUTHERN MISSOURI BANCORP, INC. | A - Grant or award | 1.1K | $0.00 |
Companies - Last 90 Days
- SOUTHERN MISSOURI BANCORP, INC. (SMBC) - 3 filings, last 2026-06-09
Other Insiders Active in the Same Stocks
Insiders who reported open-market trades at the companies Richard Windes has recently filed at. Multiple unrelated insiders buying the same stock within a short window - cluster buying - has historically been one of the strongest Form 4 signals.
- William E. Young - $81K of SMBC open-market activity in the last 12 months
- Douglas Bagby - $40K of SMBC open-market activity in the last 12 months
- Charles R. Love - $37K of SMBC open-market activity in the last 12 months
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
- Saul B. Rosenthal
- Jack Ross
- Martine A. Rothblatt
- Saba Capital Management, L.P.
- Nicholas S. Schorsch
- Trygve Seglem
- Lawrence B. Seidman
- Thomas J. Shaw
Frequently Asked Questions
Who is Richard Windes?
Richard Windes is a corporate insider at SOUTHERN MISSOURI BANCORP, INC. (SMBC). Windes has reported 5 insider filings with the SEC since 2026. The most recent filing was in June 2026.…
How many SEC Form 4 filings has Richard Windes submitted recently?
3 primary Form 4 filings in the last 90 days, covering 1 company.
Has Richard Windes been buying or selling stock?
Recorded transactions: 0 open-market purchases and 2 open-market sales ($276K) across all tracked filings.
Where can I see all of Richard Windes's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
Learn More
Open the live Richard Windes profile on InsiderAlpha for real-time alerts, AI-scored trade ideas, and full transaction history.